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Violation Tracker Summary for Offense Group

Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$41,332,842,096155
UBS$27,709,494,893134
JPMorgan Chase$27,007,359,167119
Citigroup$19,742,743,935103
Deutsche Bank$15,634,467,27866
Goldman Sachs$13,126,412,84157
NatWest Group PLC$12,235,546,85725
Wells Fargo$10,735,220,989127
Morgan Stanley$9,877,862,956163
BNP Paribas$9,164,773,00010

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Embry-Riddle Aeronautical University, Inc. tax violations2013CT-AG$6,120
Emiliani Enterprises, Inc. tax violations2013CT-AG$8,423
Encuity Research, LLC tax violations2016CT-AG$12,300
Endologix, Inc. tax violations2014CT-AG$9,233
Energen tax violations2000LA-AG$4,360,000
Engineering Planning and Management, Inc. tax violations2014CT-AG$19,065
Enron Corp. tax violations2005TX-AG$8,300,000
Equus Software, LLC tax violations2015CT-AG$6,750
Eric J. Smith, Architect, P.C. tax violations2015CT-AG$13,100
Eric J. Smith, Architect, P.C. tax violations2014CT-AG$13,100
Euro Fence, Inc. tax violations2016CT-AG$13,554
Eurofins Lancaster Laboratories, Inc.Eurofins Scientifichealthcare servicestax violations2013CT-AG$15,600
Event Marketing, Inc. tax violations2012CT-AG$8,040
Everbridge, Inc. tax violations2016CT-AG$10,733
Expedia, Inc.Expedia Groupmiscellaneous servicestax violations2015HI-AG$13,275,000
FAHS Construction Group, Inc. tax violations2014CT-AG$12,595
Fairborn Northeast, LLC tax violations2013CT-AG$6,000
Fleetwood Corp. tax violations2015CT-AG$13,530
FNC Insurance Agency, Inc. tax violations2015CT-AG$29,550
FoodShouldTasteGood, Inc. tax violations2012CT-AG$12,120
Frank Crystal & Co., Inc. tax violations2013CT-AG$16,853
Fred C. Church, Inc. tax violations2012CT-AG$14,565
Freeman Audio Visual, Inc. tax violations2015CT-AG$16,605
Frenkel Benefits, LLC tax violations2013CT-AG$8,400
Fresh Direct, LLCAhold Delhaizeretailingtax violations2014CT-AG$13,800
FT Maintenance-East, LLC tax violations2012CT-AG$6,600
Fuller Construction Corp. tax violations2016CT-AG$7,324
Futuredontics, Inc. tax violations2012CT-AG$8,025
G.D. Van Wagenen Financial Services, Inc. tax violations2009CT-AG$15,930
G-2 Trading, LLC tax violations2012CT-AG$8,400
Gagosian Gallery tax violations2016NY-AG$4,280,000
GDF Suez Energy Marketing NA, Inc.Engieutilities and power generationtax violations2012CT-AG$8,730
Gemma Power Systems, LLC tax violations2015CT-AG$6,870
Genilogix, LLC tax violations2013CT-AG$11,243
Gershman, Brickner & Bratton, Inc. tax violations2014CT-AG$9,135
Glenair, Inc. tax violations2012CT-AG$8,640
Global Med Technologies, Inc. tax violations2011CT-AG$20,910
Global Physics Solutions, Inc. tax violations2014CT-AG$12,840
Glotel, Inc. tax violations2013CT-AG$14,145
GMA Garnet (USA) Corp. tax violations2013CT-AG$6,585
GoPro, Inc. tax violations2015CT-AG$5,400
Grand Canyon Education, Inc.Grand Canyon Education Inc.miscellaneous servicestax violations2014CT-AG$24,345
Green Company Landscape & Irrigation, Inc. tax violations2013MA-AG$219,000
Greenell Corp. tax violations2014CT-AG$13,416
Greenwich Investment Research, Inc. tax violations2015CT-AG$8,325
Gunks Holdings Corp. tax violations2014CT-AG$8,370
Gus Macker Enterprises, Inc. tax violations2003NY-AG$5,500
H. Huntsman & Sons tax violations2018NY-AG$250,000
Halcyon Days Productions Corp. tax violations2012CT-AG$6,120
Hampton-Brown Company, LLC tax violations2014CT-AG$9,300
Harbert Management CorporationHarbert Managementdiversifiedtax violations2017NY-AG$40,000,000
Harbinger Capital Partners Offshore Manager LLC tax violations2018NY-AG$30,000,000
Harris Environmental Systems, Inc. tax violations2011CT-AG$20,843
Harrison Bros. Oysters, LLC tax violations2008MD-AG$5,000
HealthSmart Rx, Inc. tax violations2012CT-AG$8,055
Healthy Achievers, Inc. tax violations2013CT-AG$5,685
Hess Express tax violations2005NY-AG$6,329
Hess Retail Services, Inc.Marathon Petroleumoil and gastax violations2015CT-AG$11,655
Hiab USA Inc. tax violations2016CT-AG$6,570
Hill's Pet Nutrition Sales, Inc.Colgate-Palmolivehousehold and personal care productstax violations2016CT-AG$13,283
HireGenics, Inc. tax violations2015CT-AG$6,300
Horizon Food Equipment, Inc. tax violations2014CT-AG$5,700
Hughes Environmental Engineering, Inc. tax violations2016CT-AG$19,808
Hurst Review Services, Inc. tax violations2016CT-AG$6,300
Icom America Inc. tax violations2015CT-AG$11,955
Iconma, LLC tax violations2013CT-AG$9,000
Ieraci Landscaping, Inc. tax violations2013MA-AG$105,000
Immediate Credit Recovery, Inc. tax violations2012CT-AG$5,828
Impala USA, Inc. tax violations2015CT-AG$5,400
Industrial Technical Services, Inc. tax violations2015CT-AG$30,543
Infinium Software, Inc. tax violations2015CT-AG$23,595
Infor Public Sector, Inc. tax violations2015CT-AG$5,970
Inn at IronMasters, LLC tax violations2016CT-AG$5,588
Integra Burlington MA, Inc. tax violations2012CT-AG$14,940
Intelisys Communications Inc. tax violations2015CT-AG$6,750
International Beauty Supply of Toms River, Inc. tax violations2013CT-AG$7,268
International Blind Contractors, Ltd. tax violations2012CT-AG$5,111
International Business Systems, Inc. tax violations2015CT-AG$5,670
International Protective Services tax violations2012MA-AG$109,999
Intrinsicl Equity Investments, LLC tax violations2012CT-AG$8,985
Intuitive Surgical, Inc.Intuitive Surgicalmedical equipment and suppliestax violations2012CT-AG$18,435
Investors Capital Management, Inc. tax violations2014CT-AG$10,350
Investors Capital Management, Inc. tax violations2013CT-AG$5,190
Invo Healthcare Associates, Inc. tax violations2013CT-AG$6,968
IO Intergration, Inc. tax violations2013CT-AG$5,160
IRR Residential, LLC tax violations2012CT-AG$5,040
Island Carousel, Inc. tax violations2014CT-AG$10,823
J. Bass & Son, Inc. tax violations2015CT-AG$11,800
J. Lauritzen (U.S.A.), Inc. tax violations2016CT-AG$11,205
Jacoby & Meyers, LLP tax violations2012CT-AG$10,478
Jamsan Hotel Management, Inc. tax violations2012CT-AG$10,992
Jem-R, Inc. tax violations2013CT-AG$18,172
JNR Adjustment Company, Inc. tax violations2016CT-AG$5,085
John Hancock Assignment Co.Manulife Financialfinancial servicestax violations2014CT-AG$38,910
Josef and Anni Albers Foundation, Inc. tax violations2013CT-AG$19,635
Joseph M. Chapman, Inc. tax violations2013CT-AG$16,223
Kamunting Street Capital Management, LP tax violations2014CT-AG$5,400
Kaplan K12 Learning Services, LLCGraham Holdingsmediatax violations2015CT-AG$5,700
Katherine Cowdin, Inc. tax violations2013CT-AG$23,437
Kehe Distributors of Connecticut, LLC tax violations2016CT-AG$6,450
Kelly Window Systems, Inc. tax violations2012CT-AG$8,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.