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Violation Tracker Summary for Offense Group

Offense Group: miscellaneous offenses
Penalty Total since 2000: $5,977,184,595
Number of Penalty Records: 1,510
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Fox Corporation$787,500,0001
Holcim Group$777,780,0001
JPMorgan Chase$441,180,0007
Entergy$303,085,0003
Consolidated Edison$171,000,0001
Edison International$167,540,0003
PG&E Corp.$115,050,0005
American Electric Power$60,000,0002
Lumen Technologies$58,623,5007
L3Harris Technologies$50,000,0001

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount
TwitterX Corp.information technologycampaign finance violation2020WA-AG$100,000
Wynn MA, LLCWynn Resortshotelsgambling violation2023MA-MGC$10,000
Morton Grove Pharmaceuticals, Inc.Wockhardt Limitedpharmaceuticalscampaign finance violation2007FEC$9,000
The Williams Companies, Inc.Williams Companiesoil and gasdata submission deficiencies2003CFTC$20,000,000
A.G. Edwards & Sons, Inc.Wells Fargofinancial servicesdata submission deficiencies2003CFTC$45,000
Prudential Securities, Inc.Wells Fargofinancial servicesdata submission deficiencies2002CFTC$65,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesdata submission deficiencies2016CFTC$400,000
Vivint Smart Home Inc.Vivint Smart Home Inc.miscellaneous servicesfalse statements2021DOJ_CIVIL$3,200,000
Hollywood Casino at GreektownVICI Propertiesentertainmentgambling violation2021MI-GCB$6,000
Hollywood Casino at GreektownVICI Propertiesentertainmentgambling violation2022MI-GCB$5,000
Hollywood Casino at GreektownVICI Propertiesentertainmentgambling violation2022MI-GCB$10,000
Harrah's Las Vegas LLCVICI Propertiesentertainmentgambling violation2012NV-GC$100,000
Harrah's Las Vegas, Inc.VICI Propertiesentertainmentgambling violation2010NV-GC$100,000
Caesars Hotel and CasinoVICI Propertiesentertainmentgambling violation2012NJ-DGE$5,000
Caesars Atlantic CityVICI Propertiesentertainmentgambling violation2012NJ-DGE$25,000
ALLTEL CorporationVerizon Communicationstelecommunicationscivil contempt2007DOJ_ANTITRUST$1,325,000
Verizon SouthwestVerizon Communicationstelecommunicationsutility administrative violation2019TX-PUC$50,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesdata submission deficiencies2015SEC$4,250,000
UBS SecuritiesUBSfinancial servicesdata submission deficiencies2010CFTC$200,000
UBS Fund Advisor, LLCUBSfinancial servicesdata submission deficiencies2009CFTC$50,000
Rasier-CA, LLCUber Technologiesmiscellaneous servicesutility administrative violation2016CA-PUC$7,600,000
RASIER-CA, LLCUber Technologiesmiscellaneous servicesutility administrative violation2016CA-PUC$7,626,000
Uber Technologies Inc.Uber Technologiesmiscellaneous servicesutility administrative violation2017PA-PUC$3,500,000
Branch Banking & Trust CorporationTruist Financialfinancial servicescampaign finance violation2001FEC$22,000
Convergex Execution Solutions LLCToronto-Dominion Bankfinancial servicesdata submission deficiencies2018SEC$2,750,000
Suffolk Construction Company Inc.Suffolk Constructionconstruction and engineeringcampaign finance violation2017FEC$34,000
State Street Bank and Trust CompanyState Street Corp.financial servicesillicit political contributions2016SEC$12,000,000
Societe GeneraleSociete Generalefinancial servicesdata submission deficiencies2016CFTC$450,000
Shell Energy North AmericaShell PLCoil and gasutility administrative violation2021CA-PUC$567,133
Southern California Gas CompanySempra Energyutilities and power generationutility administrative violation2017CA-PUC$275,000
San Diego Gas & Electric (SDG&E)Sempra Energyutilities and power generationutility administrative violation2009CA-PUC$920,000
Southern California Gas Co.Sempra Energyutilities and power generationutility administrative violation2022CA-PUC$9,807,000
San Diego Gas & ElectricSempra Energyutilities and power generationutility administrative violation2022CA-PUC$11,000
Select Energy Services, LLCSelect Water Solutions Inc.oilfield services and suppliesutility administrative violation2012LA-PSC$23,025
OZ Management LPSculptor Capital Managementfinancial servicesdata submission deficiencies2015SEC$4,250,000
Allied Waste Industries Inc.Republic Serviceswaste management and environmental servicescivil contempt2007DOJ_ANTITRUST$125,000
Republic Services Inc.Republic Serviceswaste management and environmental servicescivil contempt2004DOJ_ANTITRUST$1,500,000
Centex Construction Group, Inc.PulteGroupconstruction and engineeringcampaign finance violation2003FEC$112,000
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesdata submission deficiencies2002SEC$1,650,000
Pilot Travel Centers LLCPilot Corporationretailinggambling violation2023PA-GCB$45,000
Pilot Travel Centers LLC and PFJ Southeast LLCPilot Corporationretailinggambling violation2022PA-GCB$20,000
Pacific Gas & Electric Co. (PG&E)PG&E Corp.utilities and power generationutility administrative violation2019CA-PUC$2,000,000
Pacific Gas & Electric Co. (PG&E)PG&E Corp.utilities and power generationutility administrative violation2018CA-PUC$97,500,000
Pacific Gas & Electric Co. (PG&E)PG&E Corp.utilities and power generationutility administrative violation2014CA-PUC$1,050,000
Pacific Gas & Electric Co. (PG&E)PG&E Corp.utilities and power generationutility administrative violation2013CA-PUC$14,350,000
Pacific Gas & Electric Co. (PG&E)PG&E Corp.utilities and power generationutility administrative violation2012CA-PUC$150,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2013PA-GCB$70,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2016PA-GCB$7,500
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2012PA-GCB$5,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2016PA-GCB$10,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2016PA-GCB$8,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2015PA-GCB$13,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2015PA-GCB$7,500
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2013PA-GCB$15,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2011PA-GCB$40,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2010PA-GCB$65,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2009PA-GCB$24,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2008PA-GCB$5,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2016PA-GCB$7,500
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2023PA-GCB$40,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2023PA-GCB$78,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2023PA-GCB$45,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2022PA-GCB$7,500
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2022PA-GCB$7,500
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2021PA-GCB$57,500
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2021PA-GCB$25,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2021PA-GCB$120,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2020PA-GCB$20,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2018PA-GCB$10,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2018PA-GCB$40,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2017PA-GCB$75,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2017PA-GCB$10,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2017PA-GCB$5,000
Mountainview Thoroughbred Racing Association LLCPENN Entertainmententertainmentgambling violation2014PA-GCB$10,218
ONEOK Inc.Oneokpipelinesdata submission deficiencies2004CFTC$3,000,000
PHH Mortgage Corp.Ocwen Financialfinancial serviceszoning violation2017NY-DFS$119,000
Heckmann Water Resources (CVR), Inc.Nuverra Environmental Solutionsoilfield services and suppliesutility administrative violation2021LA-PSC$8,025
Heckmann Water Resources (CVR), Inc.Nuverra Environmental Solutionsoilfield services and suppliesutility administrative violation2012LA-PSC$6,025
Crop Production Services, Inc.Nutrien Ltd.chemicalscampaign finance violation2007FEC$17,000
NRG Energy, Inc.NRG Energyutilities and power generationdata submission deficiencies2007CFTC$2,000,000
Direct Energy Business, LLCNRG Energyutilities and power generationutility administrative violation2022CA-PUC$499,145
Direct Energy Business, LLCNRG Energyutilities and power generationutility administrative violation2022CA-PUC$1,733,021
National Oilwell Varco, LPNOV Inc.oilfield services and suppliesutility administrative violation2016LA-PSC$32,025
NorthWestern Corp.NorthWestern Corp.utilities and power generationutility administrative violation2010MT-PSC$765,000
Morgan Stanley Capital GroupMorgan Stanleyfinancial servicesdata submission deficiencies2010CFTC$14,000,000
Morgan Stanley & Co.Morgan Stanleyfinancial servicesdata submission deficiencies2006SEC$10,000,000
Morgan Stanley & Co. IncorporatedMorgan Stanleyfinancial servicesdata submission deficiencies2002SEC$1,650,000
Salomon Smith Barney Inc.Morgan Stanleyfinancial servicesdata submission deficiencies2002SEC$1,650,000
Morgan StanleyMorgan Stanleyfinancial servicesdata submission deficiencies2017CFTC$350,000
Moody's Investors Service IncMoody'sinformation technologyobstruction of justice2001DOJ_ANTITRUST$195,000
Mizuho Securities USA Inc.Mizuho Financialfinancial servicesdata submission deficiencies2013CFTC$175,000
MGM National HarborMGM Resorts Internationalentertainmentgambling violation2021MD-LGCA$8,000
MGM National HarborMGM Resorts Internationalentertainmentgambling violation2020MD-LGCA$5,500
MGM Grand Detroit, LLCMGM Resorts Internationalentertainmentgambling violation2018MI-GCB$10,000
MGM Grand Detroit, LLCMGM Resorts Internationalentertainmentgambling violation2019MI-GCB$5,000
MGM Grand Detroit, LLCMGM Resorts Internationalentertainmentgambling violation2019MI-GCB$7,500
MGM Grand Detroit, LLCMGM Resorts Internationalentertainmentgambling violation2018MI-GCB$10,000
MGM Grand Detroit, LLCMGM Resorts Internationalentertainmentgambling violation2017MI-GCB$20,000
MGM Grand Detroit, LLCMGM Resorts Internationalentertainmentgambling violation2016MI-GCB$18,500
Aria Resort & Casino Holdings LLCMGM Resorts Internationalentertainmentgambling violation2014NV-GC$100,000
Marina District Development Company, LLC DBA Borgata Casino Hotel and SpaMGM Resorts Internationalentertainmentgambling violation2023NJ-DGE$44,409
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.