Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company  | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $160,000,000 |
| UBS AG | UBS | financial services | tax violations | 2009 | DOJ_TAX | $780,000,000 |
| Unico Inc. | false statements | 2013 | USAO | $500,000 | ||
| UniCredit Bank Austria AG | UniCredit | financial services | economic sanction violation | 2019 | NY-MANDA | $20,000,000 |
| UniCredit Group | UniCredit | financial services | economic sanction violation | 2019 | DOJ_CRIMINAL | $413,536,632 |
| Union Bancaire Privee | Union Bancaire Privee | financial services | tax violations | 2016 | DOJ_TAX | $187,000,000 |
| Union Bancaire Privee, UBP SA | Union Bancaire Privee | financial services | tax violations | 2020 | DOJ_TAX | $14,000,000 |
| Union Bank of California, N.A. | U.S. Bancorp | financial services | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $21,600,000 |
| United Airlines Inc. | United Airlines Holdings | airlines | fraud | 2021 | DOJ_CRIMINAL | $49,458,102 |
| United Bank for Africa PLC | obstruction of justice | 2007 | USAO | $5,334,331 | ||
| United Continental Holdings Inc. | United Airlines Holdings | airlines | kickbacks and bribery | 2016 | USAO | $2,250,000 |
| United Parcel Service | United Parcel Service | freight and logistics | Controlled Substances Act violation | 2013 | USAO | $40,000,000 |
| United Technologies Corporation | RTX Corporation | aerospace and military contracting | export control violation | 2012 | USAO | $75,000,000 |
| Unitrans International Inc. | AIT Worldwide Logistics | freight and logistics | False Claims Act and related | 2019 | DOJ_CIVIL | $45,000,000 |
| Universal Corporation and Universal Leaf Tabacos Ltda. | Universal Corporation | tobacco | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $4,400,000 |
| University of Medicine and Dentistry of New Jersey | False Claims Act and related | 2005 | USAO | $4,900,000 | ||
| Unum Group | Unum | financial services | kickbacks and bribery | 2008 | USAO | $5,550,000 |
| UTStarcom Inc. | Foreign Corrupt Practices Act | 2009 | DOJ_CRIMINAL | $1,500,000 | ||
| Vadian Bank AG | tax violations | 2015 | DOJ_TAX | $4,253,000 | ||
| Valiant Bank AG | tax violations | 2015 | DOJ_TAX | $3,304,000 | ||
| Victory Pharma Inc. | off-label or unapproved promotion of medical products | 2012 | DOJ_CIVIL | $11,420,743 | ||
| VimpelCom Limited | VEON | telecommunications | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $230,000,000 |
| Vitol Inc. | Vitol | financial services | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $135,000,000 |
| Wachovia Bank N.A. | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $148,000,000 |
| Wachovia Bank N.A. | Wells Fargo | financial services | anti-money-laundering deficiencies | 2010 | USAO | $50,000,000 |
| WakeMed | WakeMed Health & Hospitals | healthcare services | False Claims Act and related | 2012 | USAO | $8,000,000 |
| Wal-Mart Stores, Inc. | Walmart | retailing | consumer protection violation | 2009 | NY-NCDA | $1,900,000 |
| Walmart Inc. | Walmart | retailing | Foreign Corrupt Practices Act | 2019 | DOJ_CRIMINAL | $137,000,000 |
| Washington Gas Energy Systems | AltaGas | utilities and power generation | fraud | 2014 | DOJ_ANTITRUST | $2,500,000 |
| Waste Management Texas | Waste Management Inc. | waste management and environmental services | work visa violations | 2018 | USAO | $5,500,000 |
| Weatherford International Limited | Weatherford International | oilfield services and supplies | Foreign Corrupt Practices Act | 2013 | DOJ_CRIMINAL | $187,200,000 |
| WellCare | Centene | healthcare services | fraud | 2009 | USAO | $80,000,000 |
| Wells Fargo & Company | Wells Fargo | financial services | fraud | 2020 | DOJ_CIVIL | $3,000,000,000 |
| Western Union Company | Western Union | financial services | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $586,000,000 |
| WesternGeco LLC | work visa violations | 2006 | USAO | $19,600,000 | ||
| Westinghouse Air Brake Technologies Corporation (Wabtec) | Westinghouse Air Brake Technologies (Wabtec) | industrial equipment | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $300,000 |
| White Rock Distilleries, Inc. | kickbacks and bribery | 2017 | USAO | $2,000,000 | ||
| Whitehall Jewellers, Inc. | fraud | 2004 | USAO | $15,132,480 | ||
| Wildcat Concrete Services Inc. | environmental violation | 2014 | USAO | $372,750 | ||
| Willbros Group Inc. | Primoris Services | construction and engineering | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $22,000,000 |
| Williams Power Company Inc. | JPMorgan Chase | financial services | data submission deficiencies | 2006 | DOJ_CRIMINAL | $50,000,000 |
| Wright Medical Inc. | Stryker | medical equipment and supplies | False Claims Act and related | 2010 | USAO | $7,900,000 |
| York International Corporation | Johnson Controls | automotive parts | kickbacks and bribery | 2007 | DOJ_CRIMINAL | $10,000,000 |
| ZAO Hewlett-Packard A.O. and Hewlett-Packard Polska, Sp. Z o.o. and Hewlett-Packard Mexico, S. de R.L. de C.V. | HP Inc. | electrical and electronic equipment | Foreign Corrupt Practices Act | 2014 | DOJ_CRIMINAL | $76,760,224 |
| Zimmer Inc. | Zimmer Biomet | medical equipment and supplies | False Claims Act and related | 2007 | USAO | $169,500,000 |
| Zuger Kantonalbank | tax violations | 2015 | DOJ_TAX | $3,798,000 | ||
| Zurcher Kantonalbank | tax violations | 2018 | USAO | $98,500,000 | ||
| Zurich Life Insurance Company Ltd | Zurich Insurance | financial services | tax violations | 2019 | DOJ_TAX | $5,115,000 |
