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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: United Kingdom
Current Parent Penalty Total since 2000: $90,252,898,867
Number of Records: 3,079
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
BP$36,486,562,463409
NatWest Group PLC$14,370,701,61843
GlaxoSmithKline$9,572,803,40650
Barclays$7,522,677,86157
HSBC$7,447,807,16183
Standard Chartered$1,985,483,44316
Reckitt Benckiser$1,875,910,85224
AstraZeneca$1,539,362,45732
Indivior PLC$1,416,500,0006
Shell PLC$1,340,414,421452

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearAgencyPenalty Amount
Barclays Capital Inc.Barclaysfinancial servicestoxic securities abuses2015NCUA$325,000,000
Royal Bank of Scotland plcNatWest Group PLCfinancial servicestoxic securities abuses2015NCUA$129,600,000
HSBCHSBCfinancial servicestoxic securities abuses2012NCUA$5,250,000
BarclaysBarclaysfinancial servicesprice-fixing or anti-competitive practices2015CFTC$400,000,000
BarclaysBarclaysfinancial servicesprice-fixing or anti-competitive practices2015CFTC$115,000,000
HSBC BankHSBCfinancial servicesprice-fixing or anti-competitive practices2014CFTC$275,000,000
Royal Bank of Scotland plcNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2014CFTC$290,000,000
Lloyds Banking Group plcLloyds Banking Groupfinancial servicesprice-fixing or anti-competitive practices2014CFTC$105,000,000
Royal Bank of Scotland plcNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2013CFTC$325,000,000
Barclays PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2012CFTC$200,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2017FERC$105,000,000
HSBCHSBCfinancial servicesmortgage abuses2014USAO$10,000,000
Coutts & Co LtdNatWest Group PLCfinancial servicestax violations2015DOJ_TAX$78,484,000
Standard Chartered Bank (Switzerland) SA, en liquidationStandard Charteredfinancial servicestax violations2015DOJ_TAX$6,337,000
Barclays Bank PLCBarclaysfinancial serviceseconomic sanction violation2016OFAC$2,485,890
Royal Bank of Scotland PLCNatWest Group PLCfinancial serviceseconomic sanction violation2013OFAC$33,000,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2012OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $132,000,000
HSBC HoldingsHSBCfinancial serviceseconomic sanction violation2012OFAC$375,000,000
Balli Aviation Ltd. and Balli Group PLCBalli Groupfinancial servicesexport control violation2010BIS$15,000,000
HSBC Finance CorporationHSBCfinancial servicesconsumer protection violation2016DOJ_RIGHTS$434,500
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2016CFTC$800,000
Barclays Bank PLCBarclaysfinancial servicesinvestor protection violation2016CFTC$560,000
Republic New York Securities CorporationHSBCfinancial servicesinvestor protection violation2001CFTC$5,000,000
Lloyds TSB Bank PLCLloyds Banking Groupfinancial serviceseconomic sanction violation2009DOJ_CRIMINAL$175,000,000
Barclays Bank PLCBarclaysfinancial serviceseconomic sanction violation2004OFAC$14,970
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2004OFAC$5,500
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2004OFAC$8,375
Barclays Bank PLCBarclaysfinancial serviceseconomic sanction violation2003OFAC$10,107
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2003OFAC$5,500
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2003OFAC$11,000
HSBC Bank USA, N.A.HSBCfinancial servicesinvestor protection violation2007SEC$10,500,000
Barclays Bank PLCBarclaysfinancial servicesinsider trading2007SEC$10,943,561
Janus Capital Management LLCJanus Hendersonfinancial servicesinvestor protection violation2004SEC$100,000,000
Barclays Bank PLCBarclaysfinancial servicesdata submission deficiencies2016CFTC$500,000
Balli Aviation Ltd.Balli Groupfinancial servicesexport control violation2010DOJ_NATSEC$2,000,000
HSBC Bank USA, National AssociationHSBCfinancial servicesbanking violation2017OCC$32,500,000
Barclays Capital Inc.Barclaysfinancial serviceswage and hour violation2009WHD$9,707
IFCO Systems North America, Inc.Triton Investments Advisersfinancial serviceswage and hour violation2009WHD$22,377
HSBCHSBCfinancial serviceswage and hour violation2007WHD$16,545
HSBC North America IncHSBCfinancial serviceswage and hour violation2006WHD$5,357
HSBC North America Inc.HSBCfinancial serviceswage and hour violation2006WHD$11,489
HSBC North America Inc.HSBCfinancial serviceswage and hour violation2006WHD$12,685
HSBC North America Inc.HSBCfinancial serviceswage and hour violation2006WHD$8,273
HSBC BankHSBCfinancial serviceswage and hour violation2006WHD$7,599
IFCO Systems of North America Inc.Triton Investments Advisersfinancial serviceswage and hour violation2006WHD$82,085
IFCO Systems North America, Inc.Triton Investments Advisersfinancial serviceswage and hour violation2006WHD$1,712,712
IFCO Systems of North America, Inc.Triton Investments Advisersfinancial serviceswage and hour violation2006WHD$84,459
IFCO Systems North America, Inc.Triton Investments Advisersfinancial serviceswage and hour violation2006WHD$294,023
IFCO Systems North America, Inc.Triton Investments Advisersfinancial serviceswage and hour violation2006WHD$270,379
IFCO Systems of North America, Inc.Triton Investments Advisersfinancial serviceswage and hour violation2006WHD$13,399
IFCO Systems of North America, Inc.Triton Investments Advisersfinancial serviceswage and hour violation2006WHD$108,261
Towers PerrinWillis Towers Watsonfinancial serviceswage and hour violation2005WHD$105,865
Towers, Perrin, Forrester & CrosbyWillis Towers Watsonfinancial serviceswage and hour violation2005WHD$294,279
Towers PerrinWillis Towers Watsonfinancial serviceswage and hour violation2004WHD$376,093
Household InternationalHSBCfinancial serviceswage and hour violation2003WHD$54,328
Royal Bank of Scotland plcNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2017CFTC$85,000,000
IFCO SYSTEMSTriton Investments Advisersfinancial serviceslabor relations violation2013NLRB$91,866
Watson Wyatt & Co.Willis Towers Watsonfinancial serviceslabor relations violation2005NLRB$91,000
Barclays CapitalBarclaysfinancial servicesinvestor protection violation2017SEC$97,037,659
Royal Bank of Scotland PLCNatWest Group PLCfinancial servicestoxic securities abuses2017FHFA$5,500,000,000
HSBC HoldingsHSBCfinancial servicesbanking violation2017FED$175,000,000
RBS Securities Inc.NatWest Group PLCfinancial servicestoxic securities abuses2017USAO$44,000,000
HSBC Bank USA N.A.HSBCfinancial servicesFalse Claims Act and related2017USAO$2,118,861
IFCO SystemsTriton Investments Advisersfinancial serviceswork visa violations2008USAO$20,700,000
Republic New York SecuritiesHSBCfinancial servicesfraud2001USAO$569,000,000
HSBC Holdings plcHSBCfinancial servicesfraud2018DOJ_CRIMINAL$100,000,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2017SEC$12,710,040
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2016SEC$500,000
HSBC Securities (USA) Inc.HSBCfinancial servicesinvestor protection violation2018CFTC$1,600,000
Barclays Capital, Inc.Barclaysfinancial servicestoxic securities abuses2018USAO$2,000,000,000
Royal Bank of Scotland Group plcNatWest Group PLCfinancial servicesinvestor protection violation2014SEC$120,000
HSBCHSBCfinancial serviceswage and hour violation2016private lawsuit-federal$6,982,000
HSBC BankHSBCfinancial serviceswage and hour violation2013private lawsuit-federal$15,625,000
HSBC Auto FinanceHSBCfinancial serviceswage and hour violation2009private lawsuit-federal$420,000
Royal Bank of Scotland Group plcNatWest Group PLCfinancial servicestoxic securities abuses2018DOJ_CIVIL$4,900,000,000
NatWest Markets PlcNatWest Group PLCfinancial servicesinvestor protection violation2018CFTC$750,000
HSBCHSBCfinancial servicestoxic securities abuses2018USAO$765,000,000
Willis GroupWillis Towers Watsonfinancial servicesemployment discrimination2011private lawsuit-federal$11,595,038
Willis GroupWillis Towers Watsonfinancial servicesemployment discrimination2008private lawsuit-federal$12,757,949
HSBC Bank USAHSBCfinancial servicesbenefit plan administrator violation2005private lawsuit-federal$9,350,000
Household InternationalHSBCfinancial servicesbenefit plan administrator violation2004private lawsuit-federal$46,500,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019DOJ_CRIMINAL$292,210,160
Standard Chartered plcStandard Charteredfinancial servicesbanking violation2019FED$164,000,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $657,040,033
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2016MULTI-AG$100,000,000
Barclays Bank PLCBarclaysfinancial servicestoxic securities abuses2013MA-AG$36,100,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2016NY-AG$35,000,000
Barclays Capital Inc.Barclaysfinancial servicestoxic securities abuses2016VA-AG$9,000,000
Household Finance Corp.HSBCfinancial servicesmortgage abuses2002MULTI-AG$484,000,000
HSBCHSBCfinancial servicesmortgage abuses2016MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $59,500,000
HSBCHSBCfinancial servicesconsumer protection violation2016MA-AG$4,000,000
HSBCHSBCfinancial servicesconsumer protection violation2015MO-AG$825,000
HSBC Bank USA, N.A.HSBCfinancial servicesenvironmental violation2007NY-AG$918,000
HSBC Finance CorporationHSBCfinancial servicesconsumer protection violation2013WV-AG$1,950,000
HSBC SecuritiesHSBCfinancial servicesmortgage abuses2018MA-AG$26,800,000
HSBC Securities (USA) Inc.HSBCfinancial servicestoxic securities abuses2016VA-AG$2,500,000
Janus Capital ManagementJanus Hendersonfinancial servicesinvestor protection violation2004MULTI-AG$225,000,000
RBS Financial ProductsNatWest Group PLCfinancial servicestoxic securities abuses2012NV-AG$42,000,000
RBS Financial Products Inc.NatWest Group PLCfinancial servicestoxic securities abuses2011MA-AG$52,000,000
RBS Securities Inc.NatWest Group PLCfinancial servicestoxic securities abuses2016VA-AG$10,000,000
RBS Securities, Inc.NatWest Group PLCfinancial servicestoxic securities abuses2016CT-AG$120,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.