Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
RBC Capital Markets LLC | Royal Bank of Canada | financial services | investor protection violation | 2020 | SEC | $3,889,007 |
Johnson & Johnson | Johnson & Johnson | pharmaceuticals | drug or medical equipment safety violation | 2020 | WV-AG | $3,900,000 |
Ashland Global Holdings Inc. | Ashland Global Holdings | chemicals | wage and hour violation | 2020 | private lawsuit-federal | $3,900,000 |
Southwest Airlines | Southwest Airlines | airlines | aviation safety violation | 2020 | FAA | $3,920,000 |
Amick Farms LLC | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $3,950,000 | ||
NeuroMetrix, Inc. | consumer protection violation | 2020 | FTC | $4,000,000 | ||
Mazzone Management Group | wage and hour violation | 2020 | private lawsuit-federal | $4,000,000 | ||
Asurion Insurance Services, Inc. and Asurion Protection Services LLC | Asurion | financial services | insurance violation | 2020 | NY-DFS | $4,000,000 |
Pacific Gas & Electric | PG&E Corp. | utilities and power generation | environmental violation | 2020 | CA-MULTI | $4,000,000 |
New York Mercantile Exchange (NYMEX) | investor protection violation | 2020 | CFTC | $4,000,000 | ||
HollyFrontier El Dorado Refining LLC | HF Sinclair Corporation | oil and gas | air pollution violation | 2020 | EPA | $4,000,000 |
VMware | Broadcom | electrical and electronic equipment | False Claims Act and related | 2020 | CA-AG | $4,000,000 |
Williamsburg Physical Therapy, P.C. and Euro Physical Therapy, P.C. | False Claims Act and related | 2020 | USAO | $4,000,000 | ||
HOLLYFRONTIER EL DORADO REFINING LLC | HF Sinclair Corporation | oil and gas | air pollution violation | 2020 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,000,000 |
ETC Texas Pipeline, LTD | Energy Transfer | pipelines | air pollution violation | 2020 | NM-ENV | $4,023,779 |
Encore Rehabilitation Services LLC | False Claims Act and related | 2020 | DOJ_CIVIL | $4,030,000 | ||
Cookeville Regional Medical Center Authority | Cookeville Regional Medical Center | healthcare services | False Claims Act and related | 2020 | USAO | $4,100,000 |
Berkshire Hathaway Inc. | Berkshire Hathaway | diversified | economic sanction violation | 2020 | OFAC | $4,144,651 |
Keystone Biofuels Inc. | environmental violation | 2020 | EPA | $4,149,383 | ||
Mitsubishi Heavy Industries | Mitsubishi Heavy Industries | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,200,000 |
Amerihealth Caritas Services, LLC | wage and hour violation | 2020 | private lawsuit-federal | $4,250,000 | ||
Dave O'Mara Contractor Inc. | False Claims Act and related | 2020 | DOJ_CIVIL | $4,250,000 | ||
AppFolio, Inc. | consumer protection violation | 2020 | FTC | $4,250,000 | ||
George's Farms, Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,250,000 | ||
Heller Family Medicine, LLC | False Claims Act and related | 2020 | USAO | $4,300,000 | ||
Lake Erie Tobacco Company | tax violations | 2020 | ATTTB | $4,333,129 | ||
Trickling Springs Creamery, LLC | investor protection violation | 2020 | PA-BKG | $4,375,000 | ||
Ecotrust and Ecotrust Forest Management | False Claims Act and related | 2020 | OR-AG | $4,400,000 | ||
Toyo Denso | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,408,000 | ||
ResMed Corp. | ResMed Inc. | medical equipment and supplies | kickbacks and bribery | 2020 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,470,000 |
Northland Associates, Inc. and The Diverse Construction Group, LLC | False Claims Act and related | 2020 | USAO | $4,470,000 | ||
Omnicare Inc. et al. | CVS Health | retailing | wage and hour violation | 2020 | private lawsuit-federal | $4,500,000 |
Citibank N.A. | Citigroup | financial services | investor protection violation | 2020 | CFTC | $4,500,000 |
Concept Schools, NFP | False Claims Act and related | 2020 | DOJ_CIVIL | $4,500,000 | ||
Doctor's Choice Home Care, Inc. | False Claims Act and related | 2020 | DOJ_CIVIL | $4,531,000 | ||
University of North Carolina at Chapel Hill | False Claims Act and related | 2020 | USAO | $4,552,058 | ||
Covelli Enterprises, Inc. | wage and hour violation | 2020 | private lawsuit-federal | $4,625,000 | ||
Valero Energy Corporation | Valero Energy | oil and gas | air pollution violation | 2020 | EPA | $4,625,000 |
Valero Energy Corporation | Valero Energy | oil and gas | air pollution violation | 2020 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,625,000 |
Business Owners Tax Relief LLC | investor protection violation | 2020 | AZ-CC | $4,674,873 | ||
NaviHealth, Inc. | UnitedHealth Group | healthcare services | wage and hour violation | 2020 | private lawsuit-federal | $4,690,000 |
Northern Air Cargo LLC | False Claims Act and related | 2020 | DOJ_CIVIL | $4,700,000 | ||
Pine Tree Meat & Produce Inc. et al. | tax violations | 2020 | NY-AG | $4,700,000 | ||
Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,700,000 |
Craft Brew Alliance, Inc. | Anheuser-Busch InBev | beverages | consumer protection violation | 2020 | private lawsuit-federal | $4,700,000 |
Lumber Liquidators, Inc. | LL Flooring Holdings | housewares and home furnishings | wage and hour violation | 2020 | private lawsuit-state | $4,750,000 |
Rite Aid | Rite Aid | retailing | False Claims Act and related | 2020 | USAO | $4,750,000 |
Santander Consumer USA Inc. | Banco Santander | financial services | consumer protection violation | 2020 | CFPB | $4,750,000 |
HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,750,000 |
Caldwell University | False Claims Act and related | 2020 | USAO | $4,800,000 | ||
Ophthalmic Consultants, P.A. | False Claims Act and related | 2020 | USAO | $4,800,000 | ||
Metropolitan Jewish Health System Hospice and Palliative Care | False Claims Act and related | 2020 | USAO | $4,850,000 | ||
DOW CORNING CORP | Dow Inc. | chemicals | air pollution violation | 2020 | EPA | $4,875,335 |
Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2020 | private lawsuit-federal | $4,950,000 |
Diageo plc | Diageo | beverages | investor protection violation | 2020 | SEC | $5,000,000 |
Federal Express Corporation | FedEx | freight and logistics | wage and hour violation | 2020 | private lawsuit-federal | $5,000,000 |
MagicJack VocalTec | telecommunications violation | 2020 | FCC | $5,000,000 | ||
Southern Coal Corporation et al. | workplace safety or health violation | 2020 | USAO | $5,000,000 | ||
Morgan Stanley Smith Barney LLC | Morgan Stanley | financial services | investor protection violation | 2020 | SEC | $5,000,000 |
Bloomberg Tradebook LLC | Bloomberg | information technology | investor protection violation | 2020 | SEC | $5,000,000 |
Anheuser-Busch, LLC | Anheuser-Busch InBev | beverages | tax violations | 2020 | ATTTB | $5,000,000 |
William M. Kelly Inc. and Omega Imaging Inc. | False Claims Act and related | 2020 | DOJ_CIVIL | $5,000,000 | ||
CG Roxane LLC | hazardous waste violation | 2020 | USAO | $5,000,000 | ||
US Air Ducts & Sky Builders Inc. and DLM Services Inc. | privacy violation | 2020 | WA-AG | $5,000,000 | ||
Recreational Equipment, Inc. (REI) | Recreational Equipment Inc. (REI) | retailing | wage and hour violation | 2020 | private lawsuit-federal | $5,000,000 |
American Honda Motor Company, Inc. | Honda | motor vehicles | motor vehicle safety violation | 2020 | AZ-AG | $5,000,000 |
Nissan Motor Acceptance Corporation | Nissan | motor vehicles | consumer protection violation | 2020 | CFPB | $5,000,000 |
Morgan Stanley Capital Services LLC | Morgan Stanley | financial services | investor protection violation | 2020 | CFTC | $5,000,000 |
PNC Bank, NA | PNC Financial Services | financial services | mortgage abuses | 2020 | DOJ_UTP | $5,000,000 |
Community Health Systems, Inc. | Community Health Systems | healthcare services | privacy violation | 2020 | MULTI-AG | $5,000,000 |
First Abu Dhabi Bank USA N.V. | banking violation | 2020 | OCC | $5,000,000 | ||
Kik Interactive Inc. | investor protection violation | 2020 | SEC | $5,000,000 | ||
Morgan Stanley & Co. LLC | Morgan Stanley | financial services | investor protection violation | 2020 | SEC | $5,000,000 |
Interface Inc. | accounting fraud or deficiencies | 2020 | SEC | $5,000,000 | ||
Gerawan Farming, Inc. | wage and hour violation | 2020 | private lawsuit-federal | $5,000,000 | ||
E.I. Du Pont de Nemours and Company | Corteva | agribusiness | wage and hour violation | 2020 | private lawsuit-federal | $5,000,000 |
Performance Food Group, Inc. | Performance Food Group | restaurants and foodservice | employment discrimination | 2020 | EEOC | $5,000,000 |
Bank of America N.A. | Bank of America | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,000,000 |
ARCELORMITTAL STEEL USA | Cleveland-Cliffs | mining and minerals | air pollution violation | 2020 | EPA | $5,002,158 |
Aarons, Inc. | Aaron's | retailing | wage and hour violation | 2020 | private lawsuit-federal | $5,100,000 |
George E. Warren LLC | air pollution violation | 2020 | EPA | $5,100,000 | ||
George E. Warren Corporation | air pollution violation | 2020 | EPA | $5,100,000 | ||
Societe Generale | Societe Generale | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,125,000 |
Peco Foods, Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,150,000 | ||
Blue Furniture Solutions, LLC and XMillenium, LLC | False Claims Act and related | 2020 | USAO | $5,200,000 | ||
Espar Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,200,000 | ||
Walsin Technology Corporation | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,250,000 | ||
SUNCOKE/INDIANA HARBOR COKE @ ARCELORMITTAL | SunCoke Energy | miscellaneous energy products and systems | air pollution violation | 2020 | EPA | $5,250,000 |
Ford Motor Co. | Ford Motor | motor vehicles | product safety violation | 2020 | private lawsuit-federal | $5,300,000 |
Maruyasu Industries Co. Ltd. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,320,000 | ||
Boeing Co. | Boeing | aerospace and military contracting | aviation safety violation | 2020 | FAA | $5,400,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | financial services | wage and hour violation | 2020 | private lawsuit-federal | $5,400,000 |
Ocean Spray Cranberries, Inc. | consumer protection violation | 2020 | private lawsuit-federal | $5,400,000 | ||
Kyanite Services, Inc. | consumer protection violation | 2020 | CFPB | $5,432,525 | ||
XPO Logistics, Inc. | XPO Logistics | freight and logistics | wage and hour violation | 2020 | private lawsuit-federal | $5,500,000 |
Debt Resolve, Inc.; Student Loan Care, LLC; and Progress Advocates, LLC | consumer protection violation | 2020 | NY-AG | $5,500,000 | ||
DCP Operating Company, LP | Phillips 66 | oil and gas | environmental violation | 2020 | NM-ENV | $5,500,546 |
Libre by Nexus, Inc. | insurance violation | 2020 | CA-INS | $5,515,000 | ||
Welk Resorts Inc. | consumer protection violation | 2020 | CA-AG | $5,550,000 | ||
Boon Tech | investor protection violation | 2020 | SEC | $5,600,334 |