Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| Calsonic Kansei Corporation | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $7,920,000 |
| Carlyle Group | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2015 | private lawsuit-federal | $115,000,000 |
| Ferro Corporation | American Securities LLC | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2007 | private lawsuit-federal | $5,500,000 |
| GEO Specialty Chemicals Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $10,796,800 |
| Hitachi Metals Ltd. | Bain Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $360,000 |
| Hitachi Metals Ltd. | Bain Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $1,140,000 |
| Hitachi Metals Ltd. | Bain Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $2,725,000 |
| Kohlberg Kravis Roberts & Co. L.P. | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2015 | private lawsuit-federal | $108,333,333 |
| Neiman Marcus Group Inc. | Ares Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2005 | private lawsuit-federal | $12,437,500 |
| Reilly Industries Inc. | Wind Point Partners | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2004 | private lawsuit-federal | $4,150,000 |
| Tenneco Inc. | Apollo Global Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $5,520,000 |
| Tenneco Inc. | Apollo Global Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $17,480,000 |
| Tenneco Inc. | Apollo Global Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $9,000,000 |
| TPG Capital, L.P. | TPG Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2015 | private lawsuit-federal | $108,333,333 |
| USALCO LLC | H.I.G. Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $6,100,000 |
| USALCO LLC | H.I.G. Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $5,000,000 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2019 | private lawsuit-federal | $16,000,000 |
| Yahoo Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2018 | private lawsuit-federal | $300,000 |
| Massage Envy Franchising, LLC | Roark Capital | private equity (including portfolio companies) | consumer protection violation | 2022 | private lawsuit-federal | $11,000,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2017 | private lawsuit-federal | $3,950,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2017 | private lawsuit-federal | $2,000,000 |
| PetSmart LLC | BC Partners | private equity (including portfolio companies) | privacy violation | 2023 | private lawsuit-federal | $562,943 |
| Cox Media Group | Apollo Global Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $37,000,000 |
| Frontier Airlines | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2016 | ACPD | $60,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2013 | ACPD | $80,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2012 | ACPD | $50,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2011 | ACPD | $40,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2004 | ACPD | $30,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2004 | ACPD | $35,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2003 | ACPD | $100,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2017 | ACPD | $40,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2017 | ACPD | $400,000 |
| Frontier Airlines | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2017 | ACPD | $1,500,000 |
| Frontier Airlines | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2017 | ACPD | $40,000 |
| Frontier Airlines | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2022 | ACPD | $2,200,000 |
| AOL | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2006 | AK-AG | $25,000,000 |
| Plasman Corporation, LLC | MiddleGround Capital | private equity (including portfolio companies) | hazardous waste violation | 2020 | AL-ENV | $5,400 |
| Ascend Performance Materials | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2016 | AL-ENV | $27,000 |
| Plasman Corporation, LLC | MiddleGround Capital | private equity (including portfolio companies) | air pollution violation | 2015 | AL-ENV | $8,000 |
| Grede II, LLC | Gamut Capital | private equity (including portfolio companies) | air pollution violation | 2014 | AL-ENV | $16,000 |
| Nexeo Solutions, LLC | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2012 | AL-ENV | $5,500 |
| Momentive Specialty Chemical, Inc. | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2011 | AL-ENV | $10,000 |
| Grede II | Gamut Capital | private equity (including portfolio companies) | environmental violation | 2021 | AL-ENV | $50,000 |
| Qualawash Holdings, LLC | Advent International | private equity (including portfolio companies) | environmental violation | 2022 | AL-ENV | $9,920 |
| Nouryon Functional Chemicals, LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2022 | AL-ENV | $16,000 |
| Grede II, LLC | Gamut Capital | private equity (including portfolio companies) | environmental violation | 2023 | AL-ENV | $160,000 |
| Beverly Enterprises, Inc | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2005 | AR-AG | $1,500,000 |
| Beverly Enterprises, Inc | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2003 | AR-AG | $1,500,000 |
| Beverly Enterprises, Inc | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2001 | AR-AG | $40,000 |
| Apex Tool Group, LLC | Bain Capital | private equity (including portfolio companies) | hazardous waste violation | 2015 | AR-ENV | $6,125 |
| Stant USA Corporation | H.I.G. Capital | private equity (including portfolio companies) | hazardous waste violation | 2010 | AR-ENV | $8,250 |
| Moneygram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2007 | AZ-DIFI | $125,000 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2014 | AZ-DIFI | $10,000 |
| Accordia Life and Annuity Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | AZ-DIFI | $50,000 |
| Barracuda Network, Inc. and Barracuda Networks, Ltd. | KKR & Co. | private equity (including portfolio companies) | export control violation | 2015 | BIS | $1,500,000 |
| Electronics for Imaging, Inc. | Siris Capital Group | private equity (including portfolio companies) | export control violation | 2008 | BIS | $32,000 |
| Atotech USA Inc. | Carlyle Group | private equity (including portfolio companies) | export control violation | 2004 | BIS | $14,000 |
| Beverly Enterprises, Inc. | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2002 | CA-AG | $2,586,927 |
| Caliber Collision Centers | Hellman & Friedman | private equity (including portfolio companies) | consumer protection violation | 2004 | CA-AG | $5,800,000 |
| Hot Topic Inc. | Sycamore Partners Management | private equity (including portfolio companies) | lead violation | 2006 | CA-AG | $25,000 |
| Lane Bryant Inc. | Sycamore Partners Management | private equity (including portfolio companies) | lead violation | 2006 | CA-AG | $25,000 |
| GARDA CL West, Inc. | BC Partners | private equity (including portfolio companies) | air pollution violation | 2017 | CA-ARB | $6,500 |
| Briggs and Stratton Corporation | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2017 | CA-ARB | $13,875 |
| Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | air pollution violation | 2016 | CA-ARB | $10,125 |
| Hot Topic, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | air pollution violation | 2016 | CA-ARB | $5,600 |
| Staples Incorporated | Sycamore Partners Management | private equity (including portfolio companies) | air pollution violation | 2015 | CA-ARB | $47,000 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2015 | CA-ARB | $152,000 |
| Arctic Glacier USA Incorporated | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2013 | CA-ARB | $14,400 |
| Jo-Ann Stores, Inc. | Leonard Green & Partners | private equity (including portfolio companies) | air pollution violation | 2009 | CA-ARB | $10,000 |
| Club Car, Inc. | Platinum Equity | private equity (including portfolio companies) | air pollution violation | 2009 | CA-ARB | $15,000 |
| TruGreen Landcare | Clayton Dubilier & Rice | private equity (including portfolio companies) | air pollution violation | 2009 | CA-ARB | $11,000 |
| Apria Health Care | Blackstone | private equity (including portfolio companies) | air pollution violation | 2008 | CA-ARB | $14,000 |
| West Marine, Inc. | L Catterton | private equity (including portfolio companies) | air pollution violation | 2008 | CA-ARB | $5,000 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | air pollution violation | 2007 | CA-ARB | $5,000 |
| Amrep | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2007 | CA-ARB | $298,318 |
| Amrep | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2006 | CA-ARB | $103,020 |
| Amrep, Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2006 | CA-ARB | $48,662 |
| AMREP, INC. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2006 | CA-ARB | $270,000 |
| AMREP, Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2005 | CA-ARB | $14,000 |
| Briggs and Stratton, LLC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2023 | CA-ARB | $117,314 |
| Michaels Store | Apollo Global Management | private equity (including portfolio companies) | employment discrimination | 2022 | CA-CRD | $6,850 |
| Essendant Co. | Sycamore Partners Management | private equity (including portfolio companies) | pesticide violation | 2020 | CA-DPR | $6,216 |
| Staples Inc. | Sycamore Partners Management | private equity (including portfolio companies) | pesticide violation | 2016 | CA-DPR | $89,552 |
| Petco Animal Supplies Inc. | CVC Capital Partners | private equity (including portfolio companies) | pesticide violation | 2016 | CA-DPR | $5,000 |
| Birko Corporation | Platinum Equity | private equity (including portfolio companies) | pesticide violation | 2016 | CA-DPR | $7,607 |
| Petco Animal Supplies Inc. | CVC Capital Partners | private equity (including portfolio companies) | pesticide violation | 2015 | CA-DPR | $46,682 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | pesticide violation | 2013 | CA-DPR | $201,399 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | pesticide violation | 2013 | CA-DPR | $66,353 |
| Tekni-Plex, Inc. | Genstar Capital | private equity (including portfolio companies) | pesticide violation | 2013 | CA-DPR | $64,500 |
| West Marine Products | L Catterton | private equity (including portfolio companies) | pesticide violation | 2013 | CA-DPR | $19,409 |
| Petco Animal Supplies Inc. | CVC Capital Partners | private equity (including portfolio companies) | pesticide violation | 2012 | CA-DPR | $133,117 |
| PetSmart Inc. | BC Partners | private equity (including portfolio companies) | pesticide violation | 2012 | CA-DPR | $142,842 |
| HASA, Inc. | Wind Point Partners | private equity (including portfolio companies) | pesticide violation | 2012 | CA-DPR | $90,000 |
| Aceto Corporation | New Mountain Capital | private equity (including portfolio companies) | pesticide violation | 2011 | CA-DPR | $5,000 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | pesticide violation | 2011 | CA-DPR | $21,084 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | pesticide violation | 2010 | CA-DPR | $50,000 |
| PetSmart Inc. | BC Partners | private equity (including portfolio companies) | pesticide violation | 2007 | CA-DPR | $36,719 |
| 99 Cents Only Stores | Ares Management | private equity (including portfolio companies) | pesticide violation | 2007 | CA-DPR | $13,743 |
| Hasa Inc. | Wind Point Partners | private equity (including portfolio companies) | pesticide violation | 2005 | CA-DPR | $22,786 |
| 99 Cents Only Stores, LLC | Ares Management | private equity (including portfolio companies) | pesticide violation | 2021 | CA-DPR | $122,211 |
| 99 Cents Only Stores, LLC | Ares Management | private equity (including portfolio companies) | pesticide violation | 2023 | CA-DPR | $21,125 |
