Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| FIVE BELOW | Advent International | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $10,000 |
| WALKER MANUFACTURING | Apollo Global Management | private equity (including portfolio companies) | aviation safety violation | 2014 | FAA | $19,400 |
| FOSTER POULTRY FARMS | Atlas Holdings | private equity (including portfolio companies) | aviation safety violation | 2016 | FAA | $60,000 |
| HAAS GROUP INTERNATIONAL | Platinum Equity | private equity (including portfolio companies) | aviation safety violation | 2016 | FAA | $8,000 |
| HAAS GROUP INTERNATIONAL LLC | Platinum Equity | private equity (including portfolio companies) | aviation safety violation | 2017 | FAA | $49,632 |
| ORS NASCO | Sycamore Partners Management | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $20,000 |
| PLASTIC PACKAGING TECHNOLOGIES | Mid Oaks Investments | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $25,000 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | aviation safety violation | 2014 | FAA | $8,000 |
| CIRCOR AEROSPACE INC | KKR & Co. | private equity (including portfolio companies) | aviation safety violation | 2018 | FAA | $75,000 |
| Air Methods Corp. | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $1,540,000 |
| Air Methods Corp. | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $91,500 |
| Air Methods Corp. | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2016 | FAA | $892,500 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2014 | FAA | $428,000 |
| Circor Aerospace, Inc. | KKR & Co. | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $205,250 |
| Frontier Airlines | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2018 | FAA | $474,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2018 | FAA | $474,000 |
| Frontier Airlines Inc. | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2019 | FAA | $90,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2020 | FAA | $90,000 |
| Intrado Communications | Apollo Global Management | private equity (including portfolio companies) | telecommunications violation | 2015 | FCC | $1,400,000 |
| Calpine Energy Services, L.P. | Energy Capital Partners | private equity (including portfolio companies) | energy market violation | 2007 | FERC | $4,500,000 |
| Calpine Corporation | Energy Capital Partners | private equity (including portfolio companies) | energy market violation | 2019 | FERC | $375,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | FINRA | $55,000 |
| American General Securities, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2006 | FINRA | $1,100,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2005 | FINRA | $6,600,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2005 | FINRA | $2,400,000 |
| Ladenburg Thalmann & Co. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2005 | FINRA | $1,200,000 |
| Refresco Beverages US Inc. | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2020 | FL-DEP | $22,735 |
| ASCEND PERFORMANCE MATERIALS OPERATIONS LLC | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2020 | FL-DEP | $10,000 |
| ASCEND PERFORMANCE MATERIALS | SK Capital Partners | private equity (including portfolio companies) | drinking water violation | 2019 | FL-DEP | $10,000 |
| VERIFONE, INC. | Francisco Partners | private equity (including portfolio companies) | environmental violation | 2010 | FL-DEP | $8,000 |
| CHROMALLOY FLORIDA | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | hazardous waste violation | 2009 | FL-DEP | $8,450 |
| COVANTA LAKE II, INC. | EQT AB | private equity (including portfolio companies) | air pollution violation | 2008 | FL-DEP | $10,600 |
| FAR RESEARCH, INC. | Arsenal Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2008 | FL-DEP | $8,237 |
| VAN WATERS & ROGERS, INC. | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2001 | FL-DEP | $7,900 |
| FAR RESEARCH, INC. | Arsenal Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2000 | FL-DEP | $38,613 |
| CROTHALL LAUNDRY SERVICE | H.I.G. Capital | private equity (including portfolio companies) | environmental violation | 2021 | FL-DEP | $9,500 |
| Univar Solutions USA Inc | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | FL-DEP | $9,210 |
| Ascend Performance Materials Operations LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | FL-DEP | $8,500 |
| Univar Solutions USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | FL-DEP | $12,330 |
| Covanta Lake II, Inc. | EQT AB | private equity (including portfolio companies) | environmental violation | 2022 | FL-DEP | $12,955 |
| Ascend Performance Materials | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2022 | FL-DEP | $6,250 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | environmental violation | 2023 | FL-DEP | $23,000 |
| Ascend Performance Materials Operations, LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2023 | FL-DEP | $46,450 |
| Securities Services Network, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2000 | FL-OFR | $10,000 |
| Securities Services Network, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2002 | FL-OFR | $14,938 |
| Moneygram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2015 | FL-OFR | $7,500 |
| GARDA CL SOUTHEAST, INC | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | FL-OFR | $200,000 |
| Moneygram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | FL-OFR | $9,625 |
| BIRKO CORPORATION | Platinum Equity | private equity (including portfolio companies) | motor vehicle safety violation | 2015 | FMCSA | $7,800 |
| Corporate Express Inc. | Sycamore Partners Management | private equity (including portfolio companies) | motor vehicle safety violation | 2012 | FMCSA | $5,880 |
| Hexion Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | motor vehicle safety violation | 2010 | FMCSA | $10,000 |
| ACUITY SPECIALTY PRODUCTS GROUP INC | New Mountain Capital | private equity (including portfolio companies) | motor vehicle safety violation | 2008 | FMCSA | $14,030 |
| GARCO INC | EQT AB | private equity (including portfolio companies) | motor vehicle safety violation | 2008 | FMCSA | $12,160 |
| INSITUFORM TECHNOLOGIES USA, INC | New Mountain Capital | private equity (including portfolio companies) | motor vehicle safety violation | 2006 | FMCSA | $13,490 |
| AKZO NOBEL POLYMER CHEMICALS LLC | Carlyle Group | private equity (including portfolio companies) | motor vehicle safety violation | 2006 | FMCSA | $12,350 |
| UNIVAR USA INC | Apollo Global Management | private equity (including portfolio companies) | motor vehicle safety violation | 2005 | FMCSA | $5,460 |
| E I S Inc. | Audax Group | private equity (including portfolio companies) | motor vehicle safety violation | 2016 | FMCSA | $13,860 |
| Garda Cl Great Lakes, Inc. | BC Partners | private equity (including portfolio companies) | motor vehicle safety violation | 2022 | FMCSA | $5,390 |
| Garda Cl Southeast, Inc. | BC Partners | private equity (including portfolio companies) | motor vehicle safety violation | 2022 | FMCSA | $6,740 |
| Carestream Health | Onex | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $7,500 |
| PPL Martins Creek | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $7,800 |
| PPL Martins Creek | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $9,900 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $5,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $6,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
| BASIC CHEMICAL SOLUTIONS | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $10,000 |
| BASIC CHEMICAL SOLUTIONS | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $8,000 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $10,000 |
| CYANCO | Cerberus Capital Management | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $5,000 |
| Diversey, Inc. | Platinum Equity | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $5,000 |
| Diversey, Inc. | Platinum Equity | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $5,000 |
| Deltech Corporation | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $10,000 |
| GEO SPECIALITY CHEMICALS | Arsenal Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $6,000 |
| GEO SPECIALITY CHEMICALS | Arsenal Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $6,000 |
| Momentive Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $9,750 |
| Momentive Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $11,520 |
| IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $8,000 |
| IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
| IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $7,200 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $5,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $8,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $8,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $18,200 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $8,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $12,000 |
| INNOPHOS INC | One Rock Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $10,500 |
| INNOPHOS INC | One Rock Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $8,400 |
| KIK CUSTOM PRODUCTS | Centerbridge Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
| Magnablend, Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $6,500 |
| Momentive Specialty Chemicals Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $6,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
| TransMontaigne Product Services Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $9,625 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $5,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $9,500 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $7,500 |
| Akzo Nobel Chemicals, Inc. | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $7,400 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $15,000 |
| Axeon Specialty Products | Lindsay Goldberg | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $6,000 |
