Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2007 | IN-ENV | $14,200 |
| ANCHOR GLASS CONTAINER CORP | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2004 | IN-ENV | $6,200 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2002 | IN-ENV | $9,000 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2002 | IN-ENV | $5,000 |
| FEDERAL MOGUL CORP | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2001 | IN-ENV | $12,600 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2002 | IN-ENV | $8,400 |
| Dolco Packaging | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2021 | IN-ENV | $13,410 |
| Federal-Mogul Powertrain LLC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2022 | IN-ENV | $58,210 |
| C&D Technologies, Inc. | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2022 | IN-ENV | $8,750 |
| Tekni-Plex, Inc. dba Dolco Packaging | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2023 | IN-ENV | $11,150 |
| Kindred Healthcare, Inc. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2010 | IN-INS | $200,000 |
| Sedgwick Claims Management Services, Inc. | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2018 | IN-INS | $200,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2011 | IN-SEC | $11,018 |
| Accordia Life & Annuity Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2022 | KS-INS | $30,000 |
| Athene Annuity & Life Co. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2022 | KS-INS | $30,000 |
| Kindred Nursing Centers L.P. | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2004 | KY-AG | $3,684,605 |
| STAPLES THE OFFICE SUPERSTORE EAST INC | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2015 | KY-DWS | $76,699 |
| HUSSEY COPPER LTD | KPS Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2010 | KY-DWS | $9,038 |
| CELESTICA CORPORATION | Onex | private equity (including portfolio companies) | wage and hour violation | 2000 | KY-DWS | $7,996 |
| RES CARE INC | KKR & Co. | private equity (including portfolio companies) | wage and hour violation | 2018 | KY-DWS | $13,730 |
| ROLL COATER INC | Carlyle Group | private equity (including portfolio companies) | water pollution violation | 2011 | KY-ENV | $5,000 |
| FEDERAL MOGUL CORP | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2010 | KY-ENV | $5,000 |
| PREGIS INNOVATIVE PACKAGING, INC. | Warburg Pincus | private equity (including portfolio companies) | water pollution violation | 2008 | KY-ENV | $125,000 |
| HUSSEY COPPER | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2004 | KY-ENV | $13,000 |
| UNIVAR USA, INC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2003 | KY-ENV | $8,750 |
| MAACO AUTO PAINTING AND BODYWORKS | Roark Capital | private equity (including portfolio companies) | environmental violation | 2003 | KY-ENV | $5,000 |
| Hexion Inc. | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2019 | KY-LMAPCD | $102,750 |
| Hexion Inc. | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2018 | KY-LMAPCD | $258,750 |
| Momentive Specialty Chemicals Inc. | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2014 | KY-LMAPCD | $15,000 |
| Momentive Specialty Chemicals Inc. | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2013 | KY-LMAPCD | $13,500 |
| Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | environmental violation | 2020 | LA-ENV | $29,500 |
| Redfish Rentals Inc. | H.I.G. Capital | private equity (including portfolio companies) | environmental violation | 2020 | LA-ENV | $8,200 |
| Nexeo Solutions, LLC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2019 | LA-ENV | $40,000 |
| International-Matex Tank Terminals, LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2018 | LA-ENV | $25,673 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | environmental violation | 2017 | LA-ENV | $50,000 |
| Deltech Corp. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2017 | LA-ENV | $26,000 |
| Innophos, Inc. | One Rock Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2017 | LA-ENV | $699,000 |
| International-Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2015 | LA-ENV | $116,000 |
| Hexion Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2014 | LA-ENV | $28,653 |
| TransMontaigne Operating Co LP | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2014 | LA-ENV | $7,251 |
| Quala Systems Inc | Advent International | private equity (including portfolio companies) | environmental violation | 2014 | LA-ENV | $8,109 |
| Spartech Polycom | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2013 | LA-ENV | $20,000 |
| Deltech Corporation | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2013 | LA-ENV | $5,500 |
| GEO Specialty Chemicals, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2012 | LA-ENV | $12,712 |
| Quala Systems Inc | Advent International | private equity (including portfolio companies) | environmental violation | 2008 | LA-ENV | $33,007 |
| Hexion Specialty Chemicals Inc | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2006 | LA-ENV | $29,129 |
| Deltech LLC | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2021 | LA-ENV | $15,000 |
| International-Matex Tank Terminals LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2021 | LA-ENV | $5,125 |
| Blackbeard Operating East, LLC | NGP Energy Capital | private equity (including portfolio companies) | environmental violation | 2022 | LA-ENV | $15,523 |
| Haynesville Gathering LP | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2022 | LA-ENV | $9,000 |
| Cornerstone Chemical Co. | Littlejohn & Co. | private equity (including portfolio companies) | environmental violation | 2022 | LA-ENV | $75,000 |
| Haynesville Gathering LP | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2023 | LA-ENV | $10,000 |
| Blazin Wings, Inc | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2016 | MA-AG | $14,143 |
| Office Superstore East LLC fka Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2019 | MA-AG | $165,000 |
| Apria Healthcare LLC | Blackstone | private equity (including portfolio companies) | consumer protection violation | 2017 | MA-AG | $764,942 |
| SMG | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2002 | MA-AG | $545,000 |
| South Bay Mental Health Center, Inc. | H.I.G. Capital | private equity (including portfolio companies) | False Claims Act and related | 2018 | MA-AG | $4,000,000 |
| TruGreen LandCare | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2004 | MA-AG | $62,000 |
| Transworld Systems, Inc. | Platinum Equity | private equity (including portfolio companies) | consumer protection violation | 2021 | MA-AG | $2,250,000 |
| H.I.G. Growth Partners, LLC and H.I.G. Capital, LLC | H.I.G. Capital | private equity (including portfolio companies) | False Claims Act and related | 2021 | MA-AG | $19,950,000 |
| Lane Bryant, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2022 | MA-AG | $50,821 |
| Dunkin Donuts | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2023 | MA-AG | $75,000 |
| STRATEGIC MATERIALS INC | Littlejohn & Co. | private equity (including portfolio companies) | environmental violation | 2015 | MA-ENV | $17,200 |
| DARTMOUTH POWER ASSOCIATES LP | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2015 | MA-ENV | $6,325 |
| LIFOAM INDUSTRIES LLC | One Rock Capital Partners | private equity (including portfolio companies) | environmental violation | 2014 | MA-ENV | $67,541 |
| COBHAM DEFENSE SYSTEMS | Advent International | private equity (including portfolio companies) | environmental violation | 2013 | MA-ENV | $8,580 |
| STRATEGIC MATERIALS INC | Littlejohn & Co. | private equity (including portfolio companies) | environmental violation | 2011 | MA-ENV | $12,000 |
| DARTMOUTH POWER ASSOCIATES LP | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2011 | MA-ENV | $12,500 |
| SERVICEMASTER CLEAN | Roark Capital | private equity (including portfolio companies) | environmental violation | 2009 | MA-ENV | $11,000 |
| MUNKSJO PAPER INC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2009 | MA-ENV | $9,722 |
| UNIVAR SOLUTIONS USA INC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2009 | MA-ENV | $6,250 |
| CIRCOR NAVAL SOLUTIONS LLC | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2006 | MA-ENV | $7,900 |
| LIFOAM INDUSTRIES LLC | One Rock Capital Partners | private equity (including portfolio companies) | environmental violation | 2006 | MA-ENV | $8,625 |
| UNIVAR SOLUTIONS USA INC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2005 | MA-ENV | $12,000 |
| DARTMOUTH POWER ASSOCIATES LP | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2005 | MA-ENV | $26,600 |
| DUNKIN DONUTS | Roark Capital | private equity (including portfolio companies) | environmental violation | 2004 | MA-ENV | $15,000 |
| MUNKSJO PAPER INC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2001 | MA-ENV | $30,000 |
| MUNKSJO PAPER INC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2001 | MA-ENV | $7,500 |
| Securities America Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2013 | MA-SEC | $150,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2013 | MA-SEC | $25,000 |
| LIFOAM INDUSTRIES | One Rock Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | MD-ENV | $30,000 |
| Chesapeake Urology | Audax Group | private equity (including portfolio companies) | environmental violation | 2019 | MD-ENV | $10,000 |
| POLYONE DESIGNED STRUCTURES | Arsenal Capital Partners | private equity (including portfolio companies) | air pollution violation | 2016 | MD-ENV | $39,000 |
| LIFOAM INDUSTRIES | One Rock Capital Partners | private equity (including portfolio companies) | air pollution violation | 2016 | MD-ENV | $70,000 |
| Insituform Technologies, Inc. | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2013 | MD-ENV | $10,000 |
| LIFOAM INDUSTRIES | One Rock Capital Partners | private equity (including portfolio companies) | air pollution violation | 2012 | MD-ENV | $40,000 |
| SPARTECH | Arsenal Capital Partners | private equity (including portfolio companies) | air pollution violation | 2010 | MD-ENV | $60,000 |
| COVANTA POWER | EQT AB | private equity (including portfolio companies) | air pollution violation | 2003 | MD-ENV | $18,000 |
| MAACO | Roark Capital | private equity (including portfolio companies) | air pollution violation | 2003 | MD-ENV | $5,000 |
| Lifoam Industries | One Rock Capital Partners | private equity (including portfolio companies) | environmental violation | 2022 | MD-ENV | $13,000 |
| Forethought Life Insurance Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2016 | MD-INS | $10,000 |
| Accordia Life and Annuity Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | MD-INS | $48,600 |
| Athene Annuity and Life Co. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2021 | MD-INS | $8,880 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | MD-INS | $131,350 |
| Gulf Oil Limited Partnership | ArcLight Capital Partners | private equity (including portfolio companies) | air pollution violation | 2014 | ME-ENV | $29,500 |
| Arctic Glacier International, Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2010 | MI-AG | $350,000 |
| Intertape Polymer Group | Clearlake Capital | private equity (including portfolio companies) | air pollution violation | 2020 | MI-ENV | $42,500 |
| Grede LLC | Gamut Capital | private equity (including portfolio companies) | air pollution violation | 2016 | MI-ENV | $41,450 |
| Pioneer Metal Finishing | Aterian Investment Partners | private equity (including portfolio companies) | air pollution violation | 2015 | MI-ENV | $30,303 |
| Grede, LLC | Gamut Capital | private equity (including portfolio companies) | air pollution violation | 2021 | MI-ENV | $130,000 |
| Lipari Foods Inc | H.I.G. Capital | private equity (including portfolio companies) | wage and hour violation | 2022 | MI-LEO | $5,947 |
