Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| Lipari Foods Inc | H.I.G. Capital | private equity (including portfolio companies) | wage and hour violation | 2022 | MI-LEO | $5,947 |
| Life Time Fitness | Leonard Green & Partners | private equity (including portfolio companies) | wage and hour violation | 2022 | MI-LEO | $7,699 |
| Centria Healthcare Llc | Thomas H. Lee Partners | private equity (including portfolio companies) | wage and hour violation | 2020 | MI-LEO | $6,600 |
| Centria Healthcare Llc | Thomas H. Lee Partners | private equity (including portfolio companies) | wage and hour violation | 2020 | MI-LEO | $6,600 |
| Lifetime Fitness | Leonard Green & Partners | private equity (including portfolio companies) | wage and hour violation | 2018 | MI-LEO | $14,400 |
| Jostens Inc | Platinum Equity | private equity (including portfolio companies) | wage and hour violation | 2018 | MI-LEO | $7,619 |
| Meineke Car Care Center | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2017 | MI-LEO | $15,783 |
| Centria Healthcare Llc | Thomas H. Lee Partners | private equity (including portfolio companies) | wage and hour violation | 2013 | MI-LEO | $31,416 |
| Trugreen Chemlawn | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2010 | MI-LEO | $6,000 |
| AmerUs Life Insurance Co. and American Investors Life Insurance Co. | Apollo Global Management | private equity (including portfolio companies) | investor protection violation | 2008 | MN-AG | $375,000 |
| Polar Tank Trailer Opole | American Industrial Partners | private equity (including portfolio companies) | hazardous waste violation | 2018 | MN-ENV | $49,325 |
| Federal-Mogul Powertrain LLC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2018 | MN-ENV | $7,200 |
| Strategic Materials Inc | Littlejohn & Co. | private equity (including portfolio companies) | air pollution violation | 2016 | MN-ENV | $14,500 |
| Pioneer Metal Finishing | Aterian Investment Partners | private equity (including portfolio companies) | hazardous waste violation | 2012 | MN-ENV | $45,000 |
| LifeTime Fitness - Baker Rd | Leonard Green & Partners | private equity (including portfolio companies) | hazardous waste violation | 2008 | MN-ENV | $9,000 |
| Federal-Mogul Powertrain LLC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2008 | MN-ENV | $8,500 |
| Federal-Mogul Powertrain LLC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2006 | MN-ENV | $5,625 |
| Gopher Resource LLC | Energy Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2005 | MN-ENV | $65,000 |
| LSC Communications US LLC | Atlas Holdings | private equity (including portfolio companies) | air pollution violation | 2004 | MN-ENV | $10,250 |
| Milk Specialties Global | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2001 | MN-ENV | $10,000 |
| Gopher Resource LLC | Energy Capital Partners | private equity (including portfolio companies) | air pollution violation | 2000 | MN-ENV | $8,750 |
| AmTrust Insurance Company of Kansas, Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2019 | MN-FIN | $7,000 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2020 | MN-FIN | $300,000 |
| ATHENE ANNUITY AND LIFE COMPANY | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2021 | MN-FIN | $95,000 |
| Buffalo Wild Wings | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2009 | MO-DLIR | $11,198 |
| Mississippi Lime Co. | HBM Holdings | private equity (including portfolio companies) | air pollution violation | 2010 | MO-ENV | $40,000 |
| Amtrust Insurance Company of Kansas | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2015 | MO-INS | $72,425 |
| Athene Annuity and Life Co. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2019 | MO-INS | $5,000 |
| AmTrust Insurance Company of Kansas | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | MO-INS | $26,850 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | MO-SEC | $6,000 |
| Marietta American Inc | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2017 | MS-ENV | $25,000 |
| Marietta American Inc | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2014 | MS-ENV | $50,000 |
| Burrows Paper Corporation | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2012 | MS-ENV | $20,000 |
| Sequa Corporation, dba Precoat Metals | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2022 | MS-ENV | $48,375 |
| American General Securities Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2010 | MS-SEC | $215,000 |
| PPL Montana, LLC | Riverstone Holdings | private equity (including portfolio companies) | air pollution violation | 2013 | MT-ENV | $250,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2007 | MT-FIN | $5,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2012 | MT-FIN | $115,000 |
| Accordia Life and Annuity Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | MT-FIN | $25,000 |
| Akzo Nobel Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2009 | MULTI-AG | $2,275,454 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2007 | MULTI-AG | $3,000,000 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $550,000 |
| Aviva Life & Annuity Company | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2013 | MULTI-AG | $4,000,000 |
| Classmates Inc. | H.I.G. Capital | private equity (including portfolio companies) | consumer protection violation | 2015 | MULTI-AG | $8,177,600 |
| MoneyGram Payment Systems | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2016 | MULTI-AG | $13,000,000 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | MULTI-AG | $1,100,000 |
| Neiman Marcus Group LLC | Ares Management | private equity (including portfolio companies) | privacy violation | 2019 | MULTI-AG | $1,500,000 |
| PharMerica Corp. | KKR & Co. | private equity (including portfolio companies) | kickbacks and bribery | 2015 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,500,000 |
| Simon and Schuster Inc. | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2013 | MULTI-AG | $20,641,666 |
| Apria Healthcare Group, Inc. and Apria Healthcare LLC | Blackstone | private equity (including portfolio companies) | False Claims Act and related | 2021 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $40,000,000 |
| PharMerica Inc. | KKR & Co. | private equity (including portfolio companies) | kickbacks and bribery | 2022 | MULTI-AG | $4,900,000 |
| Liberty Life Insurance Company of Greenville, S.C. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2005 | MULTI-FIN | $3,075,950 |
| Apex Tool Group, LLC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2015 | NC-ENV | $28,278 |
| Apex Tool Group | Bain Capital | private equity (including portfolio companies) | air pollution violation | 2007 | NC-ENV | $6,744 |
| Burlington Industries LLC | Platinum Equity | private equity (including portfolio companies) | air pollution violation | 2006 | NC-ENV | $29,170 |
| Maaco Paint & Body Shop | Roark Capital | private equity (including portfolio companies) | hazardous waste violation | 2005 | NC-ENV | $8,712 |
| Hexion Inc. | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2003 | NC-ENV | $5,563 |
| Magnetti Marelli | KKR & Co. | private equity (including portfolio companies) | hazardous waste violation | 2003 | NC-ENV | $61,650 |
| Armstrong Hardwood Flooring Company | American Industrial Partners | private equity (including portfolio companies) | air pollution violation | 2003 | NC-ENV | $5,442 |
| Burlington Industries LLC | Platinum Equity | private equity (including portfolio companies) | air pollution violation | 2024 | NC-ENV | $28,432 |
| Transworld Systems, Inc. | Platinum Equity | private equity (including portfolio companies) | consumer protection violation | 2015 | NC-INS | $163,410 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | NE-DBF | $6,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2016 | NE-DBF | $40,000 |
| Armstrong Wood Products | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2007 | NE-ENV | $112,500 |
| Lydall Filtration/Separation, Inc. | Clearlake Capital | private equity (including portfolio companies) | water pollution violation | 2011 | NH-AG | $20,000 |
| PetSmart, Inc. | BC Partners | private equity (including portfolio companies) | environmental violation | 2012 | NH-AG | $15,000 |
| Moneygram International | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2007 | NH-BKG | $10,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2019 | NH-BSR | $190,000 |
| Pharmerica Institutional Pharmacy Services, LLC | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2018 | NH-ENV | $24,900 |
| Electronics For Imaging, Inc. | Siris Capital Group | private equity (including portfolio companies) | environmental violation | 2008 | NH-ENV | $20,350 |
| Blue Bird Body | American Securities LLC | private equity (including portfolio companies) | motor vehicle safety violation | 2002 | NHTSA | $65,000 |
| Colorite Specialty Resins | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2008 | NJ-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $650,000 |
| TruGreen Limited Partnership d/b/a TruGreen ChemLawn | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2006 | NJ-AG | $80,000 |
| IMTT BAYONNE LLC | Riverstone Holdings | private equity (including portfolio companies) | hazardous waste violation | 2020 | NJ-ENV | $8,000 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | air pollution violation | 2020 | NJ-ENV | $65,600 |
| COVANTA UNION | EQT AB | private equity (including portfolio companies) | air pollution violation | 2019 | NJ-ENV | $13,200 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | air pollution violation | 2019 | NJ-ENV | $23,400 |
| POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | water pollution violation | 2019 | NJ-ENV | $6,000 |
| POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | water pollution violation | 2018 | NJ-ENV | $31,875 |
| FXI INC-EAST RUTHERFORD | One Rock Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2018 | NJ-ENV | $6,500 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | air pollution violation | 2017 | NJ-ENV | $19,025 |
| COVANTA UNION | EQT AB | private equity (including portfolio companies) | air pollution violation | 2017 | NJ-ENV | $15,300 |
| IMTT BAYONNE LLC | Riverstone Holdings | private equity (including portfolio companies) | hazardous waste violation | 2016 | NJ-ENV | $11,250 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | air pollution violation | 2016 | NJ-ENV | $19,460 |
| IMTT BAYONNE LLC | Riverstone Holdings | private equity (including portfolio companies) | hazardous waste violation | 2016 | NJ-ENV | $5,000 |
| BOASSO AMERICA CORP | KKR & Co. | private equity (including portfolio companies) | hazardous waste violation | 2016 | NJ-ENV | $26,250 |
| POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | water pollution violation | 2016 | NJ-ENV | $25,599 |
| COVANTA UNION LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2016 | NJ-ENV | $27,000 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | air pollution violation | 2015 | NJ-ENV | $8,400 |
| GULF OIL LP, WOODBURY TERMINAL | ArcLight Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2014 | NJ-ENV | $7,500 |
| CALPINE CORP | Energy Capital Partners | private equity (including portfolio companies) | air pollution violation | 2014 | NJ-ENV | $6,000 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | air pollution violation | 2014 | NJ-ENV | $36,350 |
| COVANTA UNION | EQT AB | private equity (including portfolio companies) | air pollution violation | 2014 | NJ-ENV | $16,200 |
| COVANTA UNION | EQT AB | private equity (including portfolio companies) | air pollution violation | 2014 | NJ-ENV | $6,200 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | air pollution violation | 2013 | NJ-ENV | $27,350 |
| STRATEGIC MATERIALS INC | Littlejohn & Co. | private equity (including portfolio companies) | water pollution violation | 2013 | NJ-ENV | $6,094 |
| INSITUFORM TECHNOLOGIES INC | New Mountain Capital | private equity (including portfolio companies) | water pollution violation | 2013 | NJ-ENV | $28,000 |
| COVANTA UNION | EQT AB | private equity (including portfolio companies) | air pollution violation | 2013 | NJ-ENV | $5,900 |
| POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2013 | NJ-ENV | $6,750 |
| POLYMER ADDITIVES INC DBA VALTRIS SPECIALTY | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2012 | NJ-ENV | $5,400 |
| IMTT BAYONNE LLC | Riverstone Holdings | private equity (including portfolio companies) | air pollution violation | 2012 | NJ-ENV | $15,000 |
