Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $10,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $5,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $7,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $8,400 |
| UNIVAR SOLUTIONS USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $8,750 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $5,000 |
| TransMontaigne Product Services, Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $6,000 |
| TransMontaigne Product Services, Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $5,600 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $5,000 |
| Backcountry.com LLC | TSG Consumer Partners | private equity (including portfolio companies) | consumer protection violation | 2015 | FTC | $150,000 |
| MoneyGram International, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2009 | FTC | $18,000,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2003 | FTC | $850,000 |
| Rexall Sundown, Inc. | Carlyle Group | private equity (including portfolio companies) | consumer protection violation | 2003 | FTC | $12,000,000 |
| Blue Bird Body Company | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2020 | GA-ENV | $5,747 |
| LiFoam Industries, Inc. | One Rock Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | GA-ENV | $6,000 |
| Blue Bird Body Company | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2018 | GA-ENV | $10,552 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | GA-ENV | $7,150 |
| Trojan Battery Company LLC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2016 | GA-ENV | $13,359 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2015 | GA-ENV | $5,000 |
| Amrep, Inc. | New Mountain Capital | private equity (including portfolio companies) | water pollution violation | 2014 | GA-ENV | $25,000 |
| Dolco Packaging | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2011 | GA-ENV | $11,118 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | hazardous waste violation | 2011 | GA-ENV | $12,000 |
| Anchor Glass Container | CVC Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2010 | GA-ENV | $7,000 |
| AMREP, Inc | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2010 | GA-ENV | $10,000 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2008 | GA-ENV | $5,000 |
| AMREP, Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2008 | GA-ENV | $38,000 |
| Dolco Packaging | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2007 | GA-ENV | $10,911 |
| Fort Dearborn Company (Brunswick) LLC | Clayton Dubilier & Rice | private equity (including portfolio companies) | hazardous waste violation | 2007 | GA-ENV | $5,500 |
| Phoenix Chemical Company, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | water pollution violation | 2007 | GA-ENV | $5,000 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | hazardous waste violation | 2006 | GA-ENV | $13,000 |
| Trojan Battery Company | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2005 | GA-ENV | $5,000 |
| AMREP, Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2005 | GA-ENV | $29,780 |
| Blue Bird Body Company | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2005 | GA-ENV | $13,500 |
| Acuity Specialty Products Group, Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2004 | GA-ENV | $33,900 |
| BioLab, Inc. | Centerbridge Partners | private equity (including portfolio companies) | water pollution violation | 2004 | GA-ENV | $24,000 |
| Carry-On Trailer Corporation | Bain Capital | private equity (including portfolio companies) | air pollution violation | 2003 | GA-ENV | $8,000 |
| Dolco Packaging Corporation | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2003 | GA-ENV | $6,000 |
| Blue Bird Body Company | American Securities LLC | private equity (including portfolio companies) | hazardous waste violation | 2002 | GA-ENV | $7,500 |
| Reichold, Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | water pollution violation | 2001 | GA-ENV | $30,000 |
| Roper Pump Company | Clayton Dubilier & Rice | private equity (including portfolio companies) | air pollution violation | 2000 | GA-ENV | $6,000 |
| Reichold, Incorporated | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2000 | GA-ENV | $7,500 |
| GEO Speciality Chemicals | Arsenal Capital Partners | private equity (including portfolio companies) | water pollution violation | 2000 | GA-ENV | $6,825 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | environmental violation | 2022 | GA-ENV | $10,000 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | environmental violation | 2023 | GA-ENV | $7,876 |
| Empire Kosher Poultry, Inc. | Aterian Investment Partners | private equity (including portfolio companies) | agribusiness violation | 2012 | GIPSA | $18,000 |
| 21st Century Oncology, Inc. | KKR & Co. | private equity (including portfolio companies) | privacy violation | 2017 | HHSOCR | $2,300,000 |
| Palestine Regional Medical Center | Apollo Global Management | private equity (including portfolio companies) | HHS civil monetary penalties | 2016 | HHSOIG | $45,000 |
| Southwestern Medical Center | Apollo Global Management | private equity (including portfolio companies) | HHS civil monetary penalties | 2002 | HHSOIG | $30,000 |
| Arconic Inc | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2018 | IA-ENV | $5,000 |
| American Bath Group, LLC | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2022 | IA-ENV | $10,000 |
| Akzo Nobel Surface Chemistry, LLC | Carlyle Group | private equity (including portfolio companies) | water pollution violation | 2005 | IL-AG | $37,500 |
| Sterigenics U.S., LLC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2019 | IL-AG | $300,000 |
| Transmontaigne Pipeline, Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | oil spill | 2004 | IL-AG | $71,000 |
| DUNKIN DONUTS | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2018 | IL-DOL | $12,000 |
| DUNKIN DONUTS | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2016 | IL-DOL | $7,800 |
| KINDRED GUARDIAN SERVICES, INC. | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2014 | IL-DOL | $52,495 |
| FORT DEARBORN COMPANY | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2019 | IL-DOL | $5,531 |
| Insight Global | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2023 | IL-DOL | $31,185 |
| Sedgwick | Carlyle Group | private equity (including portfolio companies) | wage and hour violation | 2022 | IL-DOL | $150,000 |
| AIR METHODS CORPORATION | American Securities LLC | private equity (including portfolio companies) | wage and hour violation | 2022 | IL-DOL | $11,409 |
| Rackspace US, Inc. | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2022 | IL-DOL | $200,000 |
| Joann Fabrics and Crafts | Leonard Green & Partners | private equity (including portfolio companies) | wage and hour violation | 2022 | IL-DOL | $41,310 |
| MASSAGE ENVY | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2021 | IL-DOL | $5,000 |
| Nouryon Surface Chemistry LLC | Carlyle Group | private equity (including portfolio companies) | wage and hour violation | 2021 | IL-DOL | $26,378 |
| capstone logistics llc | H.I.G. Capital | private equity (including portfolio companies) | wage and hour violation | 2021 | IL-DOL | $5,000 |
| STERIGENICS U.S. | Warburg Pincus | private equity (including portfolio companies) | water pollution violation | 2015 | IL-ENV | $50,000 |
| MOMENTIVE SPECIALTY CHEMICAL | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2012 | IL-ENV | $33,000 |
| ADVANCED WASTE SERVICES | EQT AB | private equity (including portfolio companies) | water pollution violation | 2012 | IL-ENV | $12,500 |
| GLEN GERY CORPORATION | Bain Capital | private equity (including portfolio companies) | air pollution violation | 2008 | IL-ENV | $950,000 |
| FEDERAL MOGUL | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2008 | IL-ENV | $49,127 |
| Akzo Nobel Surface Chemistry LLC | Carlyle Group | private equity (including portfolio companies) | water pollution violation | 2005 | IL-ENV | $37,500 |
| Federal-Mogul Corporation | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2005 | IL-ENV | $10,000 |
| Kensing, LLC | One Rock Capital Partners | private equity (including portfolio companies) | environmental violation | 2023 | IL-ENV | $70,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2012 | IL-SEC | $10,000 |
| ARCONIC LAFAYETTE OPERATONS | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2020 | IN-ENV | $5,000 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2020 | IN-ENV | $14,044 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $34,403 |
| ALCOA INC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $28,750 |
| LSC COMMUNICATIONS INC | Atlas Holdings | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $9,000 |
| THE PULLMAN CO | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $10,200 |
| COVANTA ENVIRONMENTAL SOLUTIONS LLC | EQT AB | private equity (including portfolio companies) | hazardous waste violation | 2018 | IN-ENV | $14,000 |
| DOLCO PKG CORP A TEXI-PLEX BUSINESS | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2018 | IN-ENV | $22,500 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | IN-ENV | $49,000 |
| ANCHOR GLASS CONTAINER CORP | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2017 | IN-ENV | $5,000 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2016 | IN-ENV | $14,000 |
| MULTI COLOR CORP | Clayton Dubilier & Rice | private equity (including portfolio companies) | air pollution violation | 2015 | IN-ENV | $5,000 |
| ALCOA INC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2015 | IN-ENV | $6,250 |
| MULTI COLOR CORP | Clayton Dubilier & Rice | private equity (including portfolio companies) | hazardous waste violation | 2015 | IN-ENV | $9,400 |
| THE PULLMAN CO | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2014 | IN-ENV | $10,200 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2013 | IN-ENV | $10,200 |
| ALCOA INC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2013 | IN-ENV | $6,200 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2012 | IN-ENV | $6,250 |
| PIONEER METAL FINISHING LLC | Aterian Investment Partners | private equity (including portfolio companies) | hazardous waste violation | 2010 | IN-ENV | $31,840 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2009 | IN-ENV | $40,000 |
| BASF CONSTRUCTION CHEMICALS LLC | Lone Star Funds | private equity (including portfolio companies) | hazardous waste violation | 2009 | IN-ENV | $8,200 |
| ROLL COATER INC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2009 | IN-ENV | $9,000 |
| UNIVAR USA | Apollo Global Management | private equity (including portfolio companies) | water pollution violation | 2008 | IN-ENV | $5,250 |
| FERRO CORP | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2008 | IN-ENV | $18,000 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2008 | IN-ENV | $15,000 |
| ALCOA INC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2007 | IN-ENV | $7,000 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2007 | IN-ENV | $14,200 |
