Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| COVANTA PLYMOUTH RENEWABLE ENERGY LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2018 | PA-ENV | $27,883 |
| COVANTA PLYMOUTH RENEWABLE ENERGY LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2018 | PA-ENV | $10,607 |
| COVANTA PLYMOUTH RENEWABLE ENERGY LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2016 | PA-ENV | $14,024 |
| COVANTA PLYMOUTH RENEWABLE ENERGY LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2015 | PA-ENV | $6,800 |
| COVANTA METALS MKT LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2015 | PA-ENV | $100,000 |
| COVANTA ENV SOLUTIONS LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2014 | PA-ENV | $9,500 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2016 | PA-ENV | $31,267 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $8,576 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $175,496 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $10,577 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2008 | PA-ENV | $19,445 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2008 | PA-ENV | $13,263 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $26,786 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $32,528 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $9,433 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2005 | PA-ENV | $28,266 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2005 | PA-ENV | $5,145 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2004 | PA-ENV | $33,206 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2004 | PA-ENV | $231,064 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2002 | PA-ENV | $37,150 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2001 | PA-ENV | $37,856 |
| COLUMBIA LIGHTING | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2004 | PA-ENV | $12,800 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2019 | PA-ENV | $1,000,000 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2018 | PA-ENV | $24,694 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2016 | PA-ENV | $25,000 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2014 | PA-ENV | $22,500 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2008 | PA-ENV | $8,000 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $77,750 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2006 | PA-ENV | $21,600 |
| APPVION INC | Wynnchurch Capital | private equity (including portfolio companies) | environmental violation | 2014 | PA-ENV | $9,911 |
| API TECH CORP | AEA Investors | private equity (including portfolio companies) | environmental violation | 2012 | PA-ENV | $6,300 |
| API TECH CORP | AEA Investors | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $8,211 |
| Covanta Plymouth Renewable Energy, LLC | EQT AB | private equity (including portfolio companies) | air pollution violation | 2021 | PA-ENV | $218,393 |
| Covanta Environmental Solutions, LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2019 | PA-ENV | $400,000 |
| Talen Energy | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2019 | PA-ENV | $1,000,000 |
| Talen Generation, LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2016 | PA-ENV | $952,150 |
| Brunner Island LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2016 | PA-ENV | $25,898 |
| EG Systems | Clayton Dubilier & Rice | private equity (including portfolio companies) | water pollution violation | 2012 | PA-ENV | $160,000 |
| Covanta Delaware Valley | EQT AB | private equity (including portfolio companies) | air pollution violation | 2008 | PA-ENV | $45,600 |
| PPL Martins Creek LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2008 | PA-ENV | $1,500,000 |
| ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2012 | PHMSA | $577,067 |
| ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2012 | PHMSA | $312,670 |
| ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2013 | PHMSA | $67,400 |
| ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2012 | PHMSA | $56,163 |
| CPN PIPELINE COMPANY | Energy Capital Partners | private equity (including portfolio companies) | pipeline safety violation | 2009 | PHMSA | $17,500 |
| TALLGRASS INTERSTATE GAS TRANSMISSION LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2009 | PHMSA | $39,000 |
| TALLGRASS INTERSTATE GAS TRANSMISSION LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2004 | PHMSA | $81,250 |
| TALLGRASS PONY EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2016 | PHMSA | $14,700 |
| IMTT-PIPELINE | Riverstone Holdings | private equity (including portfolio companies) | pipeline safety violation | 2018 | PHMSA | $19,600 |
| IMTT-BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | pipeline safety violation | 2018 | PHMSA | $144,000 |
| ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2023 | PHMSA | $29,700 |
| IMTT-Bayonne | Riverstone Holdings | private equity (including portfolio companies) | pipeline safety violation | 2024 | PHMSA | $541,600 |
| CCL Custom Manufacturing, Inc. | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2003 | RI-ENV | $17,200 |
| INTERTAPE POLYMER CORP DBA INTERTAPE POLYMER GROUP | Clearlake Capital | private equity (including portfolio companies) | air pollution violation | 2009 | SC-ENV | $8,000 |
| FEDERAL-MOGUL CORP | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2009 | SC-ENV | $6,500 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | SC-ENV | $15,000 |
| Fort Dearborn Company | Clayton Dubilier & Rice | private equity (including portfolio companies) | hazardous waste violation | 2019 | SC-ENV | $7,200 |
| Shutterfly, Inc. | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2017 | SC-ENV | $8,340 |
| Atotech USA, LLC | Carlyle Group | private equity (including portfolio companies) | hazardous waste violation | 2017 | SC-ENV | $15,000 |
| Sequa Corporation, d.b.a. Precoat Metals | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2017 | SC-ENV | $19,000 |
| Shutterfly, Inc. | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2016 | SC-ENV | $25,000 |
| Pioneer Metal Finishing, LLC | Aterian Investment Partners | private equity (including portfolio companies) | hazardous waste violation | 2016 | SC-ENV | $14,000 |
| Circor Instrumentation Technologies, Inc. | KKR & Co. | private equity (including portfolio companies) | hazardous waste violation | 2015 | SC-ENV | $25,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | SC-ENV | $5,600 |
| Univar Solutions USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | SC-ENV | $12,000 |
| Apex Tool Group, LLC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2022 | SC-ENV | $15,000 |
| Plasman SC Inc. | MiddleGround Capital | private equity (including portfolio companies) | environmental violation | 2022 | SC-ENV | $7,500 |
| Fort Dearborn Company | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2023 | SC-ENV | $7,000 |
| Liberty Life Insurance Company | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2001 | SC-INS | $10,000 |
| SagePoint Financial Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2017 | SC-SEC | $40,000 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | SD-INS | $120,000 |
| Blackstone Group | Blackstone | private equity (including portfolio companies) | investor protection violation | 2015 | SEC | $39,000,000 |
| Kohlberg Kravis Roberts & Co. | KKR & Co. | private equity (including portfolio companies) | investor protection violation | 2015 | SEC | $30,000,000 |
| Royal Alliance Associates, SagePoint Financial and FSC Securities Corporation | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2016 | SEC | $9,500,000 |
| JDA Software Group Inc. | New Mountain Capital | private equity (including portfolio companies) | accounting fraud or deficiencies | 2014 | SEC | $750,000 |
| VeriFone Holdings, Inc. | Francisco Partners | private equity (including portfolio companies) | accounting fraud or deficiencies | 2009 | SEC | $25,000 |
| McAfee, Inc. | Advent International | private equity (including portfolio companies) | accounting fraud or deficiencies | 2006 | SEC | $50,000,000 |
| TPG Capital | TPG Capital | private equity (including portfolio companies) | investor protection violation | 2001 | SEC | $50,000 |
| America Online, Inc. | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2000 | SEC | $3,500,000 |
| TPG Capital Advisors, LLC | TPG Capital | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $12,487,620 |
| Platinum Equity Advisors, LLC | Platinum Equity | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $3,402,132 |
| KMS Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $552,086 |
| Ladenburg Thalmann Asset Management Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2016 | SEC | $200,000 |
| Securities America Advisors Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $5,828,448 |
| Institutional Shareholder Services Inc. | Genstar Capital | private equity (including portfolio companies) | investor protection violation | 2013 | SEC | $300,000 |
| EnCap Investments L.P. | Encap Investments | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $500,000 |
| Ingram Micro Inc. | Platinum Equity | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $15,000,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $500,001 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $65,000 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2019 | SEC | $1,171,028 |
| ADT Inc. | Apollo Global Management | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $100,000 |
| Ares Management LLC | Ares Management | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $1,000,000 |
| Monomoy Capital Management, L.P. | Monomoy Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $1,926,579 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $502,400 |
| Securities America Advisors, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $603,776 |
| KMS Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $200,000 |
| KMS Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $200,000 |
| Securities America Advisors, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $1,750,000 |
| Energy Capital Partners Management LP | Energy Capital Partners | private equity (including portfolio companies) | investor protection violation | 2022 | SEC | $1,000,000 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2023 | SEC | $100,000 |
| SagePoint Financial, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2023 | SEC | $100,000 |
