Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| Amtrust Insurance Company of Kansas, Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2018 | TX-INS | $25,000 |
| American Medical Response Ambulance Service, Inc. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | TX-INS | $7,500 |
| American Medical Response Ambulance Service, Inc. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | TX-INS | $7,500 |
| American Medical Response Ambulance Service, Inc. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2020 | TX-INS | $7,500 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $1,450,000 |
| Athene Annuity and Life Company | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $400,000 |
| Amtrust Insurance Company of Kansas Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $19,000 |
| Amtrust Insurance Company of Kansas Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $17,500 |
| Global Medical Response dba American Medical Response | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $7,500 |
| Amtrust Insurance Company | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2022 | TX-INS | $6,500 |
| AmTrust Insurance Company | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2023 | TX-INS | $8,500 |
| AmTrust Insurance Company and Technology Insurance Company, Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2023 | TX-INS | $40,000 |
| AmTrust Insurance Company | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2023 | TX-INS | $8,000 |
| Calpine Corporation | Energy Capital Partners | private equity (including portfolio companies) | utility service violation | 2021 | TX-PUC | $50,000 |
| Blackbeard Operating, LLC | NGP Energy Capital | private equity (including portfolio companies) | environmental violation | 2018 | TX-RRC | $9,688 |
| Blackbrush O & G, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2014 | TX-RRC | $11,250 |
| Blackbrush O & G, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2014 | TX-RRC | $11,250 |
| Blackbrush O & G, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2014 | TX-RRC | $11,250 |
| Blackbrush O & G, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2014 | TX-RRC | $11,250 |
| Blackbrush O & G, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2014 | TX-RRC | $11,250 |
| Woodbury Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2004 | TX-SEC | $12,500 |
| Boasso America Inc. | KKR & Co. | private equity (including portfolio companies) | hazardous waste violation | 2017 | USAO | $500,000 |
| Southern Tennessee Medical Center LLC | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2016 | USAO | $2,481,856 |
| Pharmerica | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2015 | USAO | $2,500,000 |
| 21st Century Oncology LLC | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2015 | USAO | $19,750,000 |
| Iowa Hospice LLC | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2015 | USAO | $1,088,244 |
| Sterigenics International LLC | Warburg Pincus | private equity (including portfolio companies) | Controlled Substances Act violation | 2015 | USAO | $450,000 |
| PharMerica Corporation | KKR & Co. | private equity (including portfolio companies) | Controlled Substances Act violation | 2014 | USAO | $213,283 |
| Mercury Ambulance Service, Inc. d/b/a Rural/Metro | KKR & Co. | private equity (including portfolio companies) | Controlled Substances Act violation | 2013 | USAO | $40,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2012 | USAO | $5,400,000 |
| Rural/Metro Corporation, Rural/Metro of Central Alabama, Inc., and Mercury Ambulance Service, Inc. dba Rural/Metro Ambulance | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2012 | USAO | $5,426,000 |
| Gentiva Health Services Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2011 | USAO | $12,500,000 |
| American Medical Response Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2011 | USAO | $2,700,000 |
| Exactech Inc. | TPG Capital | private equity (including portfolio companies) | kickbacks and bribery | 2010 | USAO | $2,990,000 |
| Grede L.L.C. | Gamut Capital | private equity (including portfolio companies) | environmental violation | 2018 | USAO | $200,000 |
| ACETO Corporation | New Mountain Capital | private equity (including portfolio companies) | Controlled Substances Act violation | 2018 | USAO | $120,000 |
| Livingston Regional Hospital, LLC | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2018 | USAO | $784,000 |
| ManTech Advanced Systems International, Inc. | Carlyle Group | private equity (including portfolio companies) | False Claims Act and related | 2019 | USAO | $750,000 |
| Vaughan Regional Medical Center et al. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2019 | USAO | $1,450,000 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2020 | USAO | $825,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2021 | USAO | $650,000 |
| American Medical Response of Connecticut Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2022 | USAO | $601,759 |
| RGIS LLC | Blackstone | private equity (including portfolio companies) | Controlled Substances Act violation | 2022 | USAO | $158,760 |
| Massage Envy Franchising, LLC | Roark Capital | private equity (including portfolio companies) | Americans with Disabilities Act | 2023 | USAO | $10,000 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | False Claims Act and related | 2023 | USAO | $1,050,873 |
| Oregon Tool, Inc. | Platinum Equity | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2023 | USAO | $1,700,000 |
| Forethought Life Insurance Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2022 | UT-INS | $6,000 |
| Cytozyme Laboratories, Inc. | AEA Investors | private equity (including portfolio companies) | environmental violation | 2021 | UT-SLCDA | $2,000,000 |
| MASCO Cabinetry LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2020 | VA-ENV | $15,169 |
| TransMontaigne Operating Company L.P. | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2019 | VA-ENV | $20,119 |
| Solenis LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2017 | VA-ENV | $10,039 |
| Carry-On Trailer, Inc. | Bain Capital | private equity (including portfolio companies) | environmental violation | 2016 | VA-ENV | $52,463 |
| TransMontaigne Operating Company L.P. | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2016 | VA-ENV | $6,299 |
| Hilex Poly Co. LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2016 | VA-ENV | $9,707 |
| Carry-On Trailer, Inc. | Bain Capital | private equity (including portfolio companies) | environmental violation | 2016 | VA-ENV | $12,250 |
| MW Manufacturers Inc. | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2015 | VA-ENV | $7,800 |
| MW Manufacturers Inc. | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2013 | VA-ENV | $18,973 |
| Federal-Mogul Corp. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2013 | VA-ENV | $11,600 |
| Federal-Mogul Corp. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | VA-ENV | $21,433 |
| TransMontaigne Operating Company L.P. | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2011 | VA-ENV | $114,385 |
| Federal-Mogul Corp. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | VA-ENV | $9,555 |
| MW Manufacturers Inc. | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2010 | VA-ENV | $7,142 |
| Carry-On Trailer, Inc. | Bain Capital | private equity (including portfolio companies) | environmental violation | 2010 | VA-ENV | $13,500 |
| Cabinetworks Group Michigan LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2022 | VA-ENV | $27,797 |
| 2-10 HOME BUYERS WARRANTY OF VIRGINIA INC | Genstar Capital | private equity (including portfolio companies) | insurance violation | 2002 | VA-INS | $12,000 |
| FORETHOUGHT LIFE INSURANCE CO. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2005 | VA-INS | $9,500 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | VA-SEC | $25,000 |
| Motel 6 | Blackstone | private equity (including portfolio companies) | privacy violation | 2019 | WA-AG | $12,000,000 |
| TruGreen, L.P. | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2007 | WA-AG | $133,000 |
| Insight Global, LLC | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2020 | WA-DLI | $9,283 |
| Qdoba Mexican Grill | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2023 | WA-DLI | $5,250 |
| Qdoba Mexican Grill | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2023 | WA-DLI | $5,250 |
| Qdoba Mexican Grill | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2023 | WA-DLI | $5,250 |
| Qdoba Mexican Grill | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2023 | WA-DLI | $5,250 |
| Sonic Drive In | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2022 | WA-DLI | $19,400 |
| Baskin Robbins | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2022 | WA-DLI | $16,500 |
| Baskin Robbins | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2022 | WA-DLI | $16,500 |
| Baskin Robbins | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2022 | WA-DLI | $16,500 |
| Qdoba Mexican Grill #2034 | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2022 | WA-DLI | $5,300 |
| Qdoba Mexican Grill #2034 | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2022 | WA-DLI | $5,300 |
| Buffalo Wild Wings | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2022 | WA-DLI | $24,350 |
| Buffalo Wild Wings | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2022 | WA-DLI | $24,350 |
| Buffalo Wild Wings | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2022 | WA-DLI | $24,350 |
| Arby's Roast Beef Restaurant | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2022 | WA-DLI | $37,150 |
| Arby's Roast Beef Restaurant | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2022 | WA-DLI | $37,150 |
| Arby's | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2022 | WA-DLI | $36,450 |
| Arby's | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2022 | WA-DLI | $36,450 |
| Qdoba Mexican Grill | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2021 | WA-DLI | $7,100 |
| Qdoba Mexican Grill | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2021 | WA-DLI | $7,100 |
| Baskin Robbins Ice Cream #1313 | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2021 | WA-DLI | $9,100 |
| Baskin Robbins Ice Cream #1313 | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2021 | WA-DLI | $9,100 |
| Baskin Robbins Ice Cream #1313 | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2021 | WA-DLI | $9,100 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2019 | WA-ENV | $6,000 |
| PORT TOWNSEND PAPER | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2019 | WA-ENV | $5,250 |
| North Pacific Paper Co LLC | One Rock Capital Partners | private equity (including portfolio companies) | environmental violation | 2019 | WA-ENV | $8,200 |
| PORT TOWNSEND PAPER | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2018 | WA-ENV | $5,000 |
| PORT TOWNSEND PAPER | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2017 | WA-ENV | $30,000 |
| PORT TOWNSEND PAPER | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2012 | WA-ENV | $7,000 |
| PORT TOWNSEND PAPER | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2010 | WA-ENV | $18,000 |
| UNIVAR USA INC KENT | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2008 | WA-ENV | $40,000 |
| PORT TOWNSEND PAPER | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2007 | WA-ENV | $5,000 |
