Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2008 | NJ-ENV | $6,300 |
| POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | water pollution violation | 2008 | NJ-ENV | $230,498 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | air pollution violation | 2008 | NJ-ENV | $14,025 |
| International Converter, LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2008 | OH-ENV | $29,000 |
| PACIFIC CAST TECHNOLOGIES, INC. | Warburg Pincus | private equity (including portfolio companies) | environmental violation | 2008 | OR-ENV | $14,776 |
| Covanta Delaware Valley | EQT AB | private equity (including portfolio companies) | air pollution violation | 2008 | PA-ENV | $45,600 |
| PPL Martins Creek LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2008 | PA-ENV | $1,500,000 |
| Armstrong Hardwood Flooring Company | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2008 | TX-ENV | $46,075 |
| Big Tex Trailer Manufacturing, Inc. | Bain Capital | private equity (including portfolio companies) | environmental violation | 2008 | TX-ENV | $28,000 |
| UNIVAR USA INC KENT | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2008 | WA-ENV | $40,000 |
| Rowdy Pipeline, LLC | Encap Investments | private equity (including portfolio companies) | air pollution violation | 2008 | WY-ENV | $7,500 |
| PPL Montana | Riverstone Holdings | private equity (including portfolio companies) | water pollution violation | 2008 | private lawsuit-state | $8,000,000 |
| Reichhold Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2008 | CA-SCAQMD | $25,000 |
| 99¢ Only Stores | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2008 | CA-LCO | $9,288 |
| Akzo Nobel Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2008 | private lawsuit-federal | $23,380,000 |
| ALBANY-CHICAGO COMPANY | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $8,295 |
| SPACE SYSTEMS LORAL | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,775 |
| MILK SPECIALTIES COMPANY | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $535,000 |
| JO-ANN FABRICS & CRAFTS | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,060 |
| GARDA CASH LOGISTICS,INC. DBA/AT SYSTEMS, INC. | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $20,160 |
| COVANTA STANISLAUS, INC. | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $43,600 |
| JOSEPH T RYERSON & SON INC | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,070 |
| MILK SPECIALTIES COMPANY | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,560 |
| GUITAR CENTER STORES INC | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $11,315 |
| GARDA | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,395 |
| DURA AUTOMOTIVE SYSTEMS, INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,500 |
| PPL MONTANA | Riverstone Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $9,500 |
| MAAX U.S. CORPORATION | Lone Star Funds | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $8,640 |
| JETRO CASH AND CARRY ENTERPRISES, INC. | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,000 |
| JETRO CASH & CARRY | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,000 |
| AKZO NOBEL SPG LLC DBA ALCO CHEMICAL | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,600 |
| SHILOH INDUSTRIES INC. DBA WELLINGTON STAMPING | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,375 |
| AMERICAN MEDICAL RESPONSE | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,500 |
| RYERSON, INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,000 |
| PACIFIC OROVILLE POWER, INC. | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $9,700 |
| KLOCKNER PENTAPLAST OF AMERICA INC. | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,800 |
| MW INDUSTRIES, INC. DBA ATLANTIC SPRING | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $9,990 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,000 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $14,000 |
| COVANTA SEMASS, LLC | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,375 |
| PETSMART INC #374 | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $13,750 |
| AMERICAN GREETINGS CORPORATION | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,750 |
| MAXIM CRANE WORKS LP | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,000 |
| SOUTHERN TENNESSEE MEDICAL CENTER LLC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,400 |
| BELLAGIO | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,063 |
| BELLAGIO | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $19,407 |
| FAR RESEARCH, INC. | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $11,600 |
| COOPER TOOLS, INC. | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,000 |
| WHITLOCK PACKAGING CORP | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,000 |
| ARCTIC GLACIER INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,700 |
| PREGIS CORPORATION | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,700 |
| Colorite Specialty Resins | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2008 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,300,000 |
| Tropicana Products, Inc. | PAI Partners | private equity (including portfolio companies) | water pollution violation | 2008 | EPA | $80,000 |
| NORAMCO, INC. | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2008 | EPA | $115,934 |
| Armstrong Hardwood Flooring | American Industrial Partners | private equity (including portfolio companies) | air pollution violation | 2008 | EPA | $36,106 |
| GE Jenbacher GmbH & Co OHG | Advent International | private equity (including portfolio companies) | air pollution violation | 2008 | EPA | $30,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $18,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $7,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $25,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $50,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $5,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $5,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $50,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $44,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $85,000 |
| Calpine Energy Services, L.P. | Energy Capital Partners | private equity (including portfolio companies) | energy market violation | 2007 | FERC | $4,500,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2007 | DOJ_CIVIL | $2,500,000 |
| Acuity Specialty Products, Inc., | New Mountain Capital | private equity (including portfolio companies) | water pollution violation | 2007 | EPA | $3,800,000 |
| AHLSTROM ENGINE FILTRATION LLC | Bain Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2007 | EBSA | $10,001 |
| Jostens, Inc. | Platinum Equity | private equity (including portfolio companies) | Family and Medical Leave Act | 2007 | WHD | $5,457 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $15,060 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $8,000 |
| American Medical Response (AMR) | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $35,000 |
| Appleton Papers | Wynnchurch Capital | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $104,000 |
| Tenneco Automotive, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $14,233 |
| Dunkin Donuts Distribution Center, Inc. | Roark Capital | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $30,432 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $8,000 |
| Akzo Nobel Pulp and Performance Chemicals Inc. | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $20,250 |
| Akzo Nobel Pulp and Performance Chemicals Inc. | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $6,750 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $5,250 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $14,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $7,000 |
| Michaels Stores | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2007 | private lawsuit-federal | $4,300,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2007 | private lawsuit-state | $3,200,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2007 | MULTI-AG | $3,000,000 |
| TruGreen, L.P. | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2007 | WA-AG | $133,000 |
| Moneygram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2007 | AZ-DIFI | $125,000 |
| Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2007 | CA-MHC | $7,500 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2007 | MT-FIN | $5,000 |
| Moneygram International | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2007 | NH-BKG | $10,000 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $26,786 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $32,528 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $9,433 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $77,750 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | air pollution violation | 2007 | CA-ARB | $5,000 |
| Amrep | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2007 | CA-ARB | $298,318 |
| PetSmart Inc. | BC Partners | private equity (including portfolio companies) | pesticide violation | 2007 | CA-DPR | $36,719 |
| 99 Cents Only Stores | Ares Management | private equity (including portfolio companies) | pesticide violation | 2007 | CA-DPR | $13,743 |
| KIK Denver LLC | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2007 | CO-DPHE | $17,000 |
| TruGreen, LP | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2007 | CT-ENV | $6,250 |
| Dolco Packaging | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2007 | GA-ENV | $10,911 |
