Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| LIFOAM INDUSTRIES, LLC | One Rock Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $26,300 |
| STRATEGIC MATERIALS,INC.DBA WESTERN STRATEGIC MATE | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $5,720 |
| GEORGETOWN COMMUNITY HOSPITAL, LLC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $5,850 |
| BOB'S DISCOUNT FURNITURE, LLC | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $9,621 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $8,075 |
| HEXION SPECIALTY CHEMICALS | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $6,750 |
| SHILOH INDUSTRIES | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $16,800 |
| ALCOA INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $17,820 |
| SPARTECH POLYCOM | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $31,125 |
| SPARTECH POLYCOM | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $10,000 |
| FAR RESEARCH, INC. | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $6,082 |
| FRONTIER AIRLINES, INC | Indigo Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $6,000 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $7,000 |
| PIKE ELECTRIC INC | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $6,000 |
| C&D TECHNOLOGIES, INC. (POWER COM) | KPS Capital Partners | private equity (including portfolio companies) | water pollution violation | 2006 | EPA | $1,600,000 |
| Detrex | Bain Capital | private equity (including portfolio companies) | water pollution violation | 2006 | EPA | $250,000 |
| ANCHOR GLASS CONTAINER CORP. | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2006 | EPA | $96,901 |
| Reilly Industries Inc. (Indianapolis) | Wind Point Partners | private equity (including portfolio companies) | environmental violation | 2006 | EPA | $84,468 |
| AMERICAN GREETINGS CORPORATION | Clayton Dubilier & Rice | private equity (including portfolio companies) | air pollution violation | 2006 | EPA | $8,485 |
| TI AUTOMOTIVE INC | Bain Capital | private equity (including portfolio companies) | hazardous waste violation | 2006 | EPA | $110,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | water pollution violation | 2006 | EPA | $157,500 |
| Foster Farms, LLC | Atlas Holdings | private equity (including portfolio companies) | air pollution violation | 2006 | EPA | $100,000 |
| OMNIFLIGHT HELICOPTERS INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $48,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $50,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $7,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $44,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $17,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $30,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $11,000 |
| UNIVAR USA INC | Apollo Global Management | private equity (including portfolio companies) | motor vehicle safety violation | 2005 | FMCSA | $5,460 |
| Staples Contract and Commercial | Sycamore Partners Management | private equity (including portfolio companies) | False Claims Act and related | 2005 | DOJ_CIVIL | $7,400,000 |
| Rescare-East Ohio Group Home | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $25,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $35,000 |
| TI Automotive | Bain Capital | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $2,500,000 |
| Tower Automotive Lansing, LLC | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $125,000 |
| The Pike Company | Lindsay Goldberg | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $6,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $18,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $5,063 |
| Tenneco Automotive | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $79,437 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $8,249 |
| Federal Mogul Powertrain Systems | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $15,000 |
| Beverly Enterprises-Pleasant Grove | Fillmore Capital Partners | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $23,000 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2005 | FRA | $8,000 |
| Basic Chemical Solutions | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2005 | FRA | $10,000 |
| Akzo Nobel Surface Chemistry, LLC | Carlyle Group | private equity (including portfolio companies) | water pollution violation | 2005 | IL-AG | $37,500 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2005 | NY-AG | $1,250,000 |
| America Online, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2005 | OH-AG | $75,000 |
| Beverly Enterprises, Inc | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2005 | AR-AG | $1,500,000 |
| Cushman & Wakefield of Washington, DC, Inc | TPG Capital | private equity (including portfolio companies) | False Claims Act and related | 2005 | DC-AG | $4,800,000 |
| ResCare Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2005 | TX-AG | $2,150,000 |
| Yahoo! | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2005 | NY-AG | $175,000 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | consumer protection violation | 2005 | CA-MULTI | $389,748 |
| FORETHOUGHT LIFE INSURANCE CO. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2005 | VA-INS | $9,500 |
| Liberty Life Insurance Company of Greenville, S.C. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2005 | MULTI-FIN | $3,075,950 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2005 | PA-ENV | $28,266 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2005 | PA-ENV | $5,145 |
| AMREP, Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2005 | CA-ARB | $14,000 |
| Hasa Inc. | Wind Point Partners | private equity (including portfolio companies) | pesticide violation | 2005 | CA-DPR | $22,786 |
| Trojan Battery Co. | KPS Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2005 | CA-DTSC | $14,479 |
| Trojan Battery Company | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2005 | GA-ENV | $5,000 |
| AMREP, Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2005 | GA-ENV | $29,780 |
| Blue Bird Body Company | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2005 | GA-ENV | $13,500 |
| Akzo Nobel Surface Chemistry LLC | Carlyle Group | private equity (including portfolio companies) | water pollution violation | 2005 | IL-ENV | $37,500 |
| Federal-Mogul Corporation | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2005 | IL-ENV | $10,000 |
| UNIVAR SOLUTIONS USA INC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2005 | MA-ENV | $12,000 |
| DARTMOUTH POWER ASSOCIATES LP | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2005 | MA-ENV | $26,600 |
| Gopher Resource LLC | Energy Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2005 | MN-ENV | $65,000 |
| Maaco Paint & Body Shop | Roark Capital | private equity (including portfolio companies) | hazardous waste violation | 2005 | NC-ENV | $8,712 |
| REICHHOLD INC | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2005 | NJ-ENV | $9,644 |
| POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | water pollution violation | 2005 | NJ-ENV | $62,500 |
| FERRO CORP | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2005 | NJ-ENV | $11,000 |
| STRATEGIC MATERIALS INC | Littlejohn & Co. | private equity (including portfolio companies) | water pollution violation | 2005 | NJ-ENV | $17,084 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | air pollution violation | 2005 | NJ-ENV | $12,200 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | air pollution violation | 2005 | NJ-ENV | $10,400 |
| COVANTA UNION INC UNION CNTY RESOURCE FACILIT | EQT AB | private equity (including portfolio companies) | air pollution violation | 2005 | NJ-ENV | $31,600 |
| REICHHOLD INC | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2005 | NJ-ENV | $6,000 |
| Ferro Corp. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2005 | OH-ENV | $21,500 |
| D.B. Western, Inc. - Texas | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2005 | TX-ENV | $7,076 |
| Akzo Nobel Catalysts, LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2005 | TX-ENV | $16,436 |
| MAAX USA | Lone Star Funds | private equity (including portfolio companies) | air pollution violation | 2005 | WV-ENV | $42,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2005 | FINRA | $6,600,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2005 | FINRA | $2,400,000 |
| Ladenburg Thalmann & Co. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2005 | FINRA | $1,200,000 |
| Reichhold Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2005 | CA-SCAQMD | $13,500 |
| Neiman Marcus Group Inc. | Ares Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2005 | private lawsuit-federal | $12,437,500 |
| INTERNATIONAL CONVERTER | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $9,000 |
| CIRCLE SEAL CONTROLS INC | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,820 |
| C&D TECHNOLOGIES, INC. | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,252 |
| CROTHALL LAUNDRY SERVICES | H.I.G. Capital | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $9,150 |
| STRATEGIC MATERIALS,INC.DBA WESTERN STRATEGIC MATE | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,935 |
| TOWER AUTOMOTIVE PRODUCTS COMPANY, INC. | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $9,500 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,500 |
| TOWER AUTOMOTIVE | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,650 |
| STERIGENICS INTERNATIONAL, INC. | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,062 |
| TEKNI-PLEX TRISEAL | Genstar Capital | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $6,750 |
| PETCO | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,440 |
| GREDE FOUNDRIES, INC. | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $10,500 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $7,000 |
| PETSMART, INC. STORE # 299 | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,265 |
| STANDARD FURNITURE MANUFACTURING COMPANY, INC. | Aterian Investment Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $11,000 |
| STANDARD FURNITURE MANUFACTURING COMPANY, INC. | Aterian Investment Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $6,900 |
