Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| TRW, Inc. TRW Valve Division | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $28,137 |
| ALCOA | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $8,340 |
| Res-Care, Inc. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $6,656 |
| American Medical Response NW (A Laidlaw Corporation) | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $46,700 |
| Federal Mogul Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $19,920 |
| Southwestern Medical Center | Apollo Global Management | private equity (including portfolio companies) | HHS civil monetary penalties | 2002 | HHSOIG | $30,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2002 | FRA | $9,750 |
| Briggs & Stratton | KPS Capital Partners | private equity (including portfolio companies) | product safety violation | 2002 | CPSC | $400,000 |
| Green Burrito | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2002 | CA-LCO | $9,000 |
| Petco Animal Supplies | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2002 | private lawsuit-state | $2,500,000 |
| Jo-Ann Stores | Leonard Green & Partners | private equity (including portfolio companies) | wage and hour violation | 2002 | private lawsuit-state | $6,500,000 |
| Tropicana Products | PAI Partners | private equity (including portfolio companies) | employment discrimination | 2002 | private lawsuit-state | $816,815 |
| ADT Security Services, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2002 | NY-AG | $750,000 |
| Beverly Enterprises, Inc. | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2002 | CA-AG | $2,586,927 |
| SMG | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2002 | MA-AG | $545,000 |
| World Kitchen Inc. dba Corning Revere Factory Stores | Cornell Capital | private equity (including portfolio companies) | consumer protection violation | 2002 | CA-LACDA | $29,650 |
| Securities Services Network, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2002 | FL-OFR | $14,938 |
| 2-10 HOME BUYERS WARRANTY OF VIRGINIA INC | Genstar Capital | private equity (including portfolio companies) | insurance violation | 2002 | VA-INS | $12,000 |
| COLUMBIA LIGHTING | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2002 | PA-ENV | $9,000 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2002 | PA-ENV | $37,150 |
| Lydall Filtration/Separation Inc. | Clearlake Capital | private equity (including portfolio companies) | environmental violation | 2002 | CT-ENV | $120,000 |
| Blue Bird Body Company | American Securities LLC | private equity (including portfolio companies) | hazardous waste violation | 2002 | GA-ENV | $7,500 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2002 | IN-ENV | $9,000 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2002 | IN-ENV | $5,000 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2002 | IN-ENV | $8,400 |
| REICHHOLD INC | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2002 | NJ-ENV | $59,996 |
| REICHHOLD INC | Black Diamond Capital Management | private equity (including portfolio companies) | water pollution violation | 2002 | NJ-ENV | $7,500 |
| COVANTA WARREN ENERGY RESOURCE CO LP | EQT AB | private equity (including portfolio companies) | air pollution violation | 2002 | NJ-ENV | $13,600 |
| Tenneco Automotive Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2002 | OH-ENV | $14,240 |
| LUFKIN INDUSTRIES INCORPORATED | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2002 | TX-ENV | $54,000 |
| Reichhold Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2002 | CA-SCAQMD | $5,000 |
| INSITUFORM TECHNOLOGIES USA, INC. | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $733,750 |
| INSITUFORM TECHNOLOGIES INC. | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $5,625 |
| MAXIM CRANE WORKS | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $7,000 |
| FERRO ELECTRONIC MATERIALS | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $18,450 |
| PETCO | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $13,400 |
| APPLETON PAPERS INCORPORATED | Wynnchurch Capital | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $9,000 |
| CASTLEVIEW HOSPITAL | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $8,200 |
| RED SIMPSON | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $5,000 |
| KINSEL INDUSTRIES INC. | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $7,500 |
| KINSEL INDUSTRIES, INC. | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $5,000 |
| CARRY-ON TRAILER, INC. | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $7,200 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $5,000 |
| GREDE FOUNDRIES INC. | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $8,500 |
| UNIVAR USA, INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $5,800 |
| EDSAL MANUFACTURING CO., INC. | Monomoy Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $8,000 |
| TOWER AUTOMOTIVE INC. | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $5,000 |
| FERRO CORP | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $6,300 |
| WORLD KITCHEN INC (EKCO MFG. OF OHIO) | Cornell Capital | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $12,500 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $18,000 |
| GATES CORPORATION | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $6,300 |
| BRODER BROS. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $7,715 |
| MAGNETI MARELLI POWERTRAIN U.S.A., INC | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $15,263 |
| STANDARD FURNITURE MANUFACTURING COMPANY, INC. | Aterian Investment Partners | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $6,250 |
| SMG | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $8,625 |
| BEVERLY ENTERPRISES-ARKANSAS, INC. DBA SALINE NURS | Fillmore Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $5,000 |
| SPARTECH POLYCOM CORP | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $5,689 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $7,500 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $25,000 |
| TENNECO AUTOMOTIVE WALKER MANUFACTURING | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2002 | EPA | $12,000 |
| REICHOLD, INC | Black Diamond Capital Management | private equity (including portfolio companies) | environmental violation | 2002 | EPA | $9,561 |
| WHEELED COACH INDUSTRIES, INC. | American Industrial Partners | private equity (including portfolio companies) | hazardous waste violation | 2002 | EPA | $48,700 |
| FERRO CORP, KEIL CHEMICAL | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2002 | EPA | $3,514,150 |
| PETSMART, INCORPORATED | BC Partners | private equity (including portfolio companies) | environmental violation | 2002 | EPA | $42,322 |
| GOPHER RESOURCE | Energy Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2002 | EPA | $49,830 |
| DELTECH CORPORATION | SK Capital Partners | private equity (including portfolio companies) | water pollution violation | 2002 | EPA | $170,000 |
| TRANSMONTAIGNE, INC. | ArcLight Capital Partners | private equity (including portfolio companies) | water pollution violation | 2002 | EPA | $12,600 |
| BLUE BIRD BODY COMPANY | American Securities LLC | private equity (including portfolio companies) | hazardous waste violation | 2002 | EPA | $16,672 |
| REILLY INDUSTRIES | Wind Point Partners | private equity (including portfolio companies) | water pollution violation | 2002 | EPA | $38,660 |
| GULF OIL LIMITED PARTNERSHIP | ArcLight Capital Partners | private equity (including portfolio companies) | air pollution violation | 2002 | EPA | $8,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2001 | FAA | $15,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2001 | FAA | $22,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2001 | FAA | $22,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2001 | FAA | $7,500 |
| Akzo Nobel Chemicals BV | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2001 | DOJ_ANTITRUST | $12,000,000 |
| Lifescan, Inc. | Platinum Equity | private equity (including portfolio companies) | False Claims Act and related | 2001 | DOJ_CIVIL | $15,000,000 |
| Vencor Inc. and Ventas Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2001 | DOJ_CIVIL | $104,500,000 |
| TPG Capital | TPG Capital | private equity (including portfolio companies) | investor protection violation | 2001 | SEC | $50,000 |
| Tower Automotive Products, Inc. | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $38,385 |
| Service Master, Inc. | Roark Capital | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $28,000 |
| Ferro Corporation | American Securities LLC | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $55,000 |
| Spartech Plastics | Arsenal Capital Partners | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $7,000 |
| Medina Blanking Inc. Div. Shiloh Ind. Inc. | MiddleGround Capital | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $27,000 |
| Tower Automotive | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $222,050 |
| Grede Foundry | Gamut Capital | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $5,500 |
| Tower Automotive Products, Company | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $16,000 |
| Apria Healthcare Group, Inc. | Blackstone | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $77,551 |
| BURROWS PAPER CORP. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $10,791 |
| Bio-Lab Inc. | Centerbridge Partners | private equity (including portfolio companies) | railroad safety violation | 2001 | FRA | $5,000 |
| Reichhold Chemicals Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | railroad safety violation | 2001 | FRA | $50,000 |
| Beverly Enterprises, Inc | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2001 | AR-AG | $40,000 |
| TruGreen LandCare | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2001 | CA-SCCDA | $138,099 |
| Liberty Life Insurance Company | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2001 | SC-INS | $10,000 |
| MERCER LIME COMPANY | HBM Holdings | private equity (including portfolio companies) | environmental violation | 2001 | PA-ENV | $27,000 |
| MERCER LIME COMPANY | HBM Holdings | private equity (including portfolio companies) | environmental violation | 2001 | PA-ENV | $16,000 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2001 | PA-ENV | $37,856 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | hazardous waste violation | 2001 | CO-DPHE | $12,000 |
| Quala Systems, Inc. | Advent International | private equity (including portfolio companies) | environmental violation | 2001 | CT-ENV | $170,000 |
| VAN WATERS & ROGERS, INC. | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2001 | FL-DEP | $7,900 |
| Reichold, Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | water pollution violation | 2001 | GA-ENV | $30,000 |
| FEDERAL MOGUL CORP | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2001 | IN-ENV | $12,600 |
