Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| BRODER BROS CO | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $9,572 |
| ASCEND PERFORMANCE MATERIALS OPERATIONS LLC | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $10,566 |
| FXI, INC. | One Rock Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $7,000 |
| ANCHOR GLASS CONTAINER CORPORATION | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $14,502 |
| PORT TOWNSEND PAPER CORP | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $22,800 |
| STRATEGIC MATERIALS, INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $5,178 |
| SILVER LINE BUILDING PRODUCTS, LLC | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $75,002 |
| REFRESCO BEVERAGES US INC. | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $30,000 |
| PLAY POWER, INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $8,000 |
| PREGIS, LLC | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $17,000 |
| PRINCE MINERALS LLC | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $6,164 |
| FIVE BELOW, INC. | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $5,350 |
| PLASTIC PACKAGING TECHNOLOGIES, LLC | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $18,853 |
| EMPIRE KOSHER POULTRY, INC. | Aterian Investment Partners | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $75,000 |
| ANN TAYLOR | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $5,190 |
| STRATEGIC MATERIALS INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $7,000 |
| PETCO | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $12,432 |
| DAKOTA BODIES LLC | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $53,660 |
| GUITAR CENTER STORES, INC. | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $7,834 |
| Calpine Corporation | Energy Capital Partners | private equity (including portfolio companies) | air pollution violation | 2021 | EPA | $13,500 |
| LIBERTAS COPPER, LLC, d/b/a HUSSEY COPPER | KPS Capital Partners | private equity (including portfolio companies) | water pollution violation | 2021 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $861,500 |
| SOLENIS, LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2021 | EPA | $498,620 |
| REICHOLD LLC 2 | Black Diamond Capital Management | private equity (including portfolio companies) | hazardous waste violation | 2021 | EPA | $21,800 |
| BLACKBEARD OPERATING, LLC | NGP Energy Capital | private equity (including portfolio companies) | water pollution violation | 2021 | EPA | $23,800 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $165,000 |
| Briggs & Stratton, LLC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2021 | EPA | $217,006 |
| Ares Management LLC | Ares Management | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $1,000,000 |
| Monomoy Capital Management, L.P. | Monomoy Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $1,926,579 |
| ADT Security Services | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2020 | NLRB | $14,980 |
| COVANTA ENERGY CORPORATION | EQT AB | private equity (including portfolio companies) | labor relations violation | 2020 | NLRB | $20,000 |
| Capstone Logistics, LLC | H.I.G. Capital | private equity (including portfolio companies) | labor relations violation | 2020 | NLRB | $54,818 |
| Athene Holding Ltd. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2020 | NY-DFS | $45,000,000 |
| The Ultimate Software Group, Inc. | Hellman & Friedman | private equity (including portfolio companies) | consumer protection violation | 2020 | TX-FIN | $191,250 |
| QUALTRICS LLC | Silver Lake | private equity (including portfolio companies) | benefit plan administrator violation | 2020 | EBSA | $10,001 |
| American Medical Response Ambulance Service, Inc. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2020 | TX-INS | $7,500 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $502,400 |
| Securities America Advisors, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $603,776 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2020 | USAO | $825,000 |
| Insight Global, LLC | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2020 | WA-DLI | $9,283 |
| PIXELLE SPECIALTY SOLUTIONS LLC | H.I.G. Capital | private equity (including portfolio companies) | environmental violation | 2020 | PA-ENV | $8,472 |
| Plasman Corporation, LLC | MiddleGround Capital | private equity (including portfolio companies) | hazardous waste violation | 2020 | AL-ENV | $5,400 |
| Essendant Co. | Sycamore Partners Management | private equity (including portfolio companies) | pesticide violation | 2020 | CA-DPR | $6,216 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | hazardous waste violation | 2020 | CO-DPHE | $31,238 |
| Mallard Exploration LLC | NGP Energy Capital | private equity (including portfolio companies) | environmental violation | 2020 | CO-OIL | $15,000 |
| Strategic Materials, Inc. | Littlejohn & Co. | private equity (including portfolio companies) | air pollution violation | 2020 | CT-ENV | $39,200 |
| Libertas Copper, LLC d/b/a Hussey Copper | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2020 | EPA | $550,000 |
| Refresco Beverages US Inc. | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2020 | FL-DEP | $22,735 |
| ASCEND PERFORMANCE MATERIALS OPERATIONS LLC | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2020 | FL-DEP | $10,000 |
| Blue Bird Body Company | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2020 | GA-ENV | $5,747 |
| ARCONIC LAFAYETTE OPERATONS | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2020 | IN-ENV | $5,000 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2020 | IN-ENV | $14,044 |
| Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | environmental violation | 2020 | LA-ENV | $29,500 |
| Redfish Rentals Inc. | H.I.G. Capital | private equity (including portfolio companies) | environmental violation | 2020 | LA-ENV | $8,200 |
| Intertape Polymer Group | Clearlake Capital | private equity (including portfolio companies) | air pollution violation | 2020 | MI-ENV | $42,500 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2020 | MN-FIN | $300,000 |
| IMTT BAYONNE LLC | Riverstone Holdings | private equity (including portfolio companies) | hazardous waste violation | 2020 | NJ-ENV | $8,000 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | air pollution violation | 2020 | NJ-ENV | $65,600 |
| Polymer Additives Inc. dba Valtris Specialty Chemicals. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2020 | OH-ENV | $15,000 |
| Selmet, Inc. | Warburg Pincus | private equity (including portfolio companies) | hazardous waste violation | 2020 | OR-ENV | $70,200 |
| Crothall Laundry Services, Inc. | H.I.G. Capital | private equity (including portfolio companies) | water pollution violation | 2020 | TN-ENV | $46,839 |
| Lcy Elastomers LP | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2020 | TX-ENV | $24,000 |
| MASCO Cabinetry LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2020 | VA-ENV | $15,169 |
| Univar Solutions Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2020 | FRA | $6,200 |
| Univar Solutions Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2020 | FRA | $7,200 |
| IMTT Bayonne | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2020 | FRA | $6,900 |
| IMTT Bayonne | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2020 | FRA | $6,900 |
| IMTT Bayonne | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2020 | FRA | $6,900 |
| Sedgwick Claims Management | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2020 | NY-DFS | $11,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2020 | FAA | $90,000 |
| Athene Annuity & Life Assurance Company of New York | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2020 | NY-DFS | $100,000 |
| Athene Annuity & Life Assurance Company of New York | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2020 | NY-DFS | $100,160 |
| Capstone Logistics, LLC | H.I.G. Capital | private equity (including portfolio companies) | wage and hour violation | 2020 | CA-LCO | $6,378 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | railroad safety violation | 2020 | FRA | $10,000 |
| Usalco | H.I.G. Capital | private equity (including portfolio companies) | railroad safety violation | 2020 | FRA | $8,292 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2020 | FRA | $8,100 |
| Yahoo Inc. | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2020 | private lawsuit-federal | $117,500,000 |
| 1-800 Contacts Inc. | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $15,100,000 |
| Hitachi Metals Ltd. | Bain Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $2,725,000 |
| Tenneco Inc. | Apollo Global Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $9,000,000 |
| Centria Healthcare Llc | Thomas H. Lee Partners | private equity (including portfolio companies) | wage and hour violation | 2020 | MI-LEO | $6,600 |
| Centria Healthcare Llc | Thomas H. Lee Partners | private equity (including portfolio companies) | wage and hour violation | 2020 | MI-LEO | $6,600 |
| PET SMART, INC. | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $12,337 |
| THE PULLMAN COMPANY | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $6,967 |
| LIFE TIME FITNESS INC | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $5,600 |
| AHLSTROM-MUNKSJO | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $13,494 |
| MAXIM CRANE WORKS OF PENNSYLVANIA LIMITED PARTNER | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $10,500 |
| PETCO ANIMAL SUPPLIES, INC. | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $11,566 |
| NCI GROUP, INC. | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $10,814 |
| D&W FINE PACK LLC | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $10,000 |
| GREDE II, LLC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $15,000 |
| AHLSTROM-MUNKSJO | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $9,446 |
| TEKNI-PLEX, INC. | Genstar Capital | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $18,000 |
| TRUGREEN LIMITED PARTNERSHIP | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $10,000 |
| GREDE II LLC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $10,000 |
| INTERNATIONAL CONVERTER LLC | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $60,000 |
| GLEN-GERY CORPORATION | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $33,735 |
| PACKERS SANITATION SERVICES, INCORPORATED | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $26,988 |
| TRUGREEN LIMITED PARTNERSHIP | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $10,000 |
| NOVOLEX SHIELDS LLC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $6,000 |
| JOSEPH T. RYERSON & SON, INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $10,603 |
| MOTEL 6 OPERATING LP | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $7,040 |
