Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type  | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| PHOENIX CHEMICAL COMPANY, INC. | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2017 | EPA | $170,520 |
| HEXION, INC. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $16,043 |
| ARCHROMA U.S., INC. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $29,325 |
| SOLENIS LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2019 | EPA | $20,600 |
| FERRO CORPORATION | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2020 | EPA | $16,555 |
| PLY GEM | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2023 | EPA | $7,515 |
| PETSMART HOME OFFICE, INC | BC Partners | private equity (including portfolio companies) | environmental violation | 2023 | EPA | $30,000 |
| ATOTECH USA, LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2023 | EPA | $46,000 |
| PIONEER METAL FINISHING CORP. | Aterian Investment Partners | private equity (including portfolio companies) | environmental violation | 2000 | EPA | $5,000 |
| AKZO NOBEL CHEMICALS, INC. | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2000 | EPA | $5,600 |
| PIONEER METAL FINISHING | Aterian Investment Partners | private equity (including portfolio companies) | environmental violation | 2000 | EPA | $17,966 |
| PETSMART, INCORPORATED | BC Partners | private equity (including portfolio companies) | environmental violation | 2002 | EPA | $42,322 |
| SHOWA ALUMINUM CORPORATION | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2000 | EPA | $5,000 |
| HOHMAN PLATING & MFG. INC. | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2000 | EPA | $5,000 |
| JOSTENS, INC. | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2000 | EPA | $5,000 |
| BioLab, Inc. | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $23,680 |
| Aceto Agricultural Chemicals Corporation | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $13,000 |
| Reilly Industries Inc. (Indianapolis) | Wind Point Partners | private equity (including portfolio companies) | environmental violation | 2006 | EPA | $84,468 |
| PetSmart, Inc. | BC Partners | private equity (including portfolio companies) | environmental violation | 2012 | EPA | $156,000 |
| FEDERAL-MOGUL LLC, GREENVILLE, MI | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $19,661 |
| Diversey, Inc. | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2022 | EPA | $15,360 |
| ARCTIC GLACIER USA INC. | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2023 | EPA | $232,593 |
| GOPHER RESOURCE | Energy Capital Partners | private equity (including portfolio companies) | environmental violation | 2023 | EPA | $44,242 |
| DANAHER TOOL GROUP | Bain Capital | private equity (including portfolio companies) | environmental violation | 2000 | EPA | $5,000 |
| Alcoa Mill Products | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $15,500 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $76,000 |
| Ascend Performance Materials | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2014 | EPA | $83,263 |
| Aceto Agricultural Chemical Corporation | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2014 | EPA | $5,100 |
| Apex Tool Group, LLC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2016 | EPA | $150,000 |
| UNIVAR USA, INC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2007 | EPA | $12,480 |
| POLYONE DESIGNED STRUCTURES AND SOLUTIONS, LLC | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2015 | EPA | $15,335 |
| Univar USA Inc. aka Van Waters & Rogers | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2003 | EPA | $10,040 |
| Reichhold, Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $28,822 |
| 99 Cents Only Stores | Ares Management | private equity (including portfolio companies) | environmental violation | 2010 | EPA | $409,490 |
| Maax Spas Industries Corporation | Lone Star Funds | private equity (including portfolio companies) | environmental violation | 2010 | EPA | $34,440 |
| Hasa, Inc. | Wind Point Partners | private equity (including portfolio companies) | environmental violation | 2010 | EPA | $50,000 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | EPA | $41,800 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | EPA | $6,400 |
| Cyanco | Cerberus Capital Management | private equity (including portfolio companies) | environmental violation | 2012 | EPA | $52,600 |
| 99 Cents Only Stores, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2022 | EPA | $751,055 |
| VAN WATERS AND ROGERS | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2001 | EPA | $17,600 |
| TRUGREEN LP | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2013 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $53,300 |
| Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | environmental violation | 2015 | EPA | $112,500 |
| Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $45,752 |
| Hexion, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2019 | EPA | $194,908 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $165,000 |
| Alumax Mill Products, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $10,000 |
| AKZO Nobel Chemicals, Inc. | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $15,090 |
| Deltech Corporation | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2015 | EPA | $5,400 |
| Calpine Energy Services, L.P. | Energy Capital Partners | private equity (including portfolio companies) | energy market violation | 2007 | FERC | $4,500,000 |
| Calpine Corporation | Energy Capital Partners | private equity (including portfolio companies) | energy market violation | 2019 | FERC | $375,000 |
| Affordable Suites of America, Inc. | Lindsay Goldberg | private equity (including portfolio companies) | employment screening violation | 2006 | WHD | $6,000 |
| EmCare Inc. | KKR & Co. | private equity (including portfolio companies) | employment discrimination | 2014 | EEOC | $499,000 |
| Crothall Laundry Services, Inc. | H.I.G. Capital | private equity (including portfolio companies) | employment discrimination | 2018 | OFCCP | $72,000 |
| Tropicana Products | PAI Partners | private equity (including portfolio companies) | employment discrimination | 2002 | private lawsuit-state | $816,815 |
| Michaels Store | Apollo Global Management | private equity (including portfolio companies) | employment discrimination | 2022 | CA-CRD | $6,850 |
| Cobham Holdings, Inc | Advent International | private equity (including portfolio companies) | economic sanction violation | 2018 | OFAC | $87,507 |
| Barracuda Networks, Inc. | KKR & Co. | private equity (including portfolio companies) | economic sanction violation | 2015 | OFAC | $38,930 |
| MoneyGram Payment Systems, Inc | Madison Dearborn Partners | private equity (including portfolio companies) | economic sanction violation | 2021 | OFAC | $34,328 |
| Schlumberger Rod Lift, Inc. | KPS Capital Partners | private equity (including portfolio companies) | economic sanction violation | 2021 | OFAC | $160,000 |
| ASCEND PERFORMANCE MATERIALS | SK Capital Partners | private equity (including portfolio companies) | drinking water violation | 2019 | FL-DEP | $10,000 |
| Barnes & Noble, Inc. | Elliott Management | private equity (including portfolio companies) | discriminatory practices (non-employment) | 2014 | NY-AG | $10,000 |
| Sterigenics International LLC | Warburg Pincus | private equity (including portfolio companies) | Controlled Substances Act violation | 2015 | USAO | $450,000 |
| PharMerica Corporation | KKR & Co. | private equity (including portfolio companies) | Controlled Substances Act violation | 2014 | USAO | $213,283 |
| Mercury Ambulance Service, Inc. d/b/a Rural/Metro | KKR & Co. | private equity (including portfolio companies) | Controlled Substances Act violation | 2013 | USAO | $40,000 |
| ACETO Corporation | New Mountain Capital | private equity (including portfolio companies) | Controlled Substances Act violation | 2018 | USAO | $120,000 |
| RGIS LLC | Blackstone | private equity (including portfolio companies) | Controlled Substances Act violation | 2022 | USAO | $158,760 |
| Backcountry.com LLC | TSG Consumer Partners | private equity (including portfolio companies) | consumer protection violation | 2015 | FTC | $150,000 |
| MoneyGram International, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2009 | FTC | $18,000,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2003 | FTC | $850,000 |
| Rexall Sundown, Inc. | Carlyle Group | private equity (including portfolio companies) | consumer protection violation | 2003 | FTC | $12,000,000 |
| Transworld Systems, Inc. | Platinum Equity | private equity (including portfolio companies) | consumer protection violation | 2017 | CFPB | $2,500,000 |
| ADT Security Services, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2002 | NY-AG | $750,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2007 | MULTI-AG | $3,000,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2005 | NY-AG | $1,250,000 |
| America Online, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2005 | OH-AG | $75,000 |
| Apria Healthcare LLC | Blackstone | private equity (including portfolio companies) | consumer protection violation | 2017 | MA-AG | $764,942 |
| Briggs & Stratton Corp. | KPS Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | CT-AG | $125,000 |
| Caliber Collision Centers | Hellman & Friedman | private equity (including portfolio companies) | consumer protection violation | 2004 | CA-AG | $5,800,000 |
| Classmates Inc. | H.I.G. Capital | private equity (including portfolio companies) | consumer protection violation | 2015 | MULTI-AG | $8,177,600 |
| Classmates Online, Inc. | H.I.G. Capital | private equity (including portfolio companies) | consumer protection violation | 2010 | NY-AG | $960,000 |
| Classmates.com | H.I.G. Capital | private equity (including portfolio companies) | consumer protection violation | 2013 | DC-AG | $300,000 |
| McAfee | Advent International | private equity (including portfolio companies) | consumer protection violation | 2009 | NY-AG | $375,000 |
| Michaels Stores, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2011 | NY-AG | $1,800,000 |
| MoneyGram Payment Systems | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2016 | MULTI-AG | $13,000,000 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | MULTI-AG | $1,100,000 |
| Shutterfly, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2010 | NY-AG | $952,200 |
| TruGreen Limited Partnership | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2010 | NY-AG | $55,000 |
| TruGreen Limited Partnership d/b/a TruGreen ChemLawn | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2006 | NJ-AG | $80,000 |
| TruGreen, L.P. | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2007 | WA-AG | $133,000 |
| Yahoo Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2003 | NY-AG | $75,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2012 | CA-MULTI | $968,157 |
| PETCO Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2010 | CA-MULTI | $1,750,000 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | consumer protection violation | 2005 | CA-MULTI | $389,748 |
| PETCO Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2004 | CA-MULTI | $854,254 |
| World Kitchen Inc. dba Corning Revere Factory Stores | Cornell Capital | private equity (including portfolio companies) | consumer protection violation | 2002 | CA-LACDA | $29,650 |
| Motel 6 | Blackstone | private equity (including portfolio companies) | consumer protection violation | 2016 | CA-SCDA | $750,000 |
| PETCO Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2004 | CA-SFCA | $50,000 |
| Moneygram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2007 | AZ-DIFI | $125,000 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2014 | AZ-DIFI | $10,000 |
| Transworld Systems Inc. | Platinum Equity | private equity (including portfolio companies) | consumer protection violation | 2017 | CT-BKG | $200,000 |
