Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| ADT Security Services | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $1,475,000 |
| PetSmart LLC | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2023 | CA-MULTI | $1,460,000 |
| Vaughan Regional Medical Center et al. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2019 | USAO | $1,450,000 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $1,450,000 |
| Intrado Communications | Apollo Global Management | private equity (including portfolio companies) | telecommunications violation | 2015 | FCC | $1,400,000 |
| Innophos (Rhodia Chemical Co.) | One Rock Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2017 | EPA | $1,398,000 |
| Kindred Healthcare, Inc | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2009 | TN-AG | $1,307,752 |
| Petco Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2021 | private lawsuit-federal | $1,300,000 |
| Colorite Specialty Resins | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2008 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,300,000 |
| Covanta Energy Corporation and Covanta SEMASS LLC, individually and as single and joint employers | EQT AB | private equity (including portfolio companies) | labor relations violation | 2012 | NLRB | $1,277,227 |
| Hitachi Metals Ltd. | Bain Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2014 | DOJ_ANTITRUST | $1,250,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2005 | NY-AG | $1,250,000 |
| Strategic Materials Inc. | Littlejohn & Co. | private equity (including portfolio companies) | environmental violation | 2019 | CA-DTSC | $1,200,000 |
| Ladenburg Thalmann & Co. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2005 | FINRA | $1,200,000 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2019 | SEC | $1,171,028 |
| Hitachi Metals Ltd. | Bain Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $1,140,000 |
| REILLY INDUSTRIES INC. | Wind Point Partners | private equity (including portfolio companies) | air pollution violation | 2009 | EPA | $1,130,000 |
| Gymboree | Bain Capital | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-state | $1,125,000 |
| COLORITE SPECIALTY RESINS | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2009 | NJ-ENV | $1,119,958 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | EPA | $1,100,000 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | MULTI-AG | $1,100,000 |
| American General Securities, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2006 | FINRA | $1,100,000 |
| Iowa Hospice LLC | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2015 | USAO | $1,088,244 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $1,060,000 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | False Claims Act and related | 2023 | USAO | $1,050,873 |
| Ferro Corporation | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2002 | EPA | $1,050,000 |
| Ares Management LLC | Ares Management | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $1,000,000 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2019 | PA-ENV | $1,000,000 |
| Talen Energy | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2019 | PA-ENV | $1,000,000 |
| Energy Capital Partners Management LP | Energy Capital Partners | private equity (including portfolio companies) | investor protection violation | 2022 | SEC | $1,000,000 |
| Ascend Performance Materials | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2019 | EPA | $976,707 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2012 | CA-MULTI | $968,157 |
| Higher One | Providence Equity Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $964,637 |
| Classmates Online, Inc. | H.I.G. Capital | private equity (including portfolio companies) | consumer protection violation | 2010 | NY-AG | $960,000 |
| Shutterfly, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2010 | NY-AG | $952,200 |
| Talen Generation, LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2016 | PA-ENV | $952,150 |
| GLEN GERY CORPORATION | Bain Capital | private equity (including portfolio companies) | air pollution violation | 2008 | IL-ENV | $950,000 |
| Barnes And Noble, Inc. | Elliott Management | private equity (including portfolio companies) | wage and hour violation | 2021 | private lawsuit-federal | $910,000 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2014 | EPA | $905,000 |
| ZEP, INC. | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2014 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $905,000 |
| RESCARE, INC. D/B/A VOCA CORPORATION OF AMERICA | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $900,000 |
| Air Methods Corp. | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2016 | FAA | $892,500 |
| Motel 6 | Blackstone | private equity (including portfolio companies) | wage and hour violation | 2013 | private lawsuit-federal | $890,000 |
| Hussey Copper | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | EPA | $861,500 |
| LIBERTAS COPPER, LLC, d/b/a HUSSEY COPPER | KPS Capital Partners | private equity (including portfolio companies) | water pollution violation | 2021 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $861,500 |
| PETCO Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2004 | CA-MULTI | $854,254 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2003 | FTC | $850,000 |
| Petco Animal Supplies | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $845,000 |
| Columbus Steel Castings Company | Protostar Partners | private equity (including portfolio companies) | air pollution violation | 2011 | EPA | $825,000 |
| Columbus Steel Castings Company, Inc. | Protostar Partners | private equity (including portfolio companies) | air pollution violation | 2011 | OH-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $825,000 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2020 | USAO | $825,000 |
| Tropicana Products | PAI Partners | private equity (including portfolio companies) | employment discrimination | 2002 | private lawsuit-state | $816,815 |
| Aaron Brothers Inc. and Michaels Stores | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2014 | private lawsuit-federal | $800,000 |
| Univar Solutions USA Inc. | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2023 | EPA | $800,000 |
| EP Energy | Encap Investments | private equity (including portfolio companies) | air pollution violation | 2022 | EPA | $800,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2010 | private lawsuit-federal | $790,000 |
| Livingston Regional Hospital, LLC | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2018 | USAO | $784,000 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | wage and hour violation | 2014 | private lawsuit-federal | $768,647 |
| Apria Healthcare LLC | Blackstone | private equity (including portfolio companies) | consumer protection violation | 2017 | MA-AG | $764,942 |
| Trojan Battery Company, LLC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | CA-SCAQMD | $755,000 |
| 99 Cents Only Stores LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2022 | EPA | $751,055 |
| 99 Cents Only Stores, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2022 | EPA | $751,055 |
| JDA Software Group Inc. | New Mountain Capital | private equity (including portfolio companies) | accounting fraud or deficiencies | 2014 | SEC | $750,000 |
| ADT Security Services, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2002 | NY-AG | $750,000 |
| ManTech Advanced Systems International, Inc. | Carlyle Group | private equity (including portfolio companies) | False Claims Act and related | 2019 | USAO | $750,000 |
| Motel 6 | Blackstone | private equity (including portfolio companies) | consumer protection violation | 2016 | CA-SCDA | $750,000 |
| INSITUFORM TECHNOLOGIES USA, INC. | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $733,750 |
| GEO Specialty Chemicals, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2011 | EPA | $700,000 |
| Life Time Fitness | Leonard Green & Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $700,000 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2014 | private lawsuit-federal | $700,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2012 | private lawsuit-state | $700,000 |
| Innophos, Inc. | One Rock Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2017 | LA-ENV | $699,000 |
| Akzo Nobel Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2010 | private lawsuit-federal | $675,000 |
| Colorite Specialty Resins | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2008 | NJ-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $650,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2021 | USAO | $650,000 |
| Bridgeport Energy, LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2009 | CT-ENV | $643,594 |
| Securities America Advisors, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $603,776 |
| American Medical Response of Connecticut | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2022 | CT-AG | $601,759 |
| American Medical Response of Connecticut Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2022 | USAO | $601,759 |
| Chewy Inc. | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | CA-MULTI | $600,000 |
| ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2012 | PHMSA | $577,067 |
| ResCare Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2023 | WV-AG | $576,111 |
| PetSmart LLC | BC Partners | private equity (including portfolio companies) | privacy violation | 2023 | private lawsuit-federal | $562,943 |
| KMS Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $552,086 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $550,000 |
| Libertas Copper, LLC d/b/a Hussey Copper | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2020 | EPA | $550,000 |
| SMG | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2002 | MA-AG | $545,000 |
| IMTT-Bayonne | Riverstone Holdings | private equity (including portfolio companies) | pipeline safety violation | 2024 | PHMSA | $541,600 |
| MILK SPECIALTIES COMPANY | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $535,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $502,400 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $500,001 |
| Boasso America Inc. | KKR & Co. | private equity (including portfolio companies) | hazardous waste violation | 2017 | USAO | $500,000 |
| EnCap Investments L.P. | Encap Investments | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $500,000 |
| CALPINE CORP | Energy Capital Partners | private equity (including portfolio companies) | air pollution violation | 2009 | NJ-ENV | $500,000 |
| PetSmart LLC | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | CA-MULTI | $500,000 |
| EmCare Inc. | KKR & Co. | private equity (including portfolio companies) | employment discrimination | 2014 | EEOC | $499,000 |
| SOLENIS, LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2021 | EPA | $498,620 |
| APPLETON PAPERS, INC. | Wynnchurch Capital | private equity (including portfolio companies) | air pollution violation | 2000 | EPA | $490,000 |
| Decker Coal Company | Resource Capital Funds | private equity (including portfolio companies) | labor relations violation | 2016 | NLRB | $476,649 |
| Frontier Airlines | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2018 | FAA | $474,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2018 | FAA | $474,000 |
