Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| Athene Life Insurance Company of New York | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2016 | NY-DFS | $142,193 |
| PetSmart Inc. | BC Partners | private equity (including portfolio companies) | pesticide violation | 2012 | CA-DPR | $142,842 |
| IMTT-BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | pipeline safety violation | 2018 | PHMSA | $144,000 |
| ARCTIC GLACIER U.S.A., INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $145,000 |
| Geo Specialty Chemicals, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | water pollution violation | 2023 | TX-ENV | $145,412 |
| Kindred Transitional Care And Rehabilitation-Mansf | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2018 | CMS | $147,847 |
| Backcountry.com LLC | TSG Consumer Partners | private equity (including portfolio companies) | consumer protection violation | 2015 | FTC | $150,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2002 | FAA | $150,000 |
| Securities America Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2013 | MA-SEC | $150,000 |
| Sedgwick | Carlyle Group | private equity (including portfolio companies) | wage and hour violation | 2022 | IL-DOL | $150,000 |
| KINDRED HOSPITAL | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $150,000 |
| PACKERS SANITATION SERVICES, INC. LTD. | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $150,000 |
| LINDSAY PRECAST, INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $150,000 |
| Apex Tool Group, LLC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2016 | EPA | $150,000 |
| AMSPEC CHEMICAL CORPORATION | Olympus Partners | private equity (including portfolio companies) | environmental violation | 2000 | EPA | $150,990 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2015 | CA-ARB | $152,000 |
| Hasa, Inc. | Wind Point Partners | private equity (including portfolio companies) | water pollution violation | 2023 | TX-ENV | $153,000 |
| PetSmart, Inc. | BC Partners | private equity (including portfolio companies) | environmental violation | 2012 | EPA | $156,000 |
| REICHHOLD CHEMICAL CORP | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2003 | EPA | $156,100 |
| Lifoam Industries, LLC | One Rock Capital Partners | private equity (including portfolio companies) | air pollution violation | 2010 | CA-SCAQMD | $157,500 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | water pollution violation | 2006 | EPA | $157,500 |
| RGIS LLC | Blackstone | private equity (including portfolio companies) | Controlled Substances Act violation | 2022 | USAO | $158,760 |
| Strategic Materials, Inc. | Littlejohn & Co. | private equity (including portfolio companies) | water pollution violation | 2012 | EPA | $159,750 |
| STRATEGIC MATERIALS | Littlejohn & Co. | private equity (including portfolio companies) | water pollution violation | 2012 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $159,750 |
| EG Systems | Clayton Dubilier & Rice | private equity (including portfolio companies) | water pollution violation | 2012 | PA-ENV | $160,000 |
| Schlumberger Rod Lift, Inc. | KPS Capital Partners | private equity (including portfolio companies) | economic sanction violation | 2021 | OFAC | $160,000 |
| Grede II, LLC | Gamut Capital | private equity (including portfolio companies) | environmental violation | 2023 | AL-ENV | $160,000 |
| Transworld Systems, Inc. | Platinum Equity | private equity (including portfolio companies) | consumer protection violation | 2015 | NC-INS | $163,410 |
| TROPICANA BEVERAGES NORTH AMERICA | PAI Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $164,250 |
| Office Superstore East LLC fka Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2019 | MA-AG | $165,000 |
| Univar Solutions USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | EPA | $165,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $165,000 |
| AKZO NOBEL SURFACE CHEMISTRY LLC | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2017 | EPA | $166,250 |
| Arctic Glacier U.S.A., Inc. | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2023 | EPA | $169,400 |
| Quala Systems, Inc. | Advent International | private equity (including portfolio companies) | environmental violation | 2001 | CT-ENV | $170,000 |
| DELTECH CORPORATION | SK Capital Partners | private equity (including portfolio companies) | water pollution violation | 2002 | EPA | $170,000 |
| PHOENIX CHEMICAL COMPANY, INC. | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2017 | EPA | $170,520 |
| Ferro Corporation | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2012 | EPA | $171,078 |
| TENNECO AUTOMOTIVE OPERATING COMPANY, INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $173,005 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2010 | FAA | $175,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-state | $175,000 |
| Yahoo! | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2005 | NY-AG | $175,000 |
| Ascend Performance Materials Operations LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2014 | TX-ENV | $175,389 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $175,496 |
| Blue Bird Corp. | American Securities LLC | private equity (including portfolio companies) | workplace whistleblower retaliation | 2011 | OSHA | $176,425 |
| Anchor Glass Container | CVC Capital Partners | private equity (including portfolio companies) | environmental violation | 2003 | EPA | $177,996 |
| West Marine | L Catterton | private equity (including portfolio companies) | air pollution violation | 2017 | CA-SCAQMD | $180,000 |
| ANCHOR GLASS CONTAINER CORPORATION | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | EPA | $183,333 |
| ENDURING RESOURCES, LLC | Encap Investments | private equity (including portfolio companies) | air pollution violation | 2023 | EPA | $185,000 |
| Burrows Paper Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $188,396 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2019 | NH-BSR | $190,000 |
| The Ultimate Software Group, Inc. | Hellman & Friedman | private equity (including portfolio companies) | consumer protection violation | 2020 | TX-FIN | $191,250 |
| Hexion, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2019 | EPA | $194,908 |
| Hexion Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2019 | EPA | $195,000 |
| AMREP, INC. | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2015 | EPA | $195,585 |
| POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | water pollution violation | 2006 | NJ-ENV | $198,500 |
| Grede L.L.C. | Gamut Capital | private equity (including portfolio companies) | environmental violation | 2018 | USAO | $200,000 |
| Ladenburg Thalmann Asset Management Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2016 | SEC | $200,000 |
| Covanta Tulsa Renewable Energy LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $200,000 |
| Transworld Systems Inc. | Platinum Equity | private equity (including portfolio companies) | consumer protection violation | 2017 | CT-BKG | $200,000 |
| Kindred Healthcare, Inc. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2010 | IN-INS | $200,000 |
| Sedgwick Claims Management Services, Inc. | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2018 | IN-INS | $200,000 |
| GARDA CL SOUTHEAST, INC | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | FL-OFR | $200,000 |
| KMS Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $200,000 |
| KMS Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $200,000 |
| Rackspace US, Inc. | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2022 | IL-DOL | $200,000 |
| Univar Solutions USA Inc | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2022 | EPA | $200,000 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | pesticide violation | 2013 | CA-DPR | $201,399 |
| Circor Aerospace, Inc. | KKR & Co. | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $205,250 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2010 | FAA | $210,000 |
| PharMerica Corporation | KKR & Co. | private equity (including portfolio companies) | Controlled Substances Act violation | 2014 | USAO | $213,283 |
| American General Securities Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2010 | MS-SEC | $215,000 |
| PACKERS SANITATION SERVICES. INC., LTD. LLC | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $215,000 |
| Briggs & Stratton, LLC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2021 | EPA | $217,006 |
| Covanta Plymouth Renewable Energy, LLC | EQT AB | private equity (including portfolio companies) | air pollution violation | 2021 | PA-ENV | $218,393 |
| Tower Automotive | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $222,050 |
| MATERIAL HANDLING SYSTEMS, INC./MHS TECHNICAL SERVICES, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $225,000 |
| POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | water pollution violation | 2008 | NJ-ENV | $230,498 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2004 | PA-ENV | $231,064 |
| Arctic Glacier USA Inc. | Carlyle Group | private equity (including portfolio companies) | hazardous waste violation | 2023 | EPA | $232,593 |
| ARCTIC GLACIER USA INC. | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2023 | EPA | $232,593 |
| Appleton Papers | Wynnchurch Capital | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $250,000 |
| PPL Montana, LLC | Riverstone Holdings | private equity (including portfolio companies) | air pollution violation | 2013 | MT-ENV | $250,000 |
| Detrex | Bain Capital | private equity (including portfolio companies) | water pollution violation | 2006 | EPA | $250,000 |
| Burrows Paper Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $253,000 |
| Hexion Inc. | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2018 | KY-LMAPCD | $258,750 |
| Jadex Inc. | One Rock Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2023 | WHD | $259,474 |
| NORAMCO, INC | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2005 | EPA | $263,992 |
| AMREP, INC. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2006 | CA-ARB | $270,000 |
| 99 Cents Only Stores LLC | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2018 | WHD | $273,254 |
| Staples Contract and Commercial, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | Family and Medical Leave Act | 2015 | WHD | $275,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2016 | EPA | $280,718 |
| C.E.C. Entertainment dba Chuck E. Cheese's | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-federal | $290,000 |
| Amrep | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2007 | CA-ARB | $298,318 |
| Institutional Shareholder Services Inc. | Genstar Capital | private equity (including portfolio companies) | investor protection violation | 2013 | SEC | $300,000 |
| Classmates.com | H.I.G. Capital | private equity (including portfolio companies) | consumer protection violation | 2013 | DC-AG | $300,000 |
| Sterigenics U.S., LLC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2019 | IL-AG | $300,000 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2020 | MN-FIN | $300,000 |
| Ascend Performance Materials Texas Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | TX-ENV | $300,000 |
| Yahoo Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2018 | private lawsuit-federal | $300,000 |
| AKZO NOBEL FUNCTIONAL CHEMICALS LLC (NOURYON FUNCTIONAL CHEMICALS) | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2019 | EPA | $300,000 |
