Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| McKinley Capital Non-US Small Cap Growth Fund | investor protection violation | 2015 | AK-DBS | $5,000 | ||
| Global Arena Capital Corp. | investor protection violation | 2015 | AK-DBS | $25,000 | ||
| Northwest Financial Advisors, Inc. | investor protection violation | 2015 | AK-DBS | $6,250 | ||
| Sterling Currency Group, LLC | consumer protection violation | 2015 | AK-DBS | $93,000 | ||
| Citigroup Global Markets, Inc. | Citigroup | financial services | investor protection violation | 2015 | AK-DBS | $35,000 |
| Jim Kelly Insurance Agency | consumer protection violation | 2015 | AK-DBS | $9,525 | ||
| Garden State Securities, Inc. | investor protection violation | 2016 | AK-DBS | $25,000 | ||
| Alaska Prepaid Card, LLC dba Quyana Card | payday lending violation | 2016 | AK-DBS | $5,600 | ||
| Codawn Consulting Corp., Sentinel Capital Corp. | investor protection violation | 2017 | AK-DBS | $125,000 | ||
| Fairbanks Neighborhood Housing Services, Inc. | consumer protection violation | 2017 | AK-DBS | $16,425 | ||
| FNC Insurance Agency, Inc. | consumer protection violation | 2017 | AK-DBS | $135,600 | ||
| Academy Mortgage Corp. | Academy Mortgage Corp. | financial services | consumer protection violation | 2017 | AK-DBS | $6,500 |
| Capital Premium Financing, Inc. | consumer protection violation | 2017 | AK-DBS | $50,000 | ||
| Associated Foreign Exchange, Inc. | consumer protection violation | 2017 | AK-DBS | $20,600 | ||
| Creative Solutions Software Corp. | consumer protection violation | 2017 | AK-DBS | $7,500 | ||
| Commonwealth Foreign Exchange, Inc. | consumer protection violation | 2018 | AK-DBS | $20,600 | ||
| Tiger Commissary Services, Inc. | consumer protection violation | 2018 | AK-DBS | $8,100 | ||
| Yapstone Holdings, Inc. dba RentPayment et al. | consumer protection violation | 2018 | AK-DBS | $75,600 | ||
| First Rate Financial, LLC | consumer protection violation | 2018 | AK-DBS | $8,000 | ||
| Quicken Loans Inc. | Rocket Companies Inc. | financial services | consumer protection violation | 2018 | AK-DBS | $11,000 |
| LPL Financial LLC | LPL Financial | financial services | investor protection violation | 2019 | AK-DBS | $499,000 |
| Primary Residential Mortgage, Inc. | consumer protection violation | 2019 | AK-DBS | $5,000 | ||
| Affordable Loan Co. | consumer protection violation | 2019 | AK-DBS | $16,400 | ||
| Securian Financial Services, Inc. | Securian Financial | financial services | investor protection violation | 2020 | AK-DBS | $10,000 |
| Solium Financial Services LLC | Morgan Stanley | financial services | investor protection violation | 2020 | AK-DBS | $10,527 |
| TMTE, Inc. aka Metals.com aka Chase Metals, Inc. | investor protection violation | 2020 | AK-DBS | $700,000 | ||
| Advance Alaska LLC d/b/a Advance Til Payday | consumer protection violation | 2020 | AK-DBS | $25,600 | ||
| ZenPayroll, Inc. d/b/a Gusto | consumer protection violation | 2021 | AK-DBS | $32,500 | ||
| Wave Financial, Inc. and Wave Financial USA, Inc. | consumer protection violation | 2021 | AK-DBS | $25,000 | ||
| Alaska USA Mortgage Company, LLC | consumer protection violation | 2021 | AK-DBS | $13,000 | ||
| Mortgage Brokers of Alaska Corporation | consumer protection violation | 2022 | AK-DBS | $6,580 | ||
| Fairbanks Neighborhood Housing Services | consumer protection violation | 2022 | AK-DBS | $5,000 | ||
| Kronos Saashr, Inc. | consumer protection violation | 2022 | AK-DBS | $10,500 | ||
| Finance of America Mortgage LLC | consumer protection violation | 2022 | AK-DBS | $15,500 | ||
| Tycoon Trading, LLC | investor protection violation | 2022 | AK-DBS | $14,439,086 | ||
| TouchPay Holdings, LLC | consumer protection violation | 2023 | AK-DBS | $40,800 | ||
| Tycoon Trading, LLC et al. | investor protection violation | 2023 | AK-DBS | $40,684,525 | ||
| Bankrate, LLC | Red Ventures | business services | consumer protection violation | 2023 | AK-DBS | $8,310 |
| Alaska Adventures and Accommodations, Inc. | consumer protection violation | 2004 | AK-AG | $47,909 | ||
| Aleut Enterprise LLC | oil spill | 2015 | AK-AG | $700,000 | ||
| Anchorage Adult Day Services | fraud | 2014 | AK-AG | $20,000 | ||
| AOL | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2006 | AK-AG | $25,000,000 |
| Bank of America | Bank of America | financial services | False Claims Act and related | 2001 | AK-AG | $35,600,000 |
| BP | BP | oil and gas | consumer protection violation | 2012 | AK-AG | $255,000,000 |
| BP | BP | oil and gas | environmental violation | 2009 | AK-AG | $1,709,498 |
| Carnival Cruise Line | Carnival Corp. | entertainment | environmental violation | 2001 | AK-AG | $27,500 |
| Celebrity Cruise Lines | Royal Caribbean Cruises | entertainment | environmental violation | 2001 | AK-AG | $55,000 |
| Crystal Cruises | environmental violation | 2001 | AK-AG | $83,000 | ||
| Good Faith Services LLC | fraud | 2014 | AK-AG | $1,500,000 | ||
| Healthsouth Corporation | Encompass Health | healthcare services | False Claims Act and related | 2000 | AK-AG | $1,060,683 |
| Holland America | Carnival Corp. | entertainment | environmental violation | 2001 | AK-AG | $110,000 |
| Lithia Auto Dealers | Lithia Motors | retailing | consumer protection violation | 2006 | AK-AG | $500,000 |
| Mercer | Marsh & McLennan | financial services | accounting fraud or deficiencies | 2010 | AK-AG | $500,000,000 |
| Norwegian Cruise Line | Norwegian Cruise Line | entertainment | environmental violation | 2001 | AK-AG | $55,000 |
| Prince William Sound Aquaculture Corp | environmental violation | 2017 | AK-AG | $30,000 | ||
| Princes Cruises | environmental violation | 2001 | AK-AG | $55,000 | ||
| Qwest | Lumen Technologies | telecommunications | accounting fraud or deficiencies | 2007 | AK-AG | $19,000,000 |
| Royal Caribbean Cruise Lines | Royal Caribbean Cruises | entertainment | environmental violation | 2000 | AK-AG | $3,500,000 |
| Teck Cominco Alaska Inc | Teck Resources | mining and minerals | air pollution violation | 2001 | AK-AG | $827,000 |
| Tesoro Alaska Co. and Seabulk Tankers Inc. | Marathon Petroleum | oil and gas | environmental violation | 2010 | AK-AG | $429,870 |
| The ARC of Anchorage | False Claims Act and related | 2018 | AK-AG | $2,299,392 | ||
| The Pump House LLC | consumer protection violation | 2016 | AK-AG | $60,532 | ||
| Time Warner | accounting fraud or deficiencies | 2006 | AK-AG | $25,000,000 | ||
| Tobacco Companies in Master Settlement Agreement | tobacco litigation | 2018 | AK-AG | $26,000,000 | ||
| World Explorer | environmental violation | 2001 | AK-AG | $17,500 | ||
| Fiat Chrysler | Stellantis | motor vehicles | environmental violation | 2020 | AK-AG | $194,375 |
| Robert Bosch | Robert Bosch | automotive parts | air pollution violation | 2020 | AK-AG | $215,280 |
| Alaska Motor Home, Inc. | consumer protection violation | 2021 | AK-AG | $110,000 | ||
| Spartan Industries | consumer protection violation | 2021 | AK-AG | $88,000 | ||
| Anchorage Auto Mart | consumer protection violation | 2022 | AK-AG | $95,000 | ||
| Simple Save Protection LLC | consumer protection violation | 2023 | AK-AG | $45,000 | ||
| CVS Pharmacy, Inc. | CVS Health | retailing | off-label or unapproved promotion of medical products | 2024 | AK-AG | $10,000,000 |
| Exxon Corporation | Exxon Mobil | oil and gas | environmental violation | 2008 | private lawsuit-federal | $507,500,000 |
