Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| Earth Technology II, LLC | False Claims Act and related | 2006 | USAO | $500,000 | ||
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2007 | CT-SEC | $500,000 |
| Orion Processing, LLC | consumer protection violation | 2014 | CT-BKG | $500,000 | ||
| World Law Debt, Inc. | consumer protection violation | 2014 | CT-BKG | $500,000 | ||
| World Law Processing | consumer protection violation | 2014 | CT-BKG | $500,000 | ||
| Southridge Capital Management LLC | investor protection violation | 2018 | CT-SEC | $500,000 | ||
| Kirsch Inc. dba Ideal Manufacturing | environmental violation | 2000 | CT-ENV | $500,000 | ||
| Diversified Consultants, Inc. | consumer protection violation | 2021 | CT-BKG | $500,000 | ||
| Clearview Electric Inc. | consumer protection violation | 2021 | CT-PURA | $500,000 | ||
| LPL Financial LLC | LPL Financial | financial services | investor protection violation | 2021 | CT-SEC | $500,000 |
| Endeavor Global Partners Corp. and Endeavor Global Partners (HK) Ltd. | investor protection violation | 2021 | CT-SEC | $500,000 | ||
| Clarest, LLC et al. | Controlled Substances Act violation | 2023 | USAO | $499,525 | ||
| Jackson National Life Insurance Co | Jackson Financial | financial services | investor protection violation | 2008 | CT-AG | $484,000 |
| Jackson National Life Insurance Co. | Jackson Financial | financial services | insurance violation | 2008 | CT-INS | $483,000 |
| John Dempsey Hospital | False Claims Act and related | 2007 | USAO | $475,278 | ||
| Pharmco Products, Inc. | tax violations | 2008 | ATTTB | $475,000 | ||
| USI Consulting Group, Inc. | kickbacks and bribery | 2009 | CT-AG | $470,000 | ||
| Yale University | Yale University | miscellaneous services | environmental violation | 2003 | CT-ENV | $459,000 |
| PHOENIX ENVIRONMENTAL LABORATORIES, INC. | workplace safety or health violation | 2022 | OSHA | $459,000 | ||
| Cintas Corp. | Cintas | business services | water pollution violation | 2005 | CT-AG | $450,000 |
| The APT Foundation, Inc. | False Claims Act and related | 2017 | CT-AG | $441,930 | ||
| DURHAM SCHOOL SERVICES LPL | air pollution violation | 2012 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $438,000 | ||
| Midstate Medical Center | Hartford HealthCare | healthcare services | HHS civil monetary penalties | 2017 | HHSOIG | $436,748 |
| Wild Oats Markets, Inc. | labor relations violation | 2007 | NLRB | $435,009 | ||
| Safeco | Liberty Mutual Insurance | financial services | insurance violation | 2009 | CT-INS | $434,000 |
| Pratt & Whitney Aircraft, Div. of United Tech. Corp. | RTX Corporation | aerospace and military contracting | labor relations violation | 2006 | NLRB | $430,000 |
| Home Depot | Home Depot | retailing | environmental violation | 2006 | CT-ENV | $425,000 |
| Kaman Aerospace Corporation | Kaman Corp. | aerospace and military contracting | environmental violation | 2003 | CT-ENV | $420,000 |
| DFS Capital Management, LP and DFS Fund, Limited Partnership | investor protection violation | 2013 | CT-SEC | $414,000 | ||
| DOW AGROSCIENCES LLC | Corteva | agribusiness | environmental violation | 2015 | EPA | $413,640 |
| United Rentals, Inc. | United Rentals | miscellaneous services | wage and hour violation | 2023 | WHD | $406,633 |
| FALLS CREEK FARM | water pollution violation | 2013 | EPA | $405,000 | ||
| SCP Management LLC | air pollution violation | 2017 | EPA | $400,000 | ||
| Covanta Projects of Wallingford, L.P, | EQT AB | private equity (including portfolio companies) | environmental violation | 2011 | CT-AG | $400,000 |
| William Raveis Real Estate Co. | consumer protection violation | 2003 | CT-AG | $400,000 | ||
| National Legal Associates Law Firm, P.A. aka National Law Associates | consumer protection violation | 2013 | CT-BKG | $400,000 | ||
| R.M.A. Legal Network aka ATT Legal Network | consumer protection violation | 2013 | CT-BKG | $400,000 | ||
| Making Home Affordable USA | consumer protection violation | 2013 | CT-BKG | $400,000 | ||
| The Keating Group, Inc. dba National Mortgage Modification Stimulus Relief | consumer protection violation | 2013 | CT-BKG | $400,000 | ||
| CashCall, Inc. and Western Sky Financial L.L.C. | CashCall Inc. | financial services | payday lending violation | 2014 | CT-BKG | $400,000 |
| GMA Investments, LLC dba Summit Receivables | consumer protection violation | 2018 | CT-BKG | $400,000 | ||
| Target Finance, LLC dba Target Cash Now | payday lending violation | 2019 | CT-BKG | $400,000 | ||
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | financial services | investor protection violation | 2020 | CT-SEC | $400,000 |
| Rogo Enterprises, fka Connecticut Investment Casting Corporation, Inc. | environmental violation | 2000 | CT-ENV | $400,000 | ||
| Town Square Energy | consumer protection violation | 2021 | CT-AG | $400,000 | ||
| Corebella Health, LLC | False Claims Act and related | 2023 | CT-AG | $399,440 | ||
| SHELL OIL COMPANY | Shell PLC | oil and gas | air pollution violation | 2001 | EPA | $390,155 |
| Mattabassett District | environmental violation | 2002 | CT-AG | $385,000 | ||
| Community Mental Health Affiliates, Inc. | False Claims Act and related | 2023 | CT-AG | $384,322 | ||
| Burns Construction Co., Inc. | wage and hour violation | 2005 | WHD | $379,850 | ||
| Towers Perrin | Willis Towers Watson | financial services | wage and hour violation | 2004 | WHD | $376,093 |
| Health Net of Connecticut | UnitedHealth Group | healthcare services | privacy violation | 2010 | CT-INS | $375,000 |
| RENAISSANCE MANAGEMENT COMPANY | lead violation | 2007 | EPA | $374,151 | ||
| White Birch USA | economic sanction violation | 2017 | OFAC | $372,465 | ||
| MXenergy Electricity, Inc. | consumer protection violation | 2009 | CT-AG | $367,097 | ||
| World Health Clinicians Inc. | False Claims Act and related | 2018 | USAO | $361,013 | ||
| Jewish Home for the Aged | labor relations violation | 2009 | NLRB | $360,000 | ||
| Milford Sports Bars LLC | wage and hour violation | 2024 | WHD | $359,485 | ||
| Trelleborg Coated Systems US, Inc. | Trelleborg | chemicals | air pollution violation | 2023 | EPA | $356,305 |
| Covanta | EQT AB | private equity (including portfolio companies) | environmental violation | 2009 | CT-ENV | $355,000 |
| Recovery Network of Programs | False Claims Act and related | 2020 | CT-AG | $354,368 | ||
| Bank of America | Bank of America | financial services | privacy violation | 2009 | CT-AG | $350,000 |
| Managers Distributors, Inc. | investor protection violation | 2008 | CT-SEC | $350,000 | ||
| Total Mortgage Services, LLC | mortgage abuses | 2017 | CT-BKG | $350,000 | ||
| Cornell Scott Hill Health Corp. | False Claims Act and related | 2021 | CT-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $350,000 | ||
| CORNELL SCOTT HILL HEALTH CORPORATION | False Claims Act and related | 2021 | USAO | $350,000 | ||
| Reproductive Medicine Associates of CT | price-fixing or anti-competitive practices | 2021 | CT-AG | $348,856 | ||
| Reproductive Medicine Associates of CT | price-fixing or anti-competitive practices | 2021 | CT-AG | $348,856 | ||
| Specialty Minerals Inc. and Minteq International Inc. | environmental violation | 2003 | CT-ENV | $341,000 | ||
| GE Capital Corp. | Synchrony Financial | financial services | consumer protection violation | 2006 | CT-AG | $336,000 |
| Home Depot | Home Depot | retailing | consumer protection violation | 2006 | CT-AG | $336,000 |
| Blackstone Wealth Solutions LLC | investor protection violation | 2023 | CT-SEC | $335,000 | ||
| SIMONIZ USA (SB) | environmental violation | 2009 | EPA | $334,885 | ||
| Anthem, Inc | Elevance Health | healthcare services | wage and hour violation | 2014 | WHD | $329,761 |
| Sony Pictures Entertainment Inc. | Sony | electrical and electronic equipment | consumer protection violation | 2002 | CT-AG | $325,000 |
| Fujicolor Processing, Inc. | Fujifilm | electrical and electronic equipment | environmental violation | 2005 | CT-ENV | $325,000 |
| Kanthal Corporation | hazardous waste violation | 2006 | EPA | $320,182 | ||
| Ultimate Services Professional Grounds MGMT | wage and hour violation | 2012 | WHD | $320,000 | ||
| Anthem Health Plans, Inc. | Elevance Health | healthcare services | insurance violation | 2022 | CT-INS | $320,000 |
| Geriatric and Adult Psychiatry LLC | False Claims Act and related | 2022 | CT-AG | $310,874 | ||
| Quick Mortgage Solutions Division of Quick Legal Solutions aka Another Level Capital Venture, Inc. | consumer protection violation | 2016 | CT-BKG | $310,798 | ||
| GERIATRIC & ADULT PSYCHIATRY, LLC | False Claims Act and related | 2022 | USAO | $310,000 | ||
| Simon Property Group, LCC and SPGGC, LLC | Simon Property Group | real estate | consumer protection violation | 2008 | CT-AG | $308,736 |
| Hartford Dispensary | False Claims Act and related | 2017 | CT-AG | $308,484 | ||
| Yale University | Yale University | miscellaneous services | Controlled Substances Act violation | 2022 | USAO | $308,000 |
| Trelleborg Coated Systems US, Inc. | Trelleborg | chemicals | air pollution violation | 2023 | EPA | $305,305 |
| Lasership, INC | wage and hour violation | 2017 | WHD | $304,000 | ||
| Affinity Behavioral Health LLC | False Claims Act and related | 2018 | CT-AG | $300,000 | ||
| Fitch, Inc. | Hearst | media | False Claims Act and related | 2011 | CT-AG | $300,000 |
| Moody's Investors Service, Inc. | Moody's | information technology | False Claims Act and related | 2011 | CT-AG | $300,000 |
| Standard & Poor's | S&P Global | information technology | False Claims Act and related | 2011 | CT-AG | $300,000 |
| Crystal Sky Enterprises, LLC | investor protection violation | 2007 | CT-SEC | $300,000 | ||
| Tower Square Securities, Inc. | investor protection violation | 2007 | CT-SEC | $300,000 | ||
| CareOne Services, Inc. dba CareOne | consumer protection violation | 2012 | CT-BKG | $300,000 | ||
| UMC, Inc. dba United Mortgage Consulting | mortgage abuses | 2015 | CT-BKG | $300,000 | ||
| ARO Equity, LLC | investor protection violation | 2020 | CT-SEC | $300,000 | ||
| Columbia Dental, P.C. and Columbia Oral Maxillofacial Imaging, L.L.C. | False Claims Act and related | 2020 | CT-AG | $300,000 | ||
| Solace Investments, LLC | investor protection violation | 2020 | CT-BKG | $300,000 | ||
| Rand-Whitney Containerboard L.P. | environmental violation | 2010 | CT-ENV | $300,000 | ||
| Winsted Precision Ball Corp. | environmental violation | 2004 | CT-ENV | $300,000 | ||
| Prudential Retirement Insurance and Annuity Company | Prudential Financial | financial services | insurance violation | 2021 | CT-INS | $300,000 |
