Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Shutterfly, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2010 | NY-AG | $952,200 |
| TruGreen Limited Partnership | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2010 | NY-AG | $55,000 |
| Yahoo Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2003 | NY-AG | $75,000 |
| Yahoo! | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2005 | NY-AG | $175,000 |
| ADT Security Services | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2020 | NLRB | $14,980 |
| Woodbury Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | insurance violation | 2015 | NY-DFS | $5,000 |
| Athene Life Insurance Company of New York | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2016 | NY-DFS | $142,193 |
| Athene Life Insurance Company of New York | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2018 | NY-DFS | $15,000,000 |
| First Allmerica Financial Life Insurance Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | NY-DFS | $40,000,000 |
| Sedgwick Claims Management Services Inc | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2019 | NY-DFS | $75,000 |
| Athene Holding Ltd. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2020 | NY-DFS | $45,000,000 |
| Barnes And Noble, Inc. | Elliott Management | private equity (including portfolio companies) | wage and hour violation | 2021 | private lawsuit-federal | $910,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2016 | NY-ENV | $37,125 |
| Trugreen Limited Partnership | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2015 | NY-ENV | $7,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2014 | NY-ENV | $400,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2014 | NY-ENV | $65,000 |
| Sedgwick Claims Management | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2020 | NY-DFS | $11,000 |
| Sedgwick Claims Management Services Inc. | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2021 | NY-DFS | $10,500 |
| Athene Annuity & Life Assurance Company of New York | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2021 | NY-DFS | $49,950 |
| Athene Annuity & Life Assurance Company of New York | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2020 | NY-DFS | $100,000 |
| Athene Annuity & Life Assurance Company of New York | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2020 | NY-DFS | $100,160 |
| The Pike Company | Lindsay Goldberg | private equity (including portfolio companies) | False Claims Act and related | 2022 | NY-AG | $125,000 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2022 | NY-DFS | $8,250,000 |
| AmTrust Title Insurance Company and First Nationwide Title Agency | Stone Point Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2022 | NY-AG | $1,250,000 |
| RGIS LLC | Blackstone | private equity (including portfolio companies) | Controlled Substances Act violation | 2022 | USAO | $158,760 |
| THE PIKE COMPANY | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2000 | OSHA | $21,500 |
| LASALLE AMBULANCE, INC. DBA RURAL METRO MEDICAL | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2003 | OSHA | $35,000 |
| SCHENECTADY INTERNATIONAL | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $8,500 |
| FERRO ELECTRONIC MATERIAL SYSTEMS | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $23,600 |
| JOSEPH T RYERSON & SON INC | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,070 |
| JETRO CASH AND CARRY ENTERPRISES, INC. | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,000 |
| JETRO CASH & CARRY | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,000 |
| ARCTIC GLACIER INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $45,250 |
| RYERSON, INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,000 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $8,837 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $18,450 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $90,800 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $19,000 |
| ARCTIC GLACIER INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,700 |
| JETRO HOLDINGS INC. | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $13,232 |
| SPENCE ENGINEERING COMPANY, INC. | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $7,735 |
| JETRO CASH AND CARRY ENTERPRISES, LLC. | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $7,500 |
| CABLEXPRESS CORPORATION DBA CXTEC | H.I.G. Capital | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $11,305 |
| MARIETTA CORPORATION | Centerbridge Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $19,800 |
| BRIGGS & STRATTON POWER PRODUCTS GROUP, LLC | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $75,000 |
| LIFETIME FITNESS INC. | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,000 |
| DE LUXE PACKAGING CORP | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,500 |
| CHUCK E. CHEESE | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,000 |
| SMG | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $24,000 |
| SMG | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $33,600 |
| ARCTIC GLACIER U.S.A., INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $52,800 |
| SI GROUP, INC. | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $25,000 |
| PFAUDLER, INC. | Deutsche Beteiligungs AG | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $14,726 |
| ARCTIC GLACIER U.S.A., INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $60,000 |
| NATIONAL BEDDING COMPANY, LLC | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $10,550 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $104,280 |
| GARDA CASH LOGISTICS | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $7,000 |
| GARDA CASH LOGISTICS | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $7,000 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $61,380 |
| ARCTIC GLACIER U.S.A., INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $21,000 |
| WORLD KITCHEN, LLC | Cornell Capital | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $42,000 |
| PREGIS CORPORATION | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $43,000 |
| WORLD KITCHEN, LLC | Cornell Capital | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $38,000 |
| MARIETTA CORPORATION | Centerbridge Partners | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $72,660 |
| CAPSTONE LOGISTICS, LLC | H.I.G. Capital | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $9,125 |
| STERIGENICS INTERNATIONAL | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $10,500 |
| JO-ANN STORES, LLC | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $14,000 |
| ARCTIC GLACIER U.S.A., INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $21,100 |
| GARDA WORLD CASH LOGISTICS INC. | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $5,100 |
| FERRO CORPORATION | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $7,800 |
| ANCHOR GLASS CONTAINER CORPORATION | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $24,956 |
| KELLERMEYER BERGENSONS SERVICES LLC | Cerberus Capital Management | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $5,790 |
| SERVICE MASTER | Roark Capital | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $12,277 |
| ARCTIC GLACIER U.S.A., INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $145,000 |
| ARCTIC GLACIER U.S.A., INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $29,877 |
| JETRO HOLDINGS, LLC | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $24,000 |
| JETRO HOLDINGS LLC. | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $7,000 |
| DOLCO PACKAGING, LLC | Genstar Capital | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $19,956 |
| PETSMART, INC. | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $5,543 |
| PRIMEFLIGHT AVIATION SERVICES INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,630 |
| KIK CUSTOM PRODUCTS INC. | Centerbridge Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $7,104 |
| PREGIS INNOVATIVE PACKAGING LLC | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,819 |
| ANCHOR GLASS CONTAINER CORPORATION | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $41,677 |
| SPX FLOW INC. | Lone Star Funds | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $18,000 |
| PET SMART, INC. | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $12,337 |
| AMERICAN MEDICAL RESPONSE | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $9,639 |
| ARCONIC, INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $7,022 |
| ANCHOR GLASS CONTAINER CORPORATION | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $51,796 |
| LYDALL PERFORMANCE MATERIALS, INC. | Clearlake Capital | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $12,432 |
| ANCHOR GLASS CONTAINER CORPORATION | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $64,289 |
| STAPLES CONTRACT & COMMERCIAL LLC | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $31,080 |
| FIVE BELOW, INC. | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $6,696 |
| PETCO ANIMAL SUPPLIES STORES, INC. | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $6,696 |
| PETCO HEALTH AND WELLNESS COMPANY, INC | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $6,696 |
| ALCO MANUFACTURING CORPORATION | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $5,860 |
| ARCTIC GLACIER U.S.A., INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $10,577 |
| Schenectady International, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $28,600 |
| Tropicana Products, Inc. | PAI Partners | private equity (including portfolio companies) | water pollution violation | 2008 | EPA | $80,000 |
| Anchor Glass Container Corporation, Inc. | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | EPA | $91,667 |
| Aceto Agricultural Chemicals Corporation | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $13,000 |
| Aceto Agricultural Chemical Corporation | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2014 | EPA | $5,100 |
