Violation Tracker Parent Headquarters Summary Page

HQ Country: 
Switzerland
Parent Penalty Total since 2000: 
$17,309,418,918
Number of Records: 
1,171
Note: 
The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Credit Suisse$9,238,499,63019
UBS$5,082,944,76747
Novartis$1,221,184,38622
Julius Baer Group$547,000,0001
LafargeHolcim$277,847,567496
BSI SA$211,000,0001
Union Bancaire Privee$187,000,0001
ABB Ltd.$120,610,40842
Panalpina Group$94,367,7146
Wegelin & Co$74,000,0001


Individual Penalty Records:

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Company Parent Parent Major Industry Primary Offense Type Year Agency Penalty Amountsort icon
Credit Suisse Credit Suisse financial services toxic securities abuses 2017 DOJ_CIVIL $5,280,000,000
Credit Suisse AG Credit Suisse financial services tax violations 2014 DOJ_TAX $1,800,000,000
Credit Suisse Credit Suisse financial services toxic securities abuses 2014 FHFA $885,000,000
UBS Americas Inc. UBS financial services toxic securities abuses 2013 FHFA $885,000,000
UBS AG UBS financial services tax violations 2009 DOJ_TAX $780,000,000
UBS AG UBS financial services interest rate benchmark manipulation 2012 CFTC $700,000,000
Bank Julius Baer & Co. Ltd. Julius Baer Group financial services tax violations 2016 DOJ_TAX $547,000,000
UBS Securities Japan Co. Ltd. UBS financial services interest rate benchmark manipulation 2012 DOJ_ANTITRUST $500,000,000
UBS UBS financial services toxic securities abuses 2017 NCUA $445,000,000
Novartis Pharmaceuticals Corporation Novartis pharmaceuticals off-label or unapproved promotion of medical products 2010 FDA $422,500,000
Novartis Pharmaceuticals Novartis pharmaceuticals kickbacks and bribery 2015 USAO $390,000,000
UBS AG UBS financial services banking violation 2015 FED $342,000,000
UBS AG UBS financial services interest rate benchmark manipulation 2014 CFTC $290,000,000
Credit Suisse AG Credit Suisse financial services economic sanction violation 2009 DOJ_CRIMINAL $268,000,000
BSI SA BSI SA financial services tax violations 2015 DOJ_TAX $211,000,000
UBS AG UBS financial services interest rate benchmark manipulation 2015 DOJ_CRIMINAL $203,000,000
UBS AG UBS financial services tax violations 2009 SEC $200,000,000
Credit Suisse First Boston LLC Credit Suisse financial services investor protection violation 2003 SEC $200,000,000
Credit Suisse Group AG Credit Suisse financial services investor protection violation 2014 SEC $196,000,000
Union Bancaire Privee Union Bancaire Privee financial services tax violations 2016 DOJ_TAX $187,000,000
Lafarge North America Inc. LafargeHolcim building materials environmental violation 2010 EPA $175,000,000
Novartis Corporation Novartis pharmaceuticals employment discrimination 2010 private lawsuit-federal $175,000,000
UBS AG UBS financial services price-fixing or anti-competitive practices 2011 DOJ_ANTITRUST $160,000,000
Credit Suisse Securities (USA) Credit Suisse financial services toxic securities abuses 2012 SEC $120,000,000
Credit Suisse AG Credit Suisse financial services banking violation 2014 FED $100,000,000
UBS AG UBS financial services economic sanction violation 2004 FED $100,000,000
Credit Suisse First Boston Corporation Credit Suisse financial services securities issuance or trading violation 2002 SEC $100,000,000
Novartis Novartis pharmaceuticals wage and hour violation 2012 private lawsuit-federal $99,000,000
Credit Suisse AG Credit Suisse financial services accounting fraud or deficiencies 2016 SEC $90,000,000
UBS Warburg LLC UBS financial services investor protection violation 2003 SEC $80,000,000
Wegelin & Co Wegelin & Co financial services tax violations 2013 DOJ_TAX $74,000,000
Novartis Vaccines & Diagnostics Inc. and Novartis Pharmaceuticals Corporation Novartis pharmaceuticals off-label or unapproved promotion of medical products 2010 FDA $72,500,000
Panalpina World Transport (Holding) Ltd. Panalpina Group freight and logistics Foreign Corrupt Practices Act 2010 DOJ_CRIMINAL $70,560,000
UBS UBS financial services toxic securities abuses 2016 NCUA $69,800,000
Genentech Inc. Roche pharmaceuticals False Claims Act 2016 DOJ_CIVIL $67,000,000
Credit Suisse Securities (USA) LLC Credit Suisse financial services investor protection violation 2016 SEC $54,300,000
ABB Middle East & Africa Participations AG ABB Ltd. utilities and power generation price-fixing or anti-competitive practices 2001 DOJ_ANTITRUST $53,000,000
Credit Suisse Credit Suisse financial services toxic securities abuses 2016 NCUA $50,300,000
UBS Securities UBS financial services toxic securities abuses 2013 SEC $50,000,000
Aggregate Industries Northeast Region Inc. LafargeHolcim building materials fraud 2007 USAO $50,000,000
Credit Suisse (Hong Kong) Limited Credit Suisse financial services Foreign Corrupt Practices Act 2018 DOJ_CRIMINAL $47,029,916
UBS UBS financial services wage and hour violation 2007 private lawsuit-federal $45,000,000
UBS UBS financial services wage and hour violation 2007 private lawsuit-federal $44,000,000
ABB Ltd. ABB Ltd. utilities and power generation Foreign Corrupt Practices Act 2010 SEC $39,300,000
Credit Suisse Group AG Credit Suisse financial services Foreign Corrupt Practices Act 2018 SEC $29,700,000
Chemoil Corporation Glencore financial services environmental violation 2016 EPA $27,000,000
CHEMOIL CORPORATION Glencore financial services environmental violation 2016 EPA (*) $27,000,000
UBS Financial Services Inc. of Puerto Rico UBS financial services investor protection violation 2012 SEC $26,600,000
PaineWebber Incorporated UBS financial services securities issuance or trading violation 2000 SEC $26,200,000
Novartis AG Novartis pharmaceuticals Foreign Corrupt Practices Act 2016 SEC $25,000,000
Zurich Financial Services Zurich Insurance financial services accounting fraud or deficiencies 2008 SEC $25,000,000
Holcim LafargeHolcim building materials environmental violation 2013 EPA $20,700,000
UBS AG UBS financial services investor protection violation 2015 SEC $19,500,000
ABB Ltd. ABB Ltd. utilities and power generation Foreign Corrupt Practices Act 2010 DOJ_CRIMINAL $19,000,000
Coast National Insurance Zurich Insurance financial services wage and hour violation 2002 private lawsuit-state $18,000,000
UBS Willow Management LLC and UBS Fund Advisor LLC UBS financial services investor protection violation 2015 SEC $17,500,000
Zurich Capital Markets Inc. Zurich Insurance financial services securities issuance or trading violation 2007 SEC $16,800,000
UBS Financial Services UBS financial services investor protection violation 2016 SEC $15,025,882
UBS Financial Services Inc. of Puerto Rico UBS financial services financial institution supervision failures 2015 SEC $15,000,000
UBS AG UBS financial services securities issuance or trading violation 2018 CFTC $15,000,000
UBS Securities LLC UBS financial services investor protection violation 2015 SEC $14,400,000
Sandoz, Inc. Novartis pharmaceuticals HHS civil monetary penalties 2015 HHSOIG $12,640,000
Panalpina World Transport (Holding) Ltd. Panalpina Group freight and logistics price-fixing or anti-competitive practices 2010 DOJ_ANTITRUST $11,947,845
Panalpina, Inc. Panalpina Group freight and logistics Foreign Corrupt Practices Act 2010 SEC $11,329,369
Kuhne + Nagel International AG Kuehne & Nagel freight and logistics price-fixing or anti-competitive practices 2010 DOJ_ANTITRUST $9,865,044
Lafarge North America Inc. LafargeHolcim building materials environmental violation 2011 EPA $8,740,000
Combined Insurance Company of America Chubb Limited financial services employment discrimination 2005 private lawsuit-federal $8,500,000
Alcon Pharmaceuticals Ltd. and Alcon Laboratories, Inc. Novartis pharmaceuticals export control violation 2016 BIS $8,100,000
UBS Securities LLC UBS financial services securities issuance or trading violation 2011 SEC $8,000,000
Novartis Corporation and Alcon Laboratories Novartis pharmaceuticals employment discrimination 2016 private lawsuit-federal $8,000,000
Alcon Laboratories, Inc Novartis pharmaceuticals economic sanction violation 2016 OFAC $7,617,150
Logitech International Logitech International electrical and electronic equipment accounting fraud or deficiencies 2016 SEC $7,500,000
Nestle Food Company Nestle food products employment discrimination 2000 private lawsuit-state $6,951,759
Warburg Dillon Read LLC UBS financial services securities issuance or trading violation 2000 SEC $6,680,000
Vitol Inc. and Vitol Capital Management Ltd. Vitol financial services securities issuance or trading violation 2010 CFTC $6,000,000
Combined Insurance Company of America Chubb Limited financial services wage and hour violation 2010 private lawsuit-federal $6,000,000
ABB Ltd ABB Ltd. utilities and power generation Foreign Corrupt Practices Act 2004 SEC $5,900,000
Credit Suisse Securities (USA) LLC Credit Suisse financial services investor protection violation 2017 SEC $5,754,714
UBS as successor to Piper Jaffray UBS financial services wage and hour violation 2008 private lawsuit-federal $5,500,000
Regus Management International Workplace Group business services wage and hour violation 2018 private lawsuit-state $5,300,000
UBS O'Connor, LLC UBS financial services investor protection violation 2013 SEC $5,297,716
INEOS ABS USA Corp. Ineos chemicals environmental violation 2009 EPA $5,100,000
Credit Suisse Securities (USA) LLC Credit Suisse financial services investor protection violation 2018 SEC $5,000,000
UBS Financial Services Inc. UBS financial services securities issuance or trading violation 2004 SEC $4,621,768
Credit Suisse Securities (USA) LLC Credit Suisse financial services data submission deficiencies 2015 SEC $4,250,000
UBS Financial Services, Inc. UBS financial services investor protection violation 2017 SEC $3,500,000
Russell Stover Lindt & Sprungli food products wage and hour violation 2014 private lawsuit-federal $3,075,000
Gerber Products Nestle food products wage and hour violation 2016 private lawsuit-state $3,001,669
Adecco USA Adecco business services wage and hour violation 2006 private lawsuit-state $3,000,000
Nestle USA Nestle food products wage and hour violation 2008 WHD $2,750,840
Aggregate Industries-Northeast Region Inc. LafargeHolcim building materials environmental violation 2009 EPA $2,750,000
Aggregate Industries Inc LafargeHolcim building materials environmental violation 2009 EPA (*) $2,750,000
Genentech Roche pharmaceuticals wage and hour violation 2011 private lawsuit-state $2,600,000
Credit Suisse Alternative Capital, LLC and Credit Suisse Asset Management, LLC Credit Suisse financial services investor protection violation 2011 SEC $2,500,000
LAFARGE MID-ATLANTIC, LLC LafargeHolcim building materials environmental violation 2012 EPA $2,307,112
Genentech Roche pharmaceuticals wage and hour violation 2012 private lawsuit-state $2,100,000
Baldor Electric Co. ABB Ltd. utilities and power generation employment discrimination 2012 OFCCP $2,000,000
Nestle USA, Inc. Nestle food products wage and hour violation 2008 WHD $1,752,293
UBS AG UBS financial services economic sanction violation 2015 OFAC $1,700,100
Farmer's Insurance Zurich Insurance financial services wage and hour violation 2011 WHD $1,520,705
Lafarge North America Inc. LafargeHolcim building materials environmental violation 2013 EPA $1,500,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.