Violation Tracker Parent Company Summary

Parent Company Name: 
Citigroup
Ownership Structure: 
publicly traded (ticker symbol C)
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$25,535,002,360
Number of records: 
154
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$21,893,201,078101
competition-related offenses$1,760,060,0006
consumer-protection-related offenses$1,747,261,69927
employment-related offenses$125,455,83611
miscellaneous offenses$9,000,0005
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$8,768,250,0009
investor protection violation$8,176,245,73063
mortgage abuses$2,360,975,0004
banking violation$2,234,543,37813
consumer protection violation$1,743,299,69923
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

For an overview of assistance this company is receiving under the CARES Act, see its Covid Stimulus Watch summary page here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Primary Offense Type Yearsort icon Agency Penalty Amount
Citigroup discriminatory practices (non-employment) 2001 NY-DFS $1,000,000
Citigroup Inc. consumer protection violation 2002 FTC $215,000,000
Citibank consumer protection violation 2002 MULTI-AG $1,600,000
Citibank consumer protection violation 2002 CA-AG $1,600,000
Citibank illegal gambling business 2002 NY-AG $100,000
Citigroup, Inc. accounting fraud or deficiencies 2003 SEC $101,000,000
Citigroup, Inc. accounting fraud or deficiencies 2003 SEC $19,000,000
Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc. investor protection violation 2003 SEC $400,000,000
Citigroup, Inc. accounting fraud or deficiencies 2003 NY-MANDA $25,000,000
CitiFinancial, Inc. consumer protection violation 2003 FL-OFR $8,199
Citigroup Global Markets Inc. investor protection violation 2003 MULTI-FIN (*) $150,000,000
Citigroup Inc. banking violation 2004 FED $70,000,000
Citibank economic sanction violation 2004 OFAC $5,500
Citicorp Vendor Finance Ltd economic sanction violation 2004 OFAC $7,379
CITIGROUP GLOBAL MARKETS INC investor protection violation 2004 VA-SEC $72,486
Citigroup Global Markets, Inc. investor protection violation 2004 FINRA $275,000
Citigroup Global Markets, Inc. investor protection violation 2004 FINRA $250,000
Citigroup Global Markets Inc. investor protection violation 2004 FINRA $5,000,000
Citigroup Global Markets, Inc. investor protection violation 2004 FINRA $250,000
Citigroup, Inc. investor protection violation 2005 SEC $208,000,000
Citigroup Global Markets, Inc. investor protection violation 2005 SEC $20,000,000
Citigroup Global Markets Inc. investor protection violation 2005 FINRA $60,000
Citigroup Global Markets, Inc. investor protection violation 2005 FINRA $6,250,000
Citigroup Global Markets, Inc. investor protection violation 2006 SEC $1,500,000
CitiMortgage, Inc. consumer protection violation 2006 HUD $650,000
LAVA TRADING INC. benefit plan administrator violation 2006 EBSA $50,001
Citigroup wage and hour violation 2006 private lawsuit-federal $3,550,000
Ameriquest Mortgage consumer protection violation 2006 MULTI-AG $325,000,000
Citigroup Global Markets Inc. investor protection violation 2006 FINRA $1,115,000
Citigroup Global Markets, Inc. investor protection violation 2006 FINRA $350,000
The BISYS Group accounting fraud or deficiencies 2007 SEC $25,000,000
Citigroup Global Markets, Inc. investor protection violation 2007 SEC $200,000
Citibank consumer protection violation 2007 NY-AG $2,000,000
CitiFinancial, Inc. consumer protection violation 2007 NE-DBF $81,500
Citigroup Global Markets, Inc. investor protection violation 2007 FINRA $15,200,000
CITIMORTGAGE, INC. workplace safety or health violation 2007 OSHA $5,097
Citigroup, N. A. economic sanction violation 2008 OFAC $16,250
Citigroup wage and hour violation 2008 private lawsuit-federal $98,000,000
Citibank consumer protection violation 2008 CA-AG $3,500,000
Citigroup toxic securities abuses 2008 MA-AG $20,000,000
Citigroup Global Markets, Inc. and Citi Smith Barney investor protection violation 2008 MULTI-AG $7,100,000,000
CITIGROUP GLOBAL MARKETS investor protection violation 2008 VA-SEC $22,000
Citigroup Global Markets, Inc. investor protection violation 2008 FINRA $300,000
Citigroup Private Bank GP, Inc. data submission deficiencies 2009 CFTC $100,000
Citigroup wage and hour violation 2009 WHD $38,926
Citigroup Global Markets Inc. investor protection violation 2009 DE-AG $309,000
Citigroup Global Markets Inc. investor protection violation 2009 NJ-AG $3,300,932
Citigroup Global Markets Inc. consumer protection violation 2009 CT-BKG $75,000
Citigroup Global Markets Inc. investor protection violation 2009 FINRA $600,000
Citigroup Global Markets investor protection violation 2009 FINRA $425,000
Citigroup Global Markets investor protection violation 2009 FINRA $2,000,000
Citigroup Inc. toxic securities abuses 2010 SEC $75,000,000
Citigroup Global Markets, Inc. investor protection violation 2010 AK-DBS $150,507
Citigroup Global Markets, Inc. investor protection violation 2010 IN-SEC $692,000
Citigroup Global Markets, Inc. investor protection violation 2010 MO-SEC $277,500
Citicorp Insurance Agency, Inc., Citicorp Investment Services, and SBHU Life Agency, Inc. insurance violation 2010 NY-DFS $2,000,000
Citigroup Global Markets Inc. investor protection violation 2010 TX-SEC $130,000
Citifinancial housing program violation 2010 MULTI-FIN $1,250,000
Citigroup Global Markets Inc. investor protection violation 2010 MULTI-FIN (*) $100,000,000
CITIGROUP environmental violation 2010 NJ-ENV $6,000
Citigroup Global Markets Inc. investor protection violation 2010 FINRA $1,500,000
Citigroup Global Markets, Inc. investor protection violation 2010 FINRA $650,000
CITIBANK, N.A. workplace safety or health violation 2010 OSHA $5,000
Citigroup toxic securities abuses 2011 SEC $285,000,000
Citigroup toxic securities abuses 2011 NCUA $20,500,000
Citigroup Global Markets wage and hour violation 2011 private lawsuit-federal $394,220
Citigroup Global Markets, Inc. investor protection violation 2011 FINRA $500,000
Citigroup Inc. banking violation 2012 FED $22,000,000
Citigroup Inc. mortgage abuses 2012 DOJ $2,202,000,000
Citigroup investor protection violation 2012 CFTC $525,000
Citimortgage Inc. mortgage abuses 2012 USAO $158,300,000
Citigroup mortgage abuses 2012 MULTI-AG (*) $413,041,577
Citigroup Global Markets Inc. investor protection violation 2012 MA-SEC $2,000,000
Citigroup investor protection violation 2012 FINRA $1,279,106
Citigroup Global Markets, Inc. investor protection violation 2012 FINRA $3,500,000
Citigroup Global Markets, Inc investor protection violation 2012 FINRA $2,741,489
Citigroup Global Markets, Inc. investor protection violation 2012 FINRA $725,000
Citibank banking violation 2013 OCC $793,492,868
Citimortgage Inc. and Citibank N.A. toxic securities abuses 2013 FHFA $395,000,000
Citigroup toxic securities abuses 2013 FHFA $968,000,000
Citibank N.A. privacy violation 2013 CT-AG $55,000
Citibank/Citigroup Inc. consumer protection violation 2013 WV-AG $1,950,000
Citigroup Global Markets Inc. investor protection violation 2013 MA-SEC $30,000,000
Citibank, National Association banking violation 2014 OCC $350,000,000
Citigroup Inc. toxic securities abuses 2014 DOJ $7,000,000,000
Citibank interest rate benchmark manipulation 2014 CFTC $310,000,000
LavaFlow Inc. investor protection violation 2014 SEC $5,000,000
Citigroup Inc. benefit plan administrator violation 2014 private lawsuit-federal $8,500,000
Citibank consumer protection violation 2014 HI-AG $2,825,000
Citigroup Global Markets, Inc. consumer protection violation 2014 NY-AG $16,000,000
Citigroup Inc. toxic securities abuses 2014 MULTI-AG (*) $291,750,000
Citigroup Inc. economic sanction violation 2014 OFAC $217,841
CitiMortgage, Inc. consumer protection violation 2014 AR-SEC $20,000
Citigroup Global Markets Inc. investor protection violation 2014 VA-SEC $9,500
Citigroup Global Markets Inc. investor protection violation 2014 FINRA $5,000,000
Citigroup Global Markets, Inc. investor protection violation 2014 FINRA $15,000,000
Citigroup Global Markets Inc. investor protection violation 2014 FINRA $2,488,000
Citigroup Global Markets Inc. investor protection violation 2014 FINRA $1,097,000
CITICORP CREDIT CARD SERVICES, INC. (USA) workplace safety or health violation 2014 OSHA $7,650
Citibank N.A. consumer protection violation 2015 CFPB $733,800,000
Banamex USA banking violation 2015 FDIC $140,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)