Violation Tracker Parent Company Summary

Parent Company Name: 
Citigroup
Ownership Structure: 
publicly traded (ticker symbol C)
Headquartered in: 
New York
Major Industry: 
banking & securities
Specific Industry: 
financial services
Penalty total since 2000: 
$25,045,655,764
Number of records: 
120
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$21,408,115,48371
competition-related offenses$1,760,060,0006
consumer-protection-related offenses$1,743,061,69926
employment-related offenses$125,405,83510
miscellaneous offenses$9,000,0005
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$8,768,250,0009
investor protection violation$8,091,160,13534
mortgage abuses$2,360,975,0004
banking violation$1,834,543,37812
consumer protection violation$1,739,099,69922
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Ameriquest Mortgage; BANAMEX USA; BISYS GROUP; CITIBANK; CITIBANK NATIONAL ASSOCIATION; Citibank/Citigroup Inc.; CITICORP; Citicorp Insurance Agency, Inc., Citicorp Investment Services, and SBHU Life Agency, Inc.; CITIFINANCIAL CREDIT; CITIFINANCIAL SERVICING AND CITIMORTGAGE; CitiFinancial, Inc.; Citigroup; CITIGROUP GLOBAL MARKETS AND CITIGROUP ALTERNATIVE INVESTMENTS; CITIGROUP GLOBAL MARKETS F / K / A SALOMON SMITH BARNEY; Citigroup Global Markets, Inc. and Citi Smith Barney; CITIGROUP PRIVA [...]

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Citigroup Private Bank GP, Inc. data submission deficiencies 2009 CFTC $100,000
Citibank illegal gambling business 2002 NY-AG $100,000
CitiFinancial, Inc. consumer protection violation 2007 NE-DBF $81,500
Citigroup Global Markets Inc. consumer protection violation 2009 CT-BKG $75,000
CITIGROUP GLOBAL MARKETS INC investor protection violation 2004 VA-SEC $72,486
Citibank NA export control violation 2018 BIS $60,000
Citibank N.A. privacy violation 2013 CT-AG $55,000
Citigroup wage and hour violation 2009 WHD $38,926
Citigroup Global Markets, Inc. investor protection violation 2015 AK-DBS $35,000
Citigroup Global Markets Inc. investor protection violation 2015 CT-SEC $35,000
Citigroup Global Markets Inc. investor protection violation 2015 NH-BSR $35,000
CITIGROUP GLOBAL MARKETS investor protection violation 2008 VA-SEC $22,000
CitiMortgage, Inc. consumer protection violation 2014 AR-SEC $20,000
Citigroup, N. A. economic sanction violation 2008 OFAC $16,250
Citigroup Global Markets Inc. investor protection violation 2014 VA-SEC $9,500
CitiFinancial, Inc. consumer protection violation 2003 FL-OFR $8,199
CITICORP CREDIT CARD SERVICES, INC. (USA) workplace safety or health violation 2014 OSHA $7,650
Citicorp Vendor Finance Ltd economic sanction violation 2004 OFAC $7,379
Citibank economic sanction violation 2004 OFAC $5,500
CITIMORTGAGE, INC. workplace safety or health violation 2007 OSHA $5,097
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