Violation Tracker Parent Company Summary

Parent Company Name: 
JPMorgan Chase
Ownership Structure: 
publicly traded (ticker symbol JPM)
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$35,819,302,225
Number of records: 
162
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$31,738,795,69984
competition-related offenses$1,840,419,12512
consumer-protection-related offenses$953,651,75018
government-contracting-related offenses$614,000,0001
employment-related offenses$521,018,70439
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,450,500,0005
investor protection violation$5,978,549,59944
mortgage abuses$5,362,675,0005
banking violation$4,262,350,34114
anti-money-laundering deficiencies$2,161,000,0002
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Primary Offense Type Year Agency Penalty Amountsort icon
J.P. Morgan Securities LLC investor protection violation 2018 DC-DISB $5,000
WASHINGTON MUTUAL workplace safety or health violation 2007 OSHA $5,000
J P Morgan Chase Family and Medical Leave Act 2007 WHD $5,008
Bank One economic sanction violation 2004 OFAC $5,500
JP Morgan Chase environmental violation 2011 TX-ENV $6,555
Bank One economic sanction violation 2004 OFAC $6,682
J P Morgan Chase Bank wage and hour violation 2005 WHD $6,688
JPMorgan Chase Bank, NA wage and hour violation 2009 WHD $6,996
JPMorgan Chase Bank, N.A. wage and hour violation 2008 WHD $9,622
JP Morgan Chase Bank economic sanction violation 2004 OFAC $9,748
Bear, Stearns & Co., Inc. investor protection violation 2005 IL-SEC $10,000
J P Morgan Securities LLC insurance violation 2018 NY-DFS $11,750
JP Morgan Chase & Co. economic sanction violation 2004 OFAC $17,303
JP Morgan Chase Bank economic sanction violation 2004 OFAC $18,094
JP Morgan Chase Bank, NA export control violation 2010 BIS $19,125
JPMorgan Chase Bank wage and hour violation 2004 WHD $19,373
JP Morgan Chase economic sanction violation 2004 OFAC $26,980
JP Morgan Chase Bank N.A. wage and hour violation 2019 WHD $38,336
JPMorgan Chase Bank discriminatory practices (non-employment) 2021 HUD $50,000
J.P. Morgan Securities, LLC investor protection violation 2014 NJ-AG $50,460
J.P. Morgan Securities, LLC investor protection violation 2014 AK-DBS $51,120
J.P. Morgan Securities investor protection violation 2014 DE-AG $51,400
J.P. Morgan Securities LLC investor protection violation 2014 CT-SEC $53,800
J.P. Morgan Securities investor protection violation 2014 SEC $54,000
J.P. Morgan Chase & Co. and Forum Temporary Services labor relations violation 2006 NLRB $60,760
JP Morgan Chase & Co. economic sanction violation 2004 OFAC $73,281
JPMorgan Chase Bank, N.A. investor protection violation 2017 MD-SEC $100,000
J.P. Morgan Securities LLC investor protection violation 2012 CFTC $140,000
JPMorgan Chase data submission deficiencies 2016 CFTC $225,000
JP Morgan Chase Bank, N.A. environmental violation 2017 EPA $230,392
J.P. Morgan Futures, Inc. data submission deficiencies 2009 CFTC $300,000
J.P. Morgan Securities LLC investor protection violation 2020 KY-FIN $325,000
Bear Stearns Companies Inc. wage and hour violation 2003 WHD $358,974
JPMorgan Chase and Co. price-fixing or anti-competitive practices 2014 WV-AG $400,000
JPMorgan Chase Bank mortgage abuses 2015 MD-AG $400,000
Washington Mutual, Inc. wage and hour violation 2005 WHD $404,982
Washington Mutual Bank wage and hour violation 2011 private lawsuit-federal $463,000
J.P. Morgan Securities LLC investor protection violation 2015 SEC $500,000
JPMorgan Chase Bank investor protection violation 2012 CFTC $600,000
J.P. Morgan Chase Retirement Plan benefit plan administrator violation 2010 private lawsuit-federal $604,957
JPMorgan Securities data submission deficiencies 2014 CFTC $650,000
Bear Stearns wage and hour violation 2010 private lawsuit-federal $675,000
JP Morgan Chase mortgage abuses 2015 MA-AG $675,000
J.P. Morgan Securities Inc. investor protection violation 2005 SEC $700,000
JPMorgan Chase wage and hour violation 2013 private lawsuit-federal $770,000
JPMorgan Chase consumer protection violation 2015 CFPB $900,000
J.P. Morgan Securities LLC investor protection violation 2017 CFTC $900,000
JPMorgan Chase & Co. investor protection violation 2016 IN-SEC $905,000
JPMorgan Chase wage and hour violation 2016 private lawsuit-federal $950,000
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC investor protection violation 2016 IN-SEC $950,000
J.P. Morgan Investment Management Inc. investor protection violation 2015 SEC $1,084,210
JPMorgan Chase & Co. investor protection violation 2010 NJ-AG $1,149,028
JPMorgan Chase wage and hour violation 2012 private lawsuit-federal $1,195,000
First USA consumer protection violation 2002 MULTI-AG $1,300,000
JPMorgan Chase employment discrimination 2014 EEOC $1,450,000
Bear, Stearns & Co., Inc. investor protection violation 2006 SEC $1,500,000
J.P. Morgan Securities, Inc. investor protection violation 2006 SEC $1,500,000
Providian Financial Corp. consumer protection violation 2000 CT-AG $1,600,000
J.P. Morgan Securities LLC investor protection violation 2020 SEC $1,822,438
JPMorgan Chase Bank, National Association wage and hour violation 2019 private lawsuit-federal $1,850,000
JPMorgan Chase & Co. consumer protection violation 2013 WV-AG $1,950,000
J.P. Morgan Chase discriminatory practices (non-employment) 2010 private lawsuit-federal $1,950,000
JPMorgan Chase & Co. investor protection violation 2008 SEC $1,998,143
JPMorgan Chase Bank, National Association banking violation 2011 OCC $2,000,000
JPMorgan Chase & Co. employment discrimination 2006 EEOC $2,200,000
JPMorgan Chase wage and hour violation 2015 private lawsuit-federal $2,400,000
JPMorgan Chase wage and hour violation 2010 private lawsuit-federal $2,492,729
J.P. Morgan Securities investor protection violation 2014 MULTI-FIN $2,800,000
JP Morgan Chase consumer protection violation 2014 HI-AG $2,825,000
JPMorgan Chase wage and hour violation 2018 private lawsuit-federal $3,000,000
JPMorgan Chase Bank, N.A. wage and hour violation 2020 private lawsuit-federal $3,750,000
Chase Bank consumer protection violation 2006 MULTI-AG $3,850,000
J.P. Morgan Securities LLC investor protection violation 2016 SEC $4,000,000
Chase Bank USA, N.A. consumer protection violation 2009 NY-AG $4,400,000
JPMorgan Chase Bank, N.A. consumer protection violation 2017 CFPB $4,600,000
JPMorgan Chase Bank, N.A. employment discrimination 2019 private lawsuit-federal $5,000,000
JPMorgan Chase Bank, N.A. economic sanction violation 2018 OFAC $5,263,171
JPMorgan Chase wage and hour violation 2017 private lawsuit-federal $5,707,279
Bank One, KY, N.A. discriminatory practices (non-employment) 2005 private lawsuit-federal $6,715,000
JPMorgan Chase wage and hour violation 2018 private lawsuit-federal $8,333,333
Providian Financial Corp. benefit plan administrator violation 2003 private lawsuit-federal $8,600,000
JPMorgan Chase wage and hour violation 2012 private lawsuit-federal $9,000,000
JPMorgan Chase & Co. employment discrimination 2020 OFCCP $9,000,000
Bear Stearns Companies, Inc. benefit plan administrator violation 2012 private lawsuit-federal $10,000,000
JPMorgan Chase wage and hour violation 2015 private lawsuit-federal $12,000,000
JPMorgan Chase wage and hour violation 2014 private lawsuit-federal $16,000,000
JPMorgan Chase wage and hour violation 2017 private lawsuit-federal $16,666,667
JPMorgan Chase Bank accounting fraud or deficiencies 2012 CFTC $20,000,000
Washington Mutual Pension Plan benefit plan administrator violation 2010 private lawsuit-federal $20,000,000
JPMorgan Chase employment discrimination 2018 private lawsuit-federal $24,000,000
J.P. Morgan Securities Inc. investor protection violation 2003 SEC $25,000,000
J.P. Morgan Securities LLC investor protection violation 2010 FL-AG $25,000,000
J.P. Morgan Chase & Co. accounting fraud or deficiencies 2003 NY-MANDA $25,000,000
Bear, Stearns & Co. Inc. investor protection violation 2003 MULTI-FIN (*) $25,000,000
J.P. Morgan Securities Inc. investor protection violation 2003 MULTI-FIN (*) $25,000,000
JPMorgan Chase & Co. investor protection violation 2008 MULTI-FIN (*) $25,000,000
Bear Stearns Companies, LLC mortgage abuses 2008 FTC $28,000,000
JPMorgan Chase Bank, National Association banking violation 2015 OCC $30,000,000
JPMorgan Chase Bank, National Association banking violation 2011 OCC $35,000,000
J.P. Morgan Securities LLC investor protection violation 2020 SEC $35,000,000
Washington Mutual Bank wage and hour violation 2009 private lawsuit-federal $38,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)