Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Agency Summary Page

Agency Name: Employee Benefits Security Administration
Penalty Total since 2000: $917,886,805
Number of Records: 3,924
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Wells Fargo$175,000,0002
M&T Bank$88,000,0001
Bank of New York Mellon$84,000,0001
Sherwin-Williams$80,000,0001
Franklin Resources$21,000,0001
UnitedHealth Group$15,684,2491
Invesco$10,270,0001
Voya Financial$5,200,0001
Communicare Health$3,366,9571
Bank of Hawaii$2,500,0001

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearPenalty Amount
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2018$10,001
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2018$10,001
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2019$10,001
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2021$10,000
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2021$50,000
EMCORE CORPORATIONEmcore Corp.electrical and electronic equipmentbenefit plan administrator violation2021$10,001
TTM TECHNOLOGIES, INC.TTM Technologieselectrical and electronic equipmentbenefit plan administrator violation2021$10,001
CARAHSOFT TECHNOLOGY CORP.Carahsoft Technologyelectrical and electronic equipmentbenefit plan administrator violation2022$50,001
Ttm Technologies, Inc.TTM Technologieselectrical and electronic equipmentbenefit plan administrator violation2023$50,001
Zynga Inc.Take-Two Interactive Software Inc.entertainmentbenefit plan administrator violation2023$10,001
FIRST NIAGARA FINANCIAL GROUP, INC.KeyCorpfinancial servicesbenefit plan administrator violation2011$10,001
FIRST NBC BANKHancock Whitney Corp.financial servicesbenefit plan administrator violation2011$10,001
E*Trade Group, Inc.Morgan Stanleyfinancial servicesbenefit plan administrator violation2008$50,001
FRED ALGER & COMPANY, INCORPORATEDAlger Associatesfinancial servicesbenefit plan administrator violation2007$50,001
FIRST FINANCIAL BANCORPFirst Financial Bancorp.financial servicesbenefit plan administrator violation2007$50,001
FRED ALGER & COMPANY, INCORPORATEDAlger Associatesfinancial servicesbenefit plan administrator violation2006$10,001
HORACE MANN SERVICE CORPORATIONHorace Mann Educators Corp.financial servicesbenefit plan administrator violation2006$10,001
LAVA TRADING INC.Citigroupfinancial servicesbenefit plan administrator violation2006$50,001
AMERICAN INTERNATIONAL GROUP INC GROUP LIFE & MEDICAL INSURANCE PLANAmerican International Groupfinancial servicesbenefit plan administrator violation2005$50,001
Wachovia National Bank, N.A.Wells Fargofinancial servicesbenefit plan administrator violation2000$30,000,000
Harris N.A.Bank of Montrealfinancial servicesbenefit plan administrator violation2007$274,600
Bank of HawaiiBank of Hawaiifinancial servicesbenefit plan administrator violation2009$2,500,000
Independent BankIndependent Bank Corp. (Michigan)financial servicesbenefit plan administrator violation2011$95,700
Merrill Lynch, Pierce, Fenner & Smith Inc.Bank of Americafinancial servicesbenefit plan administrator violation2011$170,854
Morgan Keegan and Co. Inc.Raymond James Financialfinancial servicesbenefit plan administrator violation2012$633,715
ING Life Insurance and Annuity Co.Voya Financialfinancial servicesbenefit plan administrator violation2013$5,200,000
Western Asset Management CompanyFranklin Resourcesfinancial servicesbenefit plan administrator violation2014$21,000,000
Bank of New York MellonBank of New York Mellonfinancial servicesbenefit plan administrator violation2015$84,000,000
Invesco Trust CompanyInvescofinancial servicesbenefit plan administrator violation2016$10,270,000
OCWEN FINANCIAL CORPORATIONOcwen Financialfinancial servicesbenefit plan administrator violation2018$10,001
OCWEN FINANCIAL CORPORATIONOcwen Financialfinancial servicesbenefit plan administrator violation2019$10,001
AON RISK SERVICES OF PR, INC.Aonfinancial servicesbenefit plan administrator violation2019$10,001
Wilmington Trust, N.A.M&T Bankfinancial servicesbenefit plan administrator violation2020$88,000,000
OCWEN FINANCIAL CORPORATIONOcwen Financialfinancial servicesbenefit plan administrator violation2020$50,001
OCWEN FINANCIAL CORPORATIONOcwen Financialfinancial servicesbenefit plan administrator violation2020$50,001
OCWEN FINANCIAL CORPORATIONOcwen Financialfinancial servicesbenefit plan administrator violation2020$50,001
OCWEN FINANCIAL CORPORATIONOcwen Financialfinancial servicesbenefit plan administrator violation2021$50,000
FMR LLCFidelity Investmentsfinancial servicesbenefit plan administrator violation2021$10,001
Wells Fargo and CompanyWells Fargofinancial servicesbenefit plan administrator violation2022$145,000,000
Stonex Group Inc.StoneX Groupfinancial servicesbenefit plan administrator violation2023$10,001
Principal Life Insurance CompanyPrincipal Financialfinancial servicesbenefit plan administrator violation2023$10,001
Midland Credit Management, Inc.Encore Capital Groupfinancial servicesbenefit plan administrator violation2023$10,001
UNITED STATES SUGAR CORPORATIONU.S. Sugarfood productsbenefit plan administrator violation2012$10,001
SARA LEE CORPORATIONTyson Foodsfood productsbenefit plan administrator violation2007$50,001
SARA LEE CORPORATIONTyson Foodsfood productsbenefit plan administrator violation2006$50,001
NESTLE PURINA PETCARE COMPANYNestlefood productsbenefit plan administrator violation2005$10,001
Sunkist Growers Inc.Sunkist Growersfood productsbenefit plan administrator violation2013$1,620,420
FRESHPET INC.Freshpet Inc.food productsbenefit plan administrator violation2018$10,001
AGRIMARK, INC.Agri-Markfood productsbenefit plan administrator violation2019$10,001
TRI-UNION SEAFOODS, LLCThai Union Groupfood productsbenefit plan administrator violation2022$10,001
Tri-Union Frozen Products, Inc.Thai Union Groupfood productsbenefit plan administrator violation2023$10,001
DIAMOND FOODS, LLCCampbell Soupfood productsbenefit plan administrator violation2023$50,001
Tri-Union Seafoods, LlcThai Union Groupfood productsbenefit plan administrator violation2023$10,001
Freshpet, Inc.Freshpet Inc.food productsbenefit plan administrator violation2023$50,001
CEVA LOGISTICS U.S. HOLDINGS, INC.CMA CGMfreight and logisticsbenefit plan administrator violation2019$10,001
CEVA LOGISTICS U.S., INCCMA CGMfreight and logisticsbenefit plan administrator violation2019$10,001
ADDUS HEALTHCARE, INC.Addus HomeCarehealthcare servicesbenefit plan administrator violation2016$10,001
HARTFORD HEALTHCARE CORPHartford HealthCarehealthcare servicesbenefit plan administrator violation2016$10,001
MAIMONIDES MEDICAL CENTERMaimonides Medical Centerhealthcare servicesbenefit plan administrator violation2014$10,001
ST. LUKES ROOSEVELT HOSPITAL CENTERMount Sinai Medical Center (NY)healthcare servicesbenefit plan administrator violation2013$10,001
MAIMONIDES MEDICAL CENTERMaimonides Medical Centerhealthcare servicesbenefit plan administrator violation2013$10,001
VIBRA HEALTHCARE, LLCVibra Healthcarehealthcare servicesbenefit plan administrator violation2012$10,001
VIBRA HEALTHCARE, LLCVibra Healthcarehealthcare servicesbenefit plan administrator violation2011$10,001
NEVADA HEART & VASCULAR CENTER, LLPNevada Heart and Vascular Centerhealthcare servicesbenefit plan administrator violation2011$10,001
VITAS HEALTHCARE CORPORATIONChemedhealthcare servicesbenefit plan administrator violation2009$10,001
SUNRISE SENIOR LIVING MANAGEMENT, INC.Reverahealthcare servicesbenefit plan administrator violation2008$10,001
Community Health Systems, Inc.Community Health Systemshealthcare servicesbenefit plan administrator violation2007$10,001
TEMPLE UNIVERSITY HOSPITAL, INC.Temple University Health Systemhealthcare servicesbenefit plan administrator violation2007$10,001
VITAS HEALTHCARE CORPORATIONChemedhealthcare servicesbenefit plan administrator violation2007$10,001
DAVITA INCDaVita Inc.healthcare servicesbenefit plan administrator violation2007$10,001
Fresenius Medical CareFresenius Medical Carehealthcare servicesbenefit plan administrator violation2007$50,001
DYNACARE LABORATORIES, INC.Laboratory Corp. of Americahealthcare servicesbenefit plan administrator violation2006$10,001
CENTRAL SUFFOLK HOSPITALNorthwell Healthhealthcare servicesbenefit plan administrator violation2006$10,001
The General Hospital CorporationMass General Brighamhealthcare servicesbenefit plan administrator violation2006$10,001
Brigham and Womens HospitalMass General Brighamhealthcare servicesbenefit plan administrator violation2005$10,001
U.S. HEALTHWORKSSelect Medical Holdingshealthcare servicesbenefit plan administrator violation2005$10,001
RENAL VENTURES MANAGEMENT LLCDaVita Inc.healthcare servicesbenefit plan administrator violation2005$10,001
DIANON SYSTEMS, INC.Laboratory Corp. of Americahealthcare servicesbenefit plan administrator violation2004$10,001
Fairfax Nursing Center IncFairfax Nursing Centerhealthcare servicesbenefit plan administrator violation2003$10,001
MOLINA HEALTHCARE, INC.Molina Healthcarehealthcare servicesbenefit plan administrator violation2019$10,001
CHILDRENS HOSPITAL LOS ANGELESChildren's Hospital Los Angeleshealthcare servicesbenefit plan administrator violation2020$10,001
Bridgeport Health Care Center Inc.Communicare Healthhealthcare servicesbenefit plan administrator violation2020$3,366,957
CHILDRENS HOSPITAL LOS ANGELESChildren's Hospital Los Angeleshealthcare servicesbenefit plan administrator violation2021$10,000
UnitedHealthcare Insurance Co.UnitedHealth Grouphealthcare servicesbenefit plan administrator violation2021$15,684,249
EMBLEMHEALTH SERVICES COMPANY, LLCEmblemHealthhealthcare servicesbenefit plan administrator violation2021$10,001
CHILDRENS HOSPITAL LOS ANGELESChildren's Hospital Los Angeleshealthcare servicesbenefit plan administrator violation2021$50,001
CHILDRENS HOSPITAL LOS ANGELESChildren's Hospital Los Angeleshealthcare servicesbenefit plan administrator violation2021$50,001
BEAUMONT HEALTHBeaumont Healthhealthcare servicesbenefit plan administrator violation2021$10,001
NateraNatera Inc.healthcare servicesbenefit plan administrator violation2023$10,001
NateraNatera Inc.healthcare servicesbenefit plan administrator violation2023$10,001
Olean General HospitalKaleida Healthhealthcare servicesbenefit plan administrator violation2023$10,001
HENKEL CONSUMER GOODS INC.Henkelhousehold and personal care productsbenefit plan administrator violation2009$50,001
ZOTOS INTERNATIONAL INCHenkelhousehold and personal care productsbenefit plan administrator violation2006$10,001
Beiersdorf North America Inc.Beiersdorfhousehold and personal care productsbenefit plan administrator violation2023$50,001
Beiersdorf, Inc.Beiersdorfhousehold and personal care productsbenefit plan administrator violation2023$10,001
SAGUS INTERNATIONAL, INC.HNI Corp.housewares and home furnishingsbenefit plan administrator violation2009$50,001
Groupe SEBGroupe SEBhousewares and home furnishingsbenefit plan administrator violation2022$10,001
COPART INC.Copart Inc.information servicesbenefit plan administrator violation2007$10,001
Copart Inc.Copart Inc.information servicesbenefit plan administrator violation2007$50,001
APPLABS, INC.DXC Technologyinformation technologybenefit plan administrator violation2014$10,001
HCL AMERICA, INC.HCL Technologiesinformation technologybenefit plan administrator violation2012$10,001
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.