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Violation Tracker Agency Summary Page

Agency Name: Federal Reserve
Penalty Total since 2000: $7,011,835,148
Number of Records: 176
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$977,100,0005
UBS$810,500,0004
Goldman Sachs$589,140,0006
HSBC$471,000,0003
Citigroup$442,600,0004
Deutsche Bank$441,705,5005
Bank of America$385,500,0003
Barclays$342,000,0001
NatWest Group PLC$324,000,0002
Standard Chartered$264,000,0002

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconCurrent Parent IndustryPrimary Offense TypeYearPenalty Amount
U.S. Trust CorporationBank of Americafinancial servicesbanking violation2001$5,000,000
THE BANK OF NEW YORK MELLONBank of New York Mellonfinancial servicesbanking violation2012$6,000,000
Bank of New York Mellon CorporationBank of New York Mellonfinancial servicesbanking violation2017$3,000,000
Bank of New York MellonBank of New York Mellonfinancial servicesbanking violation2018$16,000
BARCLAYS BANK PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2015$342,000,000
BNP Paribas S.A.BNP Paribasfinancial servicesprice-fixing or anti-competitive practices2017$246,000,000
Capital City BankCapital City Bank Groupfinancial servicesbanking violation2007$85,045
CITIGROUP INC.Citigroupfinancial servicesbanking violation2015$342,000,000
Citigroup Inc.Citigroupfinancial servicesbanking violation2012$22,000,000
Citigroup Inc.Citigroupfinancial servicesbanking violation2004$70,000,000
CitigroupCitigroupfinancial servicesbanking violation2018$8,600,000
COMMERZBANK AGCommerzbankfinancial servicesbanking violation2015$200,000,000
Credit Agricole S.A.Credit Agricolefinancial serviceseconomic sanction violation2015$90,300,000
Credit Agricole S.A.Credit Agricolefinancial servicesbanking violation2004$8,000,000
Customers BankCustomers Bancorpfinancial servicesbanking violation2016$960,000
Deutsche Bank AGDeutsche Bankfinancial serviceseconomic sanction violation2015$58,000,000
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2017$41,000,000
Deutsche Bank AGDeutsche Bankfinancial servicesprice-fixing or anti-competitive practices2017$156,600,000
Deutsche Bank Trust Company AmericasDeutsche Bankfinancial servicesbanking violation2022$105,500
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2023$186,000,000
East West BankEast West Bancorpfinancial servicesbanking violation2007$16,245
East West BankEast West Bancorpfinancial servicesbanking violation2020$129,108
ServiceLink Holdings, LLCFidelity National Financialfinancial servicesbanking violation2017$65,000,000
Cole Taylor BankFifth Third Bancorpfinancial servicesbanking violation2014$3,510,000
CIT Group Inc.First Citizens BancSharesfinancial servicesmortgage abuses2018$5,200,000
First Interstate BankFirst Interstate Bancsystemfinancial servicesbanking violation2005$15,750
Goldman SachsGoldman Sachsfinancial servicesmortgage abuses2013$330,000,000
Goldman Sachs GroupGoldman Sachsfinancial servicesbanking violation2016$36,300,000
Goldman Sachs Bank USAGoldman Sachsfinancial servicesbanking violation2018$90,000
Goldman SachsGoldman Sachsfinancial servicesmortgage abuses2018$14,000,000
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesinvestor protection violation2018$54,750,000
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesbanking violation2020$154,000,000
Hanmi BankHanmi Financial Corp.financial servicesbanking violation2007$8,835
Heritage Bank of CommerceHeritage Commerce Corp.financial servicesbanking violation2008$6,840
PlainsCapital Bank and PrimeLendingHilltop Holdingsfinancial servicesbanking violation2011$30,780
HSBC North America Holdings, Inc.HSBCfinancial servicesbanking violation2016$131,000,000
HSBC HOLDINGS PLCHSBCfinancial servicesbanking violation2012$165,000,000
HSBC HoldingsHSBCfinancial servicesbanking violation2017$175,000,000
INDEPENDENT BANKIndependent Bank Corp. (Michigan)financial servicesbanking violation2015$56,205
Industrial and Commercial Bank of China Ltd.Industrial and Commercial Bank of Chinafinancial servicesbanking violation2024$2,400,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2015$342,000,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2013$200,000,000
JPMorgan Chase & Co., and EMC Mortgage CorporationJPMorgan Chasefinancial servicesbanking violation2012$275,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesbanking violation2016$61,900,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesbanking violation2024$98,200,000
M&T BankM&T Bankfinancial servicesbanking violation2020$546,000
METLIFE, INCMetLifefinancial servicesbanking violation2012$3,200,000
Midland States BankMidland States Bancorpfinancial servicesbanking violation2013$5,645
Morgan StanleyMorgan Stanleyfinancial servicesmortgage abuses2013$227,000,000
Morgan StanleyMorgan Stanleyfinancial servicesmortgage abuses2018$8,000,000
ROYAL BANK OF SCOTLAND PLCNatWest Group PLCfinancial servicesbanking violation2015$274,000,000
THE ROYAL BANK OF SCOTLAND GROUP PLCNatWest Group PLCfinancial servicesbanking violation2013$50,000,000
First Midwest BankOld National Bancorpfinancial servicesbanking violation2022$253,500
Compass BankPNC Financial Servicesfinancial servicesbanking violation2009$70,625
PNC Financial Services GroupPNC Financial Servicesfinancial servicesmortgage abuses2018$3,500,000
Higher One, IncorporatedProvidence Equity Partnersprivate equity (including portfolio companies)banking violation2015$2,231,250
Regions BankRegions Financialfinancial servicesbanking violation2014$46,000,000
Regions BankRegions Financialfinancial servicesbanking violation2009$135,000
Regions BankRegions Financialfinancial servicesbanking violation2023$2,950,000
Societe Generale S.A.Societe Generalefinancial serviceseconomic sanction violation2018$81,300,000
STANDARD CHARTERED PLCStandard Charteredfinancial servicesbanking violation2012$100,000,000
Standard Chartered plcStandard Charteredfinancial servicesbanking violation2019$164,000,000
SunTrust Banks, Inc.Truist Financialfinancial servicesbanking violation2014$160,000,000
SunTrust BankTruist Financialfinancial servicesbanking violation2017$1,501,000
U.S. BancorpU.S. Bancorpfinancial servicesmortgage abuses2018$4,400,000
US BancorpU.S. Bancorpfinancial servicesbanking violation2018$15,000,000
UBS AGUBSfinancial servicesbanking violation2015$342,000,000
Credit Suisse AGUBSfinancial servicesbanking violation2014$100,000,000
UBS AGUBSfinancial serviceseconomic sanction violation2004$100,000,000
UBS Group AGUBSfinancial servicesbanking violation2023$268,500,000
UniCredit, S.p.A.UniCreditfinancial servicesbanking violation2019$158,000,000
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2012$87,000,000
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2011$85,000,000
Wells Fargo & Co.Wells Fargofinancial servicesbanking violation2023$67,762,500
Wintrust Financial CorporationWintrust Financial Corp.financial servicesbanking violation2019$1,012,500
Bryn Mawr Trust CompanyWSFS Financial Corp.financial servicesbanking violation2021$105,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.