Violation Tracker

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Violation Tracker Agency Summary Page

Agency Name: Office of Foreign Assets Control
Penalty Total since 2000: $2,032,877,349
Number of Records: 548
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Current Parent Companies	Total Penalty $	Number of Records
HSBC	$375,062,775	6
Credit Agricole	$329,599,085	2
Commerzbank	$258,841,796	3
Schlumberger	$234,132,122	2
Deutsche Borse	$152,000,000	1
ZTE	$100,871,266	1
JPMorgan Chase	$93,720,759	9
Societe Generale	$54,095,775	4
ABN AMRO	$40,025,847	2
NatWest Group PLC	$33,000,000	1

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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Company	Current Parent	Current Parent Industry	Primary Offense Type	Year	Penalty Amount
A. Kazemi & Co., Inc.			economic sanction violation	2003	$8,262
AAR International Inc.	AAR Corp.	aerospace and military contracting	economic sanction violation	2003	$9,400
Alpha Industries, Inc			economic sanction violation	2003	$7,500
American Airlines	American Airlines	airlines	economic sanction violation	2003	$47,250
Axon Corporation			economic sanction violation	2003	$45,000
Banco Bradesco S.A			economic sanction violation	2003	$9,000
Bancomer S.A.			economic sanction violation	2003	$5,000
Bank of America	Bank of America	financial services	economic sanction violation	2003	$158,038
Bank of New York	Bank of New York Mellon	financial services	economic sanction violation	2003	$24,750
Bank Polska Kasa Opieki SA/Bank Pekao SA			economic sanction violation	2003	$9,725
Bank United			economic sanction violation	2003	$5,842
Barclays Bank PLC	Barclays	financial services	economic sanction violation	2003	$10,107
Barwill Agencies (N.A.), Inc			economic sanction violation	2003	$8,250
Bently Nevada Corporation	Baker Hughes	oilfield services and supplies	economic sanction violation	2003	$8,250
Bio Check Cor			economic sanction violation	2003	$32,000
Brastrade Brazilian Trading Co., Inc.			economic sanction violation	2003	$6,600
BRI Inc./Bellwether Resources International, Inc			economic sanction violation	2003	$16,601
Carrier Access Corp.			economic sanction violation	2003	$13,000
Caterpillar, Inc.	Caterpillar Inc.	heavy equipment	economic sanction violation	2003	$18,000
Charmilles Techonologies Manufacturing Corporation			economic sanction violation	2003	$5,000
Chevron/Texaco	Chevron	oil and gas	economic sanction violation	2003	$14,071
Coastal Oceanographics, Inc			economic sanction violation	2003	$56,750
Cooper Industries, Inc	Eaton	industrial equipment	economic sanction violation	2003	$13,658
Credit Lyonnais, NY	Credit Agricole	financial services	economic sanction violation	2003	$5,500
Cuba Paquetes			economic sanction violation	2003	$5,361
Deutsche Bank A.G.	Deutsche Bank	financial services	economic sanction violation	2003	$5,500
Dewey Ballantine LLP			economic sanction violation	2003	$13,750
Disarm Education Fund			economic sanction violation	2003	$13,750
Dow Agrosciences, LLC	Corteva	agribusiness	economic sanction violation	2003	$20,000
E.H. Wachs Company, Inc.			economic sanction violation	2003	$85,000
ESPN, Inc.	Walt Disney	entertainment	economic sanction violation	2003	$39,050
Exxon Mobil Corp	Exxon Mobil	oil and gas	economic sanction violation	2003	$50,000
Felins USA Inc			economic sanction violation	2003	$5,500
First Security Bank, Utah			economic sanction violation	2003	$63,200
Fleet Bank			economic sanction violation	2003	$41,050
Guy Carpenter & Company, Inc	Marsh & McLennan	financial services	economic sanction violation	2003	$50,000
Hanjin Shipping Co., Ltd.			economic sanction violation	2003	$39,160
Harris Bank International			economic sanction violation	2003	$11,000
Hercules Canada			economic sanction violation	2003	$45,000
HSBC Bank USA	HSBC	financial services	economic sanction violation	2003	$5,500
HSBC Bank USA	HSBC	financial services	economic sanction violation	2003	$11,000
IGI, Inc			economic sanction violation	2003	$225,000
Ingersoll-Rand Co.	Ingersoll Rand	industrial equipment	economic sanction violation	2003	$137,500
InterAudi Bank			economic sanction violation	2003	$13,750
Intrust Bank			economic sanction violation	2003	$8,000
Javad Position Systems			economic sanction violation	2003	$12,000
Key-Bell Corporation			economic sanction violation	2003	$5,697
Linker Equipment Corporation			economic sanction violation	2003	$22,000
Maersk Inc.	Maersk	freight and logistics	economic sanction violation	2003	$40,000
MashreqBank			economic sanction violation	2003	$5,500
Metso Minerals	Metso Outotec	industrial equipment	economic sanction violation	2003	$10,000
National City Bank	PNC Financial Services	financial services	economic sanction violation	2003	$5,500
New York Yankees			economic sanction violation	2003	$75,000
Northern Trust, IBC	Northern Trust	financial services	economic sanction violation	2003	$18,027
Playboy Enterprises, Inc			economic sanction violation	2003	$27,500
Polsteam USA, Inc.			economic sanction violation	2003	$5,500
Royal Crown Co.			economic sanction violation	2003	$38,200
Ruffin Company			economic sanction violation	2003	$42,964
Safra National Bank			economic sanction violation	2003	$5,380
Samsung International, Inc	Samsung	diversified	economic sanction violation	2003	$11,000
Sanwa Bank			economic sanction violation	2003	$72,220
SG Global S.A. and United Marine Ltd.			economic sanction violation	2003	$6,200
Societe Generale	Societe Generale	financial services	economic sanction violation	2003	$6,600
Societe Generale	Societe Generale	financial services	economic sanction violation	2003	$11,000
State Bank of India			economic sanction violation	2003	$5,500
State Street Bank & Trust Co	State Street Corp.	financial services	economic sanction violation	2003	$22,000
Stolt-Nielson Transportation Group			economic sanction violation	2003	$95,000
Transpo Electronics, Inc.			economic sanction violation	2003	$15,500
Triangle Wholesale			economic sanction violation	2003	$11,000
U.S. Volleyball Association			economic sanction violation	2003	$10,000
UBS (USA) Inc	UBS	financial services	economic sanction violation	2003	$14,750
UBS (USA) Inc	UBS	financial services	economic sanction violation	2003	$5,000
Union Bank of CA	U.S. Bancorp	financial services	economic sanction violation	2003	$14,913
Union Bank of CA	U.S. Bancorp	financial services	economic sanction violation	2003	$12,000
United Marine Ltd. and SG Global S.A			economic sanction violation	2003	$6,200
Universal Services			economic sanction violation	2003	$11,000
University of California at Los Angeles	University of California	miscellaneous services	economic sanction violation	2003	$5,750
Uptown National Bank of Chicago			economic sanction violation	2003	$5,500
Varco International, Inc.	NOV Inc.	oilfield services and supplies	economic sanction violation	2003	$7,428
Vee-Marine Int'l Corp.			economic sanction violation	2003	$24,750
Voices in the Wilderness			economic sanction violation	2003	$20,000
Wal-Mart Stores, Inc.	Walmart	retailing	economic sanction violation	2003	$50,000
Waterfront Beer and Wine, Inc			economic sanction violation	2003	$12,440
Wells Fargo Bank	Wells Fargo	financial services	economic sanction violation	2003	$5,500
World Auto Parts			economic sanction violation	2003	$5,500
World Courier Management, Inc.			economic sanction violation	2003	$18,000
Zim American Israeli Shipping Co., Inc	Zim Integrated Shipping Services Ltd.	freight and logistics	economic sanction violation	2003	$250,000
ABN AMRO Bank, Inc	ABN AMRO	financial services	economic sanction violation	2004	$25,847
Air Jamaica Ltd.			economic sanction violation	2004	$18,750
Alpha Pharmaceutical, Inc.			economic sanction violation	2004	$198,711
Alto Products Corp.			economic sanction violation	2004	$13,750
American Express	American Express	financial services	economic sanction violation	2004	$18,391
American Express Bank Ltd.	American Express	financial services	economic sanction violation	2004	$5,041
American Express Company	American Express	financial services	economic sanction violation	2004	$5,500
API International, Inc.			economic sanction violation	2004	$10,000
Arab Banking Corp.	Arab Banking Corp.	financial services	economic sanction violation	2004	$5,500
AT&C Corporation			economic sanction violation	2004	$66,250
Atlanta Army-Navy Supply Co.			economic sanction violation	2004	$10,909
Atlas Tube, Inc.	Zekelman Industries	metals	economic sanction violation	2004	$126,500
Banca Commerciale Italiana			economic sanction violation	2004	$6,450
Banco de Chile			economic sanction violation	2004	$5,500