Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2018 | private lawsuit-state | $27,500,000 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2017 | private lawsuit-state | $13,000,000 |
| Wells Fargo Advisors | Wells Fargo | financial services | wage and hour violation | 2017 | private lawsuit-federal | $3,500,000 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2017 | private lawsuit-federal | $685,000 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2017 | private lawsuit-federal | $3,900,000 |
| Wells Fargo Insurance Services | Wells Fargo | financial services | wage and hour violation | 2015 | private lawsuit-federal | $2,000,000 |
| Wells Fargo Bank | Wells Fargo | financial services | wage and hour violation | 2015 | private lawsuit-federal | $1,850,000 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2014 | private lawsuit-federal | $15,000,000 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2014 | private lawsuit-state | $3,000,000 |
| Wells Fargo Advisors | Wells Fargo | financial services | wage and hour violation | 2013 | private lawsuit-federal | $4,000,000 |
| Wells Fargo Bank | Wells Fargo | financial services | wage and hour violation | 2012 | private lawsuit-federal | $280,000 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2011 | private lawsuit-federal | $6,660,000 |
| Wells Fargo Bank | Wells Fargo | financial services | wage and hour violation | 2011 | private lawsuit-federal | $100,000 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2011 | private lawsuit-federal | $6,720,000 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2011 | private lawsuit-federal | $6,900,000 |
| Wachovia Financial Services | Wells Fargo | financial services | wage and hour violation | 2010 | private lawsuit-federal | $450,000 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2010 | private lawsuit-federal | $20,000,000 |
| Wachovia Securities | Wells Fargo | financial services | wage and hour violation | 2009 | private lawsuit-federal | $39,000,000 |
| A.G. Edwards | Wells Fargo | financial services | wage and hour violation | 2009 | private lawsuit-federal | $12,000,000 |
| A.G. Edwards | Wells Fargo | financial services | wage and hour violation | 2007 | private lawsuit-federal | $20,000,000 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2007 | private lawsuit-federal | $12,800,000 |
| Wells Fargo Advisors | Wells Fargo | financial services | employment discrimination | 2011 | private lawsuit-federal | $32,000,000 |
| Wells Fargo Advisors | Wells Fargo | financial services | employment discrimination | 2017 | private lawsuit-federal | $35,500,000 |
| Wells Fargo Advisors, LLC | Wells Fargo | financial services | wage and hour violation | 2018 | private lawsuit-federal | $9,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $62,500,000 |
| Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $17,500,000 |
| Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $7,420,000 |
| Wachovia Corporation | Wells Fargo | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $12,350,000 |
| Wachovia Securities | Wells Fargo | financial services | benefit plan administrator violation | 2009 | private lawsuit-federal | $1,005,000 |
| Wells Fargo Bank | Wells Fargo | financial services | employment screening violation | 2016 | private lawsuit-federal | $12,000,000 |
| Wells Fargo & Company | Wells Fargo | financial services | wage and hour violation | 2020 | private lawsuit-federal | $35,000,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2019 | private lawsuit-federal | $10,000,000 |
| Wells Fargo | Wells Fargo | financial services | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2011 | private lawsuit-state | $3,520,000 |
| WFS Financial, Inc. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2004 | private lawsuit-federal | $4,550,000 |
| Wells Fargo Bank | Wells Fargo | financial services | wage and hour violation | 2020 | private lawsuit-federal | $10,928,870 |
| Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2020 | private lawsuit-federal | $79,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | wage and hour violation | 2020 | private lawsuit-federal | $25,696,122 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | privacy violation | 2017 | private lawsuit-federal | $30,446,022 |
| Wells Fargo & Co. | Wells Fargo | financial services | employment discrimination | 2021 | private lawsuit-federal | $18,700,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | privacy violation | 2021 | private lawsuit-federal | $28,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | wage and hour violation | 2021 | private lawsuit-federal | $95,696,122 |
| Wells Fargo & Co. | Wells Fargo | financial services | benefit plan administrator violation | 2022 | private lawsuit-federal | $32,500,000 |
| Wells Fargo | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2013 | private lawsuit-federal | $35,000,000 |
| Wells Fargo & Company | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $20,820,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $8,750,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $13,460,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2018 | private lawsuit-federal | $142,000,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2016 | private lawsuit-federal | $25,750,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2013 | private lawsuit-federal | $12,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $6,945,095 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $750,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $880,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2016 | private lawsuit-federal | $203,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2012 | private lawsuit-federal | $6,778,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2012 | private lawsuit-federal | $3,190,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2011 | private lawsuit-federal | $125,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2022 | private lawsuit-federal | $12,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2022 | private lawsuit-federal | $21,864,673 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $45,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2020 | private lawsuit-federal | $18,500,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $386,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $30,000,000 |
| Wells Fargo Merchant Services LLC | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $40,000,000 |
| Wells Fargo N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $50,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2024 | private lawsuit-federal | $81,700,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | wage and hour violation | 2024 | private lawsuit-federal | $16,600,000 |
| Wachovia Securities, LLC | Wells Fargo | financial services | investor protection violation | 2010 | AK-DBS | $129,131 |
| Wells Fargo | Wells Fargo | financial services | mortgage abuses | 2010 | CA-AG | $33,868,615 |
| Wells Fargo | Wells Fargo | financial services | investor protection violation | 2009 | CA-AG | $1,400,000,000 |
| Wells Fargo Bank | Wells Fargo | financial services | privacy violation | 2016 | CA-AG | $8,500,000 |
| Wells Fargo Financial California, Inc. | Wells Fargo | financial services | consumer protection violation | 2005 | CA-DFPI | $1,621,010 |
| Wells Fargo Fund Distributor, LLC | Wells Fargo | financial services | consumer protection violation | 2014 | CA-DFPI | $8,000 |
| Wells Fargo Bank, N.A. and Wells Fargo Insurance, Inc. | Wells Fargo | financial services | insurance violation | 2019 | CA-INS | $5,345,816 |
| Wells Fargo | Wells Fargo | financial services | consumer protection violation | 2016 | CA-LACA | $50,000,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2022 | CA-LCO | $9,795 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2013 | CA-LCO | $37,036 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2005 | CA-LCO | $6,572 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2022 | CA-LCO | $12,399 |
| Wells Fargo Home Mortgage, Inc. | Wells Fargo | financial services | consumer protection violation | 2003 | CA-SCCDA | $25,000 |
| Wells Fargo | Wells Fargo | financial services | consumer protection violation | 2015 | CFPB | $34,800,000 |
| Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2016 | CFPB | $4,010,000 |
| Wells Fargo Bank | Wells Fargo | financial services | banking violation | 2016 | CFPB | $100,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2018 | CFPB | $500,000,000 |
| Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2022 | CFPB | $3,700,000,000 |
| A.G. Edwards & Sons, Inc. | Wells Fargo | financial services | data submission deficiencies | 2003 | CFTC | $45,000 |
| Prudential Securities, Inc. | Wells Fargo | financial services | data submission deficiencies | 2002 | CFTC | $65,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | data submission deficiencies | 2016 | CFTC | $400,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | investor protection violation | 2019 | CFTC | $14,475,000 |
| Wells Fargo | Wells Fargo | financial services | investor protection violation | 2023 | CFTC | $75,000,000 |
| Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2011 | CT-AG | $741,465 |
| Wachovia Capital Markets, LLC | Wells Fargo | financial services | investor protection violation | 2007 | CT-SEC | $258,728 |
| Wachovia Securities, LLC nka Wells Fargo Advisors, LLC | Wells Fargo | financial services | investor protection violation | 2010 | CT-SEC | $75,000 |
| Wachovia Securities, LLC | Wells Fargo | financial services | investor protection violation | 2009 | DE-AG | $309,000 |
| Wells Fargo & Company | Wells Fargo | financial services | mortgage abuses | 2012 | DOJ | $5,342,200,000 |
| Wachovia Bank N.A. | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $148,000,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | False Claims Act and related | 2016 | DOJ_CIVIL | $1,200,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | toxic securities abuses | 2018 | DOJ_CIVIL | $2,090,000,000 |
