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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
21st Century Centennial Insurance CompanyZurich Insurancefinancial servicesinsurance violation2014NY-DFS$9,000
Chubb Indemnity CompanyChubb Limitedfinancial servicesinsurance violation2014TX-INS$5,725
Federal Insurance CompanyChubb Limitedfinancial servicesinsurance violation2014TX-INS$37,597
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2014TX-INS$16,514
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2014TX-INS$47,735
Ace Fire Underwriters Insurance CompanyChubb Limitedfinancial servicesinsurance violation2014TX-INS$14,615
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2014TX-INS$30,599
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2014TX-INS$44,079
American Guarantee and Liability Insurance CompanyZurich Insurancefinancial servicesinsurance violation2014TX-INS$11,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2014TX-INS$15,500
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2014TX-INS$5,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2014TX-INS$45,000
Chubb Indemnity Insurance CompanyChubb Limitedfinancial servicesinsurance violation2014TX-INS$9,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2014VT-FIN$325,000
Combined Insurance Company Of AmericaChubb Limitedfinancial servicesinsurance violation2014WA-INS$5,000
BARRY CALLEBAUT USA LLCBarry Callebautfood productsenvironmental violation2014PA-ENV$13,974
Vitol, Inc.Vitolfinancial servicesair pollution violation2014CA-ARB$70,000
Arch Chemicals, Inc.Arxadachemicalspesticide violation2014CA-DPR$318,740
Arch Wood Protection, Inc.Arxadachemicalspesticide violation2014CA-DPR$78,951
Arch Wood Protection, Inc.Arxadachemicalsair pollution violation2014GA-ENV$6,076
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2014NJ-ENV$14,450
SGS NORTH AMERICA INCSGS S.A.miscellaneous servicesair pollution violation2014NJ-ENV$72,500
Clariant CorporationClariantchemicalsenvironmental violation2014NM-ENV$96,002
Lafarge Building Materials, Inc.Holcim Groupbuilding materialsenvironmental violation2014NY-ENV$100,000
Credit Suisse Securities (USA), LLCUBSfinancial servicesinvestor protection violation2014FINRA$5,000,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalswage and hour violation2014MI-LEO$13,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalswage and hour violation2014MI-LEO$5,885
KUEHNE & NAGEL INCKuehne & Nagelfreight and logisticsworkplace safety or health violation2014OSHA$6,345
ARYZTA LLC DBA LA BREA BAKERY INCAryztafood productsworkplace safety or health violation2014OSHA$6,300
ARYZTAAryztafood productsworkplace safety or health violation2014OSHA$18,000
ARYZTA HOLDINGS IV LLCAryztafood productsworkplace safety or health violation2014OSHA$18,000
NESTLES PREPARED FOODSNestlefood productsworkplace safety or health violation2014OSHA$5,000
ADECCO USA, INCAdeccobusiness servicesworkplace safety or health violation2014OSHA$7,800
NBTY, INC.Nestlefood productsworkplace safety or health violation2014OSHA$6,675
AGGREGATE INDUSTRIESHolcim Groupbuilding materialsworkplace safety or health violation2014OSHA$6,825
SIKA CORPORATIONSika AGchemicalsworkplace safety or health violation2014OSHA$14,000
SWISSPORT CARGO SERVICES, INC.Swissport Internationalbusiness servicesworkplace safety or health violation2014OSHA$5,100
A. FINKL & SONS CO.Swiss Steelmetalsworkplace safety or health violation2014OSHA$6,480
LINDT AND SPRUNGLI AGLindt & Sprunglifood productsworkplace safety or health violation2014OSHA$13,230
NESTLE PREPARED FOODS COMAPNYNestlefood productsair pollution violation2014EPA$19,397
ARCH CHEMICALS, INC.Arxadachemicalsenvironmental violation2014EPA$6,869
ARCH WOOD PROTECTION, INC.Arxadachemicalsenvironmental violation2014EPA$27,112
LAFARGE NORTH AMERICA, INC.Holcim Groupbuilding materialsair pollution violation2014EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,460,942
NESTLE USA, INC.Nestlefood productsair pollution violation2014EPA$69,399
Lafarge North America IncHolcim Groupbuilding materialswater pollution violation2014EPA$300,000
Vitol Inc.Vitolfinancial servicesair pollution violation2014EPA$30,394
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2014MSHA$7,000
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2014MSHA$7,000
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2014MSHA$10,119
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2014MSHA$7,000
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2014MSHA$7,000
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2014MSHA$5,503
Aggregate Industries - MWR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2014MSHA$12,248
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$7,774
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$5,080
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$17,301
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$5,503
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$8,893
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$5,080
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$5,080
Holcim - SOR, IncHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$9,634
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$5,211
UBS AGUBSfinancial servicesbanking violation2015FED$342,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$203,000,000
UBS Willow Management LLC and UBS Fund Advisor LLCUBSfinancial servicesinvestor protection violation2015SEC$17,500,000
UBS AGUBSfinancial servicesinvestor protection violation2015SEC$19,500,000
UBS Financial Services Inc. of Puerto RicoUBSfinancial servicesinvestor protection violation2015SEC$15,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesdata submission deficiencies2015SEC$4,250,000
UBS Securities LLCUBSfinancial servicesinvestor protection violation2015SEC$14,400,000
Novartis PharmaceuticalsNovartispharmaceuticalskickbacks and bribery2015USAO$390,000,000
UBS AGUBSfinancial serviceseconomic sanction violation2015OFAC$1,700,100
SGSSGS S.A.miscellaneous servicesrailroad safety violation2015FRA$6,000
Sandoz, Inc.Sandoz GrouppharmaceuticalsHHS civil monetary penalties2015HHSOIG$12,640,000
Aryzta Holdings IV LLCAryztafood productswage and hour violation2015WHD$165,921
Lafarge North America, IncHolcim Groupbuilding materialswage and hour violation2015WHD$404,500
Accutest Corp. aka Accutest LaboratoriesSGS S.A.miscellaneous servicesfraud2015USAO$3,000,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2015SEC$480,000
UBSUBSfinancial serviceswage and hour violation2015private lawsuit-federal$1,312,500
Accutest LaboratoriesSGS S.A.miscellaneous servicesAmericans with Disabilities Act2015NJ-AG$2,000,000
Accutest Laboratories of New England, Inc.SGS S.A.miscellaneous serviceshazardous waste violation2015MA-AG$100,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalskickbacks and bribery2015MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $83,129,754
TransoceanTransoceanoilfield services and suppliesoil spill2015AL-AG$20,000,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insurancefinancial servicesinsurance violation2015AZ-DIFI$58,000
Foremost Property & Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015AZ-DIFI$21,000
Zurich American Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015ID-INS$5,000
Federal Insurance Co. et al.Chubb Limitedfinancial servicesinsurance violation2015MD-INS$25,000
Empire Fire and Marine Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2015MD-INS$8,000
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015MO-INS$16,090
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015MO-INS$87,000
Combined Life Insurance Company of New YorkChubb Limitedfinancial servicesinsurance violation2015NY-DFS$50,000
21st Century Centennial Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015NY-DFS$36,500
21st Century National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015NY-DFS$25,000
Metropolitan Group Property and Casualty Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015NY-DFS$30,000
Foremost Insurance Group et al.Zurich Insurancefinancial servicesinsurance violation2015SD-INS$750,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015SD-INS$100,000
ACE American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2015TX-INS$250,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2015TX-INS$9,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2015TX-INS$6,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2015TX-INS$16,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2015TX-INS$49,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2015TX-INS$6,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.