Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2022 | MSHA | $6,725 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $5,903 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2022 | MSHA | $18,926 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2022 | MSHA | $21,029 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $5,000 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2011 | MSHA | $12,790 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2009 | MSHA | $16,830 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2009 | MSHA | $9,951 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2012 | MSHA | $7,115 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $8,209 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $8,209 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $8,209 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $5,332 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $5,080 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2011 | MSHA | $13,268 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2023 | MSHA | $9,979 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2013 | MSHA | $6,351 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2012 | MSHA | $6,996 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $36,151 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2010 | MSHA | $6,200 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2010 | MSHA | $6,062 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2011 | MSHA | $12,248 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2011 | MSHA | $13,510 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $5,997 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2010 | MSHA | $10,200 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2012 | MSHA | $31,100 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $5,080 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $9,000 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $11,000 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2012 | MSHA | $7,000 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2010 | MSHA | $7,578 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2010 | MSHA | $5,503 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $8,947 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $9,942 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2011 | MSHA | $5,080 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $5,645 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $5,961 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $10,473 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2010 | MSHA | $6,800 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2010 | MSHA | $7,176 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2010 | MSHA | $5,961 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2009 | MSHA | $6,600 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2011 | MSHA | $5,016 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $72,600 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $11,041 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $7,401 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $8,016 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $10,437 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $5,080 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $13,268 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $6,500 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $8,209 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $8,209 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $33,400 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $14,743 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $8,893 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $8,000 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $8,600 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $8,000 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $11,500 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2010 | MSHA | $38,925 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2010 | MSHA | $38,925 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2010 | MSHA | $5,000 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $5,000 |
Cleco Corp | Macquarie | workplace safety or health violation | 2012 | MSHA | $9,310 |
AmSouth Investment Services, Inc. | Regions Financial | investor protection violation | 2004 | MS-SEC | $225,000 |
MetLife Securities, Inc. | MetLife | investor protection violation | 2006 | MS-SEC | $50,000 |
Morgan Keegan & Company, Inc. | Raymond James Financial | investor protection violation | 2007 | MS-SEC | $12,500 |
Ameriprise Financial Services, Inc. | Ameriprise Financial | investor protection violation | 2008 | MS-SEC | $150,000 |
Morgan Stanley Smith Barney LLC | Morgan Stanley | investor protection violation | 2016 | MS-SEC | $4,743,815 |
Stifel, Nicolaus & Company, Inc. | Stifel Financial | investor protection violation | 2017 | MS-SEC | $50,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2018 | MS-SEC | $40,000 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | MS-SEC | $6,000 |
American Income Life Insurance Co. | Globe Life Inc. | insurance violation | 2002 | MS-INS | $50,000 |
Monumental Life Insurance Co. | Aegon | insurance violation | 2003 | MS-INS | $24,351 |
Conseco Life Insurance Co. | CNO Financial | insurance violation | 2003 | MS-INS | $50,000 |
Seneca Ins Co. Inc. | Fairfax Financial Holdings | insurance violation | 2004 | MS-INS | $5,000 |
Safety National Casualty Corp. | Tokio Marine | insurance violation | 2004 | MS-INS | $5,000 |
Seneca Insurance Co. Inc. | Fairfax Financial Holdings | insurance violation | 2004 | MS-INS | $5,000 |
Safety National Casualty Corp. | Tokio Marine | insurance violation | 2008 | MS-INS | $10,000 |
American Security Insurance Co. | Assurant | consumer protection violation | 2019 | MS-AG | $767,394 |
Metropolitan Property & Casualty Co. | Zurich Insurance | consumer protection violation | 2019 | MS-AG | $3,167,173 |
Nationwide Insurance | Nationwide | consumer protection violation | 2008 | MS-AG | $40,000,000 |
State Farm | State Farm Insurance | consumer protection violation | 2008 | MS-AG | $74,000,000 |
Santander | Banco Santander | consumer protection violation | 2021 | MS-AG | $3,700,000 |
Oppenheimer & Co., Inc. | Oppenheimer Holdings | investor protection violation | 2005 | MO-SEC | $122,050 |
Edward D. Jones & Co. L.P. | Jones Financial | investor protection violation | 2005 | MO-SEC | $1,500,000 |
Waddell & Reed, Inc. | Macquarie | investor protection violation | 2006 | MO-SEC | $172,161 |
World Group Securities, Inc. | Aegon | investor protection violation | 2006 | MO-SEC | $228,600 |
Berthel Fisher & Company Financial Services, Inc. | Berthel Fisher | investor protection violation | 2007 | MO-SEC | $230,469 |
Investment Centers of America, Inc. | LPL Financial | investor protection violation | 2007 | MO-SEC | $1,031,618 |
UBS Financial Services, Inc. | UBS | investor protection violation | 2007 | MO-SEC | $697,210 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2009 | MO-SEC | $20,000 |
Securian Financial Services, Inc. | Securian Financial | investor protection violation | 2009 | MO-SEC | $79,445 |
Raymond James Financial Services, Inc. | Raymond James Financial | investor protection violation | 2009 | MO-SEC | $52,300 |
UBS Financial Services, Inc. | UBS | investor protection violation | 2009 | MO-SEC | $170,175 |
Investment Professionals, Inc. | Ameriprise Financial | investor protection violation | 2009 | MO-SEC | $52,500 |
Stifel, Nicolaus & Company, Inc. | Stifel Financial | investor protection violation | 2010 | MO-SEC | $211,617 |
Edward D. Jones & Co. L.P. | Jones Financial | investor protection violation | 2010 | MO-SEC | $40,500 |
Bankers Life and Casualty Co. | CNO Financial | investor protection violation | 2010 | MO-SEC | $789,600 |
LPL Financial Corp. | LPL Financial | investor protection violation | 2010 | MO-SEC | $37,540 |