Travelers Home and Marine Insurance Company et al. | Travelers | insurance violation | 2021 | MN-FIN | $30,000 |
Farmers Insurance Exchange et al. | Farmers Insurance Exchange | insurance violation | 2021 | MN-FIN | $35,000 |
The Hartford Casualty Insurance Co. and Trumbull Insurance Co. | Hartford Financial Services | insurance violation | 2022 | MN-FIN | $11,000 |
American Family Life Assurance Company of Columbus | Aflac | insurance violation | 2022 | MN-FIN | $25,000 |
Universal Property & Casualty Insurance Co. | Universal Insurance Holdings | insurance violation | 2022 | MN-FIN | $10,000 |
Transamerica Life Insurance Co. | Aegon | insurance violation | 2022 | MN-FIN | $500,000 |
STATE FARM FIRE AND CASUALTY CO. | State Farm Insurance | insurance violation | 2022 | MN-FIN | $65,000 |
Natlonstar Mortgage LLC dba Mr. Cooper | Mr. Cooper Group | consumer protection violation | 2022 | MN-FIN | $10,157 |
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | State Farm Insurance | insurance violation | 2023 | MN-FIN | $5,000 |
Pacific Life Insurance Company | Pacific Life | insurance violation | 2023 | MN-FIN | $250,000 |
Allianz Life Insurance Company of North America | Allianz | investor protection violation | 2007 | MN-AG | $500,000 |
CashCall, Inc. | CashCall Inc. | consumer protection violation | 2016 | MN-AG | $11,700,000 |
Discover Bank | Discover Financial Services | consumer protection violation | 2011 | MN-AG | $2,000,000 |
Great American Life Insurance Company | Massachusetts Mutual Life Insurance | insurance violation | 2009 | MN-AG | $50,000,000 |
Midland Funding, LLC | Encore Capital Group | consumer protection violation | 2012 | MN-AG | $500,000 |
Oppenheimer & Co. Inc. | Oppenheimer Holdings | investor protection violation | 2016 | MI-SEC | $900,000 |
Raymond James & Associates, Inc. | Raymond James Financial | investor protection violation | 2020 | MI-SEC | $50,000 |
MML Investors Services, LLC | Massachusetts Mutual Life Insurance | investor protection violation | 2023 | MI-SEC | $10,000 |
Securian Financial | Securian Financial | wage and hour violation | 2022 | MI-LEO | $12,530 |
Western & Southern Life | Western & Southern Financial Group | wage and hour violation | 2021 | MI-LEO | $20,000 |
Western & Southern Life | Western & Southern Financial Group | wage and hour violation | 2021 | MI-LEO | $7,000 |
Freedom Mortgage | Freedom Mortgage | wage and hour violation | 2021 | MI-LEO | $8,000 |
Raymond James & Associates | Raymond James Financial | wage and hour violation | 2020 | MI-LEO | $29,361 |
Guaranteed Rate | Guaranteed Rate Inc. | wage and hour violation | 2020 | MI-LEO | $6,020 |
Quicken Loans | Rocket Companies Inc. | wage and hour violation | 2019 | MI-LEO | $10,500 |
American International Group | American International Group | wage and hour violation | 2018 | MI-LEO | $15,939 |
Guaranteed Rate | Guaranteed Rate Inc. | wage and hour violation | 2018 | MI-LEO | $7,191 |
Jackson Financial | Jackson Financial | wage and hour violation | 2018 | MI-LEO | $51,118 |
Citizens Bank | Citizens Financial Group | wage and hour violation | 2017 | MI-LEO | $5,719 |
New York Life Insurance Company | New York Life Insurance | wage and hour violation | 2017 | MI-LEO | $8,000 |
Allstate Insurance | Allstate | wage and hour violation | 2017 | MI-LEO | $5,000 |
Allstate Insurance Company | Allstate | wage and hour violation | 2017 | MI-LEO | $5,000 |
Bankers Life & Casualty | CNO Financial | wage and hour violation | 2017 | MI-LEO | $16,190 |
Bank Of America | Bank of America | wage and hour violation | 2016 | MI-LEO | $23,500 |
Bank Of America | Bank of America | wage and hour violation | 2016 | MI-LEO | $23,500 |
Northwestern Mutual | Northwestern Mutual | wage and hour violation | 2016 | MI-LEO | $34,371 |
Northwestern Mutual | Northwestern Mutual | wage and hour violation | 2016 | MI-LEO | $68,815 |
Allstate Insurance | Allstate | wage and hour violation | 2015 | MI-LEO | $6,350 |
Quicken Loans | Rocket Companies Inc. | wage and hour violation | 2015 | MI-LEO | $8,000 |
Fifth Third Bank | Fifth Third Bancorp | wage and hour violation | 2014 | MI-LEO | $5,535 |
Fifth Third Financial Corporation | Fifth Third Bancorp | wage and hour violation | 2014 | MI-LEO | $5,535 |
Metlife Human Resources | MetLife | wage and hour violation | 2014 | MI-LEO | $8,000 |
Metlife Securities | MetLife | wage and hour violation | 2014 | MI-LEO | $8,000 |
Jackson Hewitt | Jackson Hewitt | wage and hour violation | 2013 | MI-LEO | $8,553 |
Ace American Insurance | Chubb Limited | wage and hour violation | 2012 | MI-LEO | $6,000 |
Bank Of America | Bank of America | wage and hour violation | 2011 | MI-LEO | $5,000 |
Huntington National Bank | Huntington Bancshares | wage and hour violation | 2011 | MI-LEO | $11,434 |
Jackson National Life Distributors Inc | Jackson Financial | wage and hour violation | 2011 | MI-LEO | $10,716 |
Citizens Bank | Citizens Financial Group | wage and hour violation | 2011 | MI-LEO | $8,169 |
Wells Fargo Home Mortgage Inc | Wells Fargo | wage and hour violation | 2010 | MI-LEO | $9,222 |
Comerica Securities Inc | Comerica | wage and hour violation | 2010 | MI-LEO | $24,968 |
Bank Of America | Bank of America | wage and hour violation | 2010 | MI-LEO | $15,406 |
Bank Of America | Bank of America | wage and hour violation | 2010 | MI-LEO | $14,000 |
Chase Bank | JPMorgan Chase | wage and hour violation | 2010 | MI-LEO | $15,000 |
Western Sky Financial, LLC and CashCall, Inc. | CashCall Inc. | consumer protection violation | 2015 | MI-FIN | $2,200,000 |
Bannockburn Global Forex, LLC | First Financial Bancorp. | consumer protection violation | 2016 | MI-FIN | $146,000 |
American International Group, Inc. | American International Group | tax violations | 2006 | MI-AG | $5,279,484 |
Bear Stearns | JPMorgan Chase | investor protection violation | 2012 | MI-AG | $275,000,000 |
Comerica Bank | Comerica | toxic securities abuses | 2008 | MI-AG | $110,000 |
UBS | UBS | investor protection violation | 2010 | MI-AG | $117,000,000 |
Western Sky Financial, LLC and CashCall, Inc. | CashCall Inc. | consumer protection violation | 2015 | MI-AG | $24,700,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2010 | ME-SEC | $10,000 |
Prosper Marketplace, Inc. | Prosper Marketplace | investor protection violation | 2011 | ME-SEC | $5,000 |
LendingClub Corporation | LendingClub Corp. | investor protection violation | 2013 | ME-SEC | $45,000 |
NYLIFE Securities LLC | New York Life Insurance | investor protection violation | 2019 | ME-SEC | $50,000 |
Solium Financial Services, LLC | Morgan Stanley | investor protection violation | 2020 | ME-SEC | $5,000 |
Wells Fargo Clearing Services LLC | Wells Fargo | investor protection violation | 2023 | ME-SEC | $5,000 |
Morgan Stanley Smith Barney LLC | Morgan Stanley | investor protection violation | 2023 | ME-SEC | $5,000 |
Northwestern Mutual Investment Services LLC | Northwestern Mutual | investor protection violation | 2024 | ME-SEC | $5,000 |
United of Omaha Life Insurance Co. | Mutual of Omaha | insurance violation | 2000 | ME-INS | $6,000 |
Washington National Life Insurance Co. | CNO Financial | insurance violation | 2001 | ME-INS | $10,000 |
Bankers Life & Casualty Co. | CNO Financial | insurance violation | 2003 | ME-INS | $5,000 |
Conseco Health Insurance Co. | CNO Financial | insurance violation | 2004 | ME-INS | $10,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $5,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $5,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $20,000 |
Bankers Life & Casualty Co. | CNO Financial | insurance violation | 2005 | ME-INS | $500,000 |
Bankers Life & Casualty Co. | CNO Financial | insurance violation | 2006 | ME-INS | $7,500 |
Hartford Fire Insurance Co. | Hartford Financial Services | insurance violation | 2007 | ME-INS | $5,000 |
Hartford Accident and Indemnity Co. | Hartford Financial Services | insurance violation | 2007 | ME-INS | $5,000 |
Hartford Casualty Insurance Co. | Hartford Financial Services | insurance violation | 2007 | ME-INS | $5,000 |
Hartford Underwriters Insurance Co. | Hartford Financial Services | insurance violation | 2007 | ME-INS | $5,000 |
Twin City Fire Insurance Co. | Hartford Financial Services | insurance violation | 2007 | ME-INS | $5,000 |
Bankers Life & Casualty Co. | CNO Financial | insurance violation | 2009 | ME-INS | $500,000 |
AIU Insurance Co. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
American Home Assurance Co. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
Commerce and Industry Insurance Co. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
Granite State Insurance Co. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
Illinois National Insurance Co. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
The Insurance Company of the State of Pennsylvania | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
National Union Fire Insurance Company of Pittsburg, Pa. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
Bankers Life & Casualty Co. | CNO Financial | insurance violation | 2011 | ME-INS | $102,801 |
CUNA Mutual Insurance Society | CUNA Mutual | insurance violation | 2011 | ME-INS | $100,000 |
Progressive Northwestern Insurance Co. | Progressive | insurance violation | 2011 | ME-INS | $100,000 |
Homesite Insurance Company of the Midwest | American Family Insurance | insurance violation | 2011 | ME-INS | $7,500 |
American Family Life Assurance Company of Columbus | Aflac | insurance violation | 2011 | ME-INS | $20,000 |
ACE American Insurance Co. et al. | Chubb Limited | insurance violation | 2013 | ME-INS | $30,550 |
Zurich American Insurance Co. et al. | Zurich Insurance | insurance violation | 2013 | ME-INS | $35,350 |
Globe Life and Accident Insurance Co. | Globe Life Inc. | insurance violation | 2017 | ME-INS | $250,000 |
Ocwen Financial Corporation | Ocwen Financial | consumer protection violation | 2019 | ME-AG | $84,000 |