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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
LOUIS DREYFUS CITRUS, INC.Louis Dreyfusair pollution violation2010FL-DEP$14,600
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersair pollution violation2008FL-DEP$15,000
LOUIS DREYFUS CITRUS, INC.Louis Dreyfusair pollution violation2006FL-DEP$7,200
WHEELABRATOR SOUTH BROWARD, INC.Macquarieair pollution violation2005FL-DEP$14,450
LOUIS DREYFUS CITRUS, INC.Louis Dreyfusair pollution violation2005FL-DEP$8,500
Imperial-Savannah, L.P.Louis Dreyfusair pollution violation2012GA-ENV$6,000
RR DONNELLEY & SONSChatham Asset Managementair pollution violation2013IL-ENV$5,000
LOUIS DREYFUS AGRICULTURAL INDUSTRIES LLCLouis Dreyfusair pollution violation2016IN-ENV$8,750
BUCKEYE TERMINALS LLCIFM Investorsair pollution violation2016IN-ENV$49,750
BUCKEYE TERMINALS LLC - HAMMONDIFM Investorsair pollution violation2015IN-ENV$158,000
LOUIS DREYFUS AGRICULTURAL INDUSTRIES LLCLouis Dreyfusair pollution violation2013IN-ENV$7,750
LOUIS DREYFUS AGRICULTURAL INDUSTRIES LLCLouis Dreyfusair pollution violation2011IN-ENV$103,750
THE HENNEGAN COMPANYChatham Asset Managementair pollution violation2004KY-ENV$70,000
WHEELABRATOR BALTIMOREMacquarieair pollution violation2011MD-ENV$77,500
SYNAGRO-PATAPSCO PELLETIZERGoldman Sachsair pollution violation2008MD-ENV$27,000
WHEELABRATOR BALTIMOREMacquarieair pollution violation2003MD-ENV$17,500
BUCKEYE PIPE LINE COIFM Investorsair pollution violation2021NJ-ENV$16,000
WHEELABRATOR GLOUCESTER COMPANY L PMacquarieair pollution violation2017NJ-ENV$6,000
WHEELABRATOR GLOUCESTER COMPANY L PMacquarieair pollution violation2016NJ-ENV$12,900
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsair pollution violation2015NJ-ENV$13,000
BUCKEYE PIPE LINE CO LINDEN STATIONIFM Investorsair pollution violation2014NJ-ENV$5,000
BUCKEYE RARITAN BAY TERMINALIFM Investorsair pollution violation2013NJ-ENV$10,000
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsair pollution violation2012NJ-ENV$231,875
BUCKEYE PENNSAUKEN TERMINAL LLCIFM Investorsair pollution violation2012NJ-ENV$5,250
BUCKEYE PORT READING TERMINAL LLCIFM Investorsair pollution violation2012NJ-ENV$425,000
CITIGROUPCitigroupair pollution violation2010NJ-ENV$6,000
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsair pollution violation2009NJ-ENV$9,550
BUCKEYE PORT READING TERMINAL LLCIFM Investorsair pollution violation2009NJ-ENV$9,700
BUCKEYE PORT READING TERMINAL LLCIFM Investorsair pollution violation2009NJ-ENV$8,200
BUCKEYE PIPELINE CO LLPIFM Investorsair pollution violation2008NJ-ENV$10,000
BROADRIDGE FINANCIAL SOLUTIONS INCBroadridge Financial Solutionsair pollution violation2008NJ-ENV$6,500
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsair pollution violation2007NJ-ENV$5,700
BUCKEYE PORT READING TERMINAL LLCIFM Investorsair pollution violation2007NJ-ENV$11,760
BUCKEYE PENNSAUKEN TERMINAL LLCIFM Investorsair pollution violation2006NJ-ENV$28,200
BUCKEYE PORT READING TERMINAL LLCIFM Investorsair pollution violation2006NJ-ENV$20,005
BUCKEYE PORT READING TERMINAL LLCIFM Investorsair pollution violation2005NJ-ENV$103,600
BUCKEYE PIPELINE CO LLPIFM Investorsair pollution violation2005NJ-ENV$31,500
WHEELABRATOR GLOUCESTER COMPANY, L.P.Macquarieair pollution violation2001NJ-ENV$10,400
WHEELABRATOR GLOUCESTER COMPANY, L.P.Macquarieair pollution violation2001NJ-ENV$11,200
BUCKEYE PIPELINE CO LLPIFM Investorsair pollution violation2000NJ-ENV$14,000
WHEELABRATOR GLOUCESTER COMPANY, L.P.Macquarieair pollution violation2000NJ-ENV$11,600
Wheelabrator Falls Inc.Macquarieair pollution violation2005PA-ENV$106,849
IAC SPARTANBURG, INCInvescoair pollution violation2012SC-ENV$7,000
IAC Spartanburg, Inc.Invescoair pollution violation2015SC-ENV$58,000
Buckeye Terminals LLCIFM Investorsair pollution violation2013SC-ENV$15,000
Nyrstar ClarksvilleTrafiguraair pollution violation2019TN-ENV$181,482
Nyrstar ClarksvilleTrafiguraair pollution violation2019TN-ENV$622,389
Regions BankRegions Financialair pollution violation2017TN-ENV$20,750
Synagro Northeast, LLCGoldman Sachsair pollution violation2021EPA$373,660
The Gas Company, LLCMacquarieair pollution violation2021EPA$230,000
R. R. Donnelley & Sons CoChatham Asset Managementair pollution violation2017CA-SCAQMD$27,500
R. R. Donnelley & Sons Co.Chatham Asset Managementair pollution violation2013CA-SCAQMD$7,500
Wheelabrator Norwalk Energy Co. Inc.Macquarieair pollution violation2012CA-SCAQMD$8,900
Mercury Air CentersMacquarieair pollution violation2011CA-SCAQMD$5,500
Wheelabrator Norwalk Energy Co. Inc.Macquarieair pollution violation2009CA-SCAQMD$7,500
Bank of AmericaBank of Americaair pollution violation2007CA-SCAQMD$46,000
First American TitleFirst American Financialair pollution violation2006CA-SCAQMD$38,211
Mercury Air CentersMacquarieair pollution violation2006CA-SCAQMD$11,750
Wheelabrator Norwalk Energy Co. Inc.Macquarieair pollution violation2006CA-SCAQMD$9,000
Wedbush Morgan SecuritiesWedbush Securitiesair pollution violation2006CA-SCAQMD$5,000
Mercury Air CentersMacquarieair pollution violation2006CA-SCAQMD$10,000
Washington Mutual Bank, F. A.JPMorgan Chaseair pollution violation2005CA-SCAQMD$23,264
Transamerica OccidentalAegonair pollution violation2003CA-SCAQMD$5,438
First American Financial Corp.First American Financialair pollution violation2002CA-SCAQMD$6,500
Countrywide Home LoansBank of Americaair pollution violation2000CA-SCAQMD$5,000
Nyrstar Clarksville Inc.Trafiguraair pollution violation2023TN-ENV$17,500
BUCKEYE PIPELINEIFM Investorsair pollution violation2000EPA$15,000
BUCKEYE PARTNERSIFM Investorsair pollution violation2012EPA$463,745
LOUIS DREYFUS AGRICULTURAL INDUSTRIES, LLC.Louis Dreyfusair pollution violation2010EPA$77,628
INTERNATIONAL AUTOMOTIVE COMPONENTS A/K/A LEAR CORInvescoair pollution violation2012EPA$35,000
LOUIS DREYFUS COMPANY AGRICULTURAL INDUSTRIESLouis Dreyfusair pollution violation2019EPA$155,806
Louisiana GeneratingMacquarieair pollution violation2013EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,500,000
The Gas Company LLC (dba Hawaii Gas)Macquarieair pollution violation2014EPA$155,000
Kevin NishimuraMacquarieair pollution violation2021EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $230,000
Vitol S.A., Inc.Vitolair pollution violation2005EPA$41,600
Morgan Stanley Capital Group Inc.Morgan Stanleyair pollution violation2009EPA$405,000
Buckeye Pipe Line Company, L.P.IFM Investorsair pollution violation2012EPA$8,397
Buckeye Terminals, LLCIFM Investorsair pollution violation2012EPA$6,766
Trafigura AGTrafiguraair pollution violation2012EPA$73,465
Glencore Ltd.Glencoreair pollution violation2013EPA$98,954
Buckeye Pipe Line Company LP,IFM Investorsair pollution violation2014EPA$5,813
Vitol Inc.Vitolair pollution violation2014EPA$30,394
CHEMOIL CORPORATIONGlencoreair pollution violation2016EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $27,000,000
Trafigura AGTrafiguraair pollution violation2015EPA$21,450
Vitol, Inc.Vitolair pollution violation2015EPA$14,047
Vitol, Inc.Vitolair pollution violation2016EPA$17,934
Vitol Inc.Vitolair pollution violation2016EPA$9,814
Morgan Stanley Capital Group, Inc.Morgan Stanleyair pollution violation2017EPA$1,119,000
VitolVitolair pollution violation2017EPA$35,000
VITOL SA, INCVitolair pollution violation2002EPA$95,000
Morgan Stanley Capital Group, Inc.Morgan Stanleyair pollution violation2002EPA$7,500
Fifth Third BancorpFifth Third Bancorpaccounting fraud or deficiencies2013SEC$6,500,000
JPMorgan & Co.JPMorgan Chaseaccounting fraud or deficiencies2013SEC$200,000,000
Capital One Financial CorporationCapital One Financialaccounting fraud or deficiencies2013SEC$3,500,000
Deutsche Bank SecuritiesDeutsche Bankaccounting fraud or deficiencies2014CFTC$3,000,000
JPMorgan Chase BankJPMorgan Chaseaccounting fraud or deficiencies2012CFTC$20,000,000
INTL FCStoneStoneX Groupaccounting fraud or deficiencies2016SEC$150,000
KeyBanc Capital Markets Inc.KeyCorpaccounting fraud or deficiencies2016SEC$175,000
Ocwen Financial Corp.Ocwen Financialaccounting fraud or deficiencies2016SEC$2,000,000
First BancorpFirst Bancorp (North Carolina)accounting fraud or deficiencies2015SEC$275,000
Hampton Roads BanksharesAtlantic Union Banksharesaccounting fraud or deficiencies2014SEC$200,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.