Arch Indemnity Insurance Company | Arch Capital | insurance violation | 2022 | TX-INS | $19,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2023 | TX-INS | $19,000 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2023 | TX-INS | $19,000 |
Safety National Casualty Corp. | Tokio Marine | insurance violation | 2023 | TX-INS | $19,000 |
Accident Fund National Insurance Company | AF Group | insurance violation | 2018 | TX-INS | $19,100 |
JP Morgan Chase Bank, NA | JPMorgan Chase | export control violation | 2010 | BIS | $19,125 |
Branch Banking & Trust Co. | Truist Financial | economic sanction violation | 2014 | OFAC | $19,125 |
Compass Bank | PNC Financial Services | economic sanction violation | 2013 | OFAC | $19,125 |
Big Cajun 2 - Louisiana Generating LLC | Macquarie | environmental violation | 2005 | EPA | $19,250 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | insurance violation | 2021 | VA-INS | $19,295 |
Erie Insurance Company and Erie Insurance Exchange | Erie Indemnity | insurance violation | 2020 | VA-INS | $19,371 |
JPMorgan Chase Bank | JPMorgan Chase | wage and hour violation | 2004 | WHD | $19,373 |
The Travelers Indemnity Company | Travelers | insurance violation | 2014 | TX-INS | $19,442 |
Equitable Life & Casualty Insurance Company | Equitable Holdings | wage and hour violation | 2008 | WHD | $19,445 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2010 | KY-FIN | $19,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2015 | TX-INS | $19,500 |
Liberty Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2018 | TX-INS | $19,500 |
Ace American Insurance Co. | Chubb Limited | insurance violation | 2020 | TX-INS | $19,500 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2021 | TX-INS | $19,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2022 | TX-INS | $19,500 |
Mitsui Sumitomo Insurance Company of America | MS&AD Insurance | insurance violation | 2022 | TX-INS | $19,500 |
Old Republic Insurance Company | Old Republic International | insurance violation | 2023 | TX-INS | $19,500 |
GRANITE STATE INSURANCE CO. | American International Group | insurance violation | 2012 | VA-INS | $19,560 |
Transamerica Premier Life Insurance Co. | Aegon | insurance violation | 2018 | MA-AG | $19,647 |
United American Insurance Company | Globe Life Inc. | wage and hour violation | 2012 | WHD | $19,791 |
Deutsche Bank Trust Company Americas | Deutsche Bank | economic sanction violation | 2013 | OFAC | $19,800 |
Progressive Casualty Insurance Co. et al. | Progressive | insurance violation | 2004 | KS-INS | $19,800 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2018 | TX-INS | $19,800 |
ANDERSON LA | Chatham Asset Management | workplace safety or health violation | 2014 | OSHA | $19,875 |
Santander Bank & Trust (Bahamas) Ltd | Banco Santander | economic sanction violation | 2004 | OFAC | $20,000 |
First National Bank of Omaha | First National of Nebraska | banking violation | 2005 | OCC | $20,000 |
Mitsubishi UFJ Securities (USA), Inc. | Mitsubishi UFJ Financial Group | investor protection violation | 2016 | SEC | $20,000 |
Fifth Third Securities, Inc. | Fifth Third Bancorp | investor protection violation | 2015 | SEC | $20,000 |
Fahnestock & Co., Inc. | Oppenheimer Holdings | investor protection violation | 2000 | SEC | $20,000 |
American Bankers Insurance Co. | Assurant | consumer protection violation | 2006 | MA-AG | $20,000 |
Liberty Mutual Insurance Co. | Liberty Mutual Insurance | consumer protection violation | 2010 | MA-AG | $20,000 |
Metropolitan Property & Casualty | Zurich Insurance | consumer protection violation | 2010 | MA-AG | $20,000 |
Peerless Insurance Co. | Liberty Mutual Insurance | consumer protection violation | 2010 | MA-AG | $20,000 |
The Guardian Life Insurance Company of America | Guardian Life Insurance | insurance violation | 2007 | MA-AG | $20,000 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2019 | AK-INS | $20,000 |
Morgan Keegan & Co. | Raymond James Financial | investor protection violation | 2017 | AL-SEC | $20,000 |
American Express Prepaid Card Management Corp. | American Express | consumer protection violation | 2010 | AR-SEC | $20,000 |
CitiMortgage, Inc. | Citigroup | consumer protection violation | 2014 | AR-SEC | $20,000 |
Titan Indemnity Co. | Nationwide | insurance violation | 2010 | AZ-DIFI | $20,000 |
Sentry Insurance A Mutual Co. | Sentry Insurance | insurance violation | 2015 | AZ-DIFI | $20,000 |
Amco Insurance Co. and Allied Property and Casualty Insurance Co. | Nationwide | insurance violation | 2005 | CA-INS | $20,000 |
AllianceBernstein L.P. | Equitable Holdings | investor protection violation | 2012 | DE-SEC | $20,000 |
Fidelity National Title Insurance Co. | Fidelity National Financial | insurance violation | 2019 | DE-INS | $20,000 |
Sagamore Insurance Co. | Progressive | insurance violation | 2001 | KS-INS | $20,000 |
Farmers Insurance Company, Inc. | Zurich Insurance | insurance violation | 2016 | KS-INS | $20,000 |
American Family Mutual Insurance Co. | American Family Insurance | insurance violation | 2016 | KS-INS | $20,000 |
PennyMac Loan Services, LLC | PennyMac Financial Services | consumer protection violation | 2015 | KY-FIN | $20,000 |
Fireman's Fund Insurance Company | Allianz | insurance violation | 2002 | MA-INS | $20,000 |
Titan Indemnity Co. and Victoria Fire and Casualty Co. | Nationwide | insurance violation | 2011 | MD-INS | $20,000 |
Homesite Insurance Company of the Midwest | American Family Insurance | insurance violation | 2013 | MD-INS | $20,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2015 | MD-INS | $20,000 |
Allied Property And Casualty Insurance Co. et al. | Nationwide | insurance violation | 2016 | MD-INS | $20,000 |
Crum & Forster Indemnity Co. | Fairfax Financial Holdings | insurance violation | 2018 | MD-INS | $20,000 |
National Union Fire Insurance Company of Pittsburgh, Pennsylvania et al. | American International Group | insurance violation | 2020 | MD-INS | $20,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $20,000 |
American Family Life Assurance Company of Columbus | Aflac | insurance violation | 2011 | ME-INS | $20,000 |
Illinois Farmers Insurance Co. | Zurich Insurance | insurance violation | 2003 | MN-FIN | $20,000 |
AMCO Insurance Co. | Nationwide | insurance violation | 2013 | MN-FIN | $20,000 |
QBE Insurance Co. | QBE Insurance | insurance violation | 2014 | MN-FIN | $20,000 |
ServiceLink, LLC | Fidelity National Financial | insurance violation | 2014 | MN-FIN | $20,000 |
Bristol West Casualty Insurance Co. | Zurich Insurance | insurance violation | 2017 | MN-FIN | $20,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2009 | MO-SEC | $20,000 |
Travelers Indemnity Company of America | Travelers | insurance violation | 2016 | MO-INS | $20,000 |
Liberty Insurance Corp. et al. | Liberty Mutual Insurance | insurance violation | 2017 | MO-INS | $20,000 |
Federal Insurance Co. | Chubb Limited | insurance violation | 2018 | MT-FIN | $20,000 |
Berthel Fisher and Company Financial Services Inc. | Berthel Fisher | investor protection violation | 2004 | ND-SEC | $20,000 |
Piper Jaffray & Co. | Piper Sandler | investor protection violation | 2004 | ND-SEC | $20,000 |
A.G. Edwards & Sons Inc. | Wells Fargo | investor protection violation | 2003 | NE-DBF | $20,000 |
Virginia Surety Company Inc. | Assurant | insurance violation | 2010 | NH-INS | $20,000 |
Chicago Title Insurance Company | Fidelity National Financial | insurance violation | 2008 | NJ-DBI | $20,000 |
Amica Mutual Insurance Company | Amica Mutual Insurance | insurance violation | 2018 | NY-DFS | $20,000 |
Fortis Insurance Company | Assurant | insurance violation | 2003 | OR-FIN | $20,000 |
United States Life Insurance Company in the City of New York | American International Group | insurance violation | 2006 | OR-FIN | $20,000 |
Farmers Insurance Company of Oregon | Zurich Insurance | insurance violation | 2007 | OR-FIN | $20,000 |
Mid-Century Insurance Company | Zurich Insurance | insurance violation | 2007 | OR-FIN | $20,000 |
American Home Assurance Company | American International Group | consumer protection violation | 2012 | OR-FIN | $20,000 |
Commerce and Industry Insurance Company | American International Group | insurance violation | 2012 | OR-FIN | $20,000 |
Great American Insurance Company | American Financial Group | insurance violation | 2004 | PA-INS | $20,000 |
Empire Fire & Marine Insurance Company | Zurich Insurance | insurance violation | 2006 | PA-INS | $20,000 |
Morgan Keegan & Co. Inc. | Raymond James Financial | investor protection violation | 2010 | RI-FIN | $20,000 |
Travelers Property Casualty Company of America | Travelers | insurance violation | 2010 | TX-INS | $20,000 |
Praetorian Insurance Company | QBE Insurance | insurance violation | 2014 | TX-INS | $20,000 |
Liberty Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2015 | TX-INS | $20,000 |
Metropolitan Life Insurance Company | MetLife | insurance violation | 2015 | TX-INS | $20,000 |
Sentry Insurance | Sentry Insurance | insurance violation | 2015 | TX-INS | $20,000 |
Praetorian Insurance Company | QBE Insurance | insurance violation | 2015 | TX-INS | $20,000 |
American Home Assurance Company | American International Group | insurance violation | 2016 | TX-INS | $20,000 |
American Fire and Casualty Co | Liberty Mutual Insurance | insurance violation | 2016 | TX-INS | $20,000 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2017 | TX-INS | $20,000 |
Trumbull Insurance Company | Hartford Financial Services | insurance violation | 2018 | TX-INS | $20,000 |
Commerce and Industry Insurance Company | American International Group | insurance violation | 2018 | TX-INS | $20,000 |
The Travelers Indemnity Company of Connecticut | Travelers | insurance violation | 2018 | TX-INS | $20,000 |
The Hanover Insurance Company | Hanover Insurance | insurance violation | 2019 | TX-INS | $20,000 |
Standard Fire Insurance Company | Travelers | insurance violation | 2019 | TX-INS | $20,000 |
FIDELITY & GUARANTY LIFE INSURANCE | Fidelity National Financial | insurance violation | 2003 | VA-INS | $20,000 |
BRISTOL WEST INSURANCE COMPANY | Zurich Insurance | insurance violation | 2006 | VA-INS | $20,000 |