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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$388,802,802,308
Number of Records: 7,734
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,294,650,890329
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
Bank of New York MellonBank of New York Mellonbenefit plan administrator violation2015EBSA$84,000,000
Bank of New York MellonBank of New York Mellonbanking violation2018FED$16,000
Bank of New York MellonBank of New York Melloninvestor protection violation2018SEC$54,000,000
Bank of New York MellonBank of New York Melloninvestor protection violation2013FL-AG$28,000,000
Bank of New York MellonBank of New York Mellonemployment discrimination2010NJ-AG$188,037
Bank of New York MellonBank of New York Mellonbanking violation2015NY-AG$167,500,000
Bank of New York MellonBank of New York Melloninvestor protection violation2019CFTC$750,000
Bank of New York MellonBank of New York Mellonconsumer protection violation2019private lawsuit-federal$72,500,000
Bank of New YorkBank of New York Melloneconomic sanction violation2004OFAC$137,500
Bank of New YorkBank of New York Melloneconomic sanction violation2004OFAC$34,623
Bank of New YorkBank of New York Melloneconomic sanction violation2004OFAC$27,500
Bank of New YorkBank of New York Melloneconomic sanction violation2004OFAC$5,500
Bank of New YorkBank of New York Melloneconomic sanction violation2003OFAC$24,750
Bank of MontrealBank of Montrealinvestor protection violation2023CFTC$35,000,000
Bank of LouisvilleTruist Financialinvestor protection violation2002KY-INS$27,000,000
BANK OF KENTUCKY, INC., THETruist Financialbanking violation2009FDIC$30,415
Bank of Hawaii Corp.Bank of Hawaiiconsumer protection violation2012private lawsuit-state$9,000,000
Bank of HawaiiBank of Hawaiibenefit plan administrator violation2009EBSA$2,500,000
Bank of HawaiiBank of Hawaiiwage and hour violation2018WHD$7,631
Bank of Hampton RoadsAtlantic Union Banksharesbanking violation2011FED$33,600
Bank of China (UK) LimitedBank of Chinaeconomic sanction violation2021OFAC$2,329,991
Bank of ChinaBank of Chinaeconomic sanction violation2005OFAC$11,000
Bank of ChinaBank of Chinaeconomic sanction violation2004OFAC$10,000
Bank of ChinaBank of Chinabanking violation2002OCC$10,000,000
Bank of ChinaBank of Chinabanking violation2018OCC$12,500,000
Bank of AmericaCorp.Bank of Americaprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Bank of America, National AssociationBank of Americabanking violation2015OCC$1,104,530
Bank of America, National AssociationBank of Americabanking violation2015OCC$30,000,000
Bank of America, National AssociationBank of Americabanking violation2014OCC$250,000,000
Bank of America, National AssociationBank of Americabanking violation2014OCC$25,000,000
Bank of America, National AssociationBank of Americalabor relations violation2013NLRB$18,634
Bank of America, National AssociationBank of Americaenvironmental violation2013VA-ENV$27,625
Bank of America, NABank of Americawage and hour violation2010WHD$5,827
Bank of America, NABank of Americadiscriminatory practices (non-employment)2005private lawsuit-federal$3,670,000
Bank of America, N.A. (USA)Bank of Americaconsumer protection violation2015private lawsuit-federal$10,000,000
Bank of America, N.A.Bank of Americaconsumer protection violation2014CFPB$747,000,000
Bank of America, N.A.Bank of Americawage and hour violation2010WHD$18,654
Bank of America, N.A.Bank of Americaprice-fixing or anti-competitive practices2018CFTC$30,000,000
Bank of America, N.A.Bank of Americaconsumer protection violation2017CA-MULTI$1,940,000
Bank of America, N.A.Bank of AmericaAmericans with Disabilities Act2020DOJ_RIGHTS$300,000
Bank of America, N.A.Bank of Americadiscriminatory practices (non-employment)2022HUD$15,000
Bank of America, N.A.Bank of Americaprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
Bank of America, N.A.Bank of Americaconsumer protection violation2019private lawsuit-federal$22,000,000
Bank of America, N.A.Bank of Americaconsumer protection violation2018private lawsuit-federal$550,000
Bank of America, N.A.Bank of Americaconsumer protection violation2016private lawsuit-federal$27,500,000
Bank of America, N.A.Bank of Americaconsumer protection violation2014private lawsuit-federal$8,000,000
Bank of America, N.A.Bank of Americaconsumer protection violation2011private lawsuit-federal$9,950,000
Bank of America, N.A.Bank of Americainvestor protection violation2023CFTC$8,000,000
Bank Of America NABank of Americaenvironmental violation2005TX-ENV$12,480
Bank of America NABank of Americabanking violation2022OCC$125,000,000
Bank of America N.A.Bank of Americabanking violation2012DOJ_RIGHTS$370,000,000
Bank of America N.A.Bank of Americaeconomic sanction violation2014OFAC$16,562,700
Bank of America N.A.Bank of Americaprice-fixing or anti-competitive practices2020private lawsuit-federal$5,000,000
Bank of America N.A.Bank of Americaprice-fixing or anti-competitive practices2020private lawsuit-federal$6,250,000
Bank of America N.A.Bank of Americaprice-fixing or anti-competitive practices2020private lawsuit-federal$1,500,000
Bank of America N.A.Bank of Americaprice-fixing or anti-competitive practices2018private lawsuit-federal$187,500,000
Bank of America N.A.Bank of Americaprice-fixing or anti-competitive practices2018private lawsuit-federal$50,000,000
Bank of America N.A.Bank of Americaprice-fixing or anti-competitive practices2021private lawsuit-federal$17,000,000
Bank of America N.A.Bank of Americaprice-fixing or anti-competitive practices2014private lawsuit-federal$20,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2022private lawsuit-federal$1,200,000
Bank of America N.A.Bank of Americaconsumer protection violation2022private lawsuit-federal$75,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2021private lawsuit-federal$5,950,000
Bank of America N.A.Bank of Americaconsumer protection violation2020private lawsuit-federal$35,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2020private lawsuit-federal$4,950,000
Bank of America N.A.Bank of Americaconsumer protection violation2018private lawsuit-federal$1,266,600,000
Bank of America N.A.Bank of Americaconsumer protection violation2018private lawsuit-federal$41,920,374
Bank of America N.A.Bank of Americaconsumer protection violation2017private lawsuit-federal$29,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2016private lawsuit-federal$3,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2015private lawsuit-federal$34,500,000
Bank of America N.A.Bank of Americaconsumer protection violation2014private lawsuit-federal$228,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2014private lawsuit-federal$31,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2014private lawsuit-federal$8,250,000
Bank of America N.A.Bank of Americaconsumer protection violation2013private lawsuit-federal$100,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2013private lawsuit-federal$19,610,000
Bank of America N.A.Bank of Americaconsumer protection violation2011private lawsuit-federal$410,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2023OCC$60,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2023private lawsuit-federal$8,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2024private lawsuit-federal$8,000,000
Bank of America Merrill LynchBank of Americainvestor protection violation2018NY-AG$42,000,000
Bank of America et al.Bank of Americaconsumer protection violation2020private lawsuit-federal$252,500,000
BANK OF AMERICA CORPORATIONBank of Americabanking violation2015FED$205,000,000
Bank of America CorporationBank of Americabanking violation2012FED$175,500,000
Bank of America CorporationBank of Americamortgage abuses2014DOJ$16,650,000,000
Bank of America CorporationBank of Americamortgage abuses2012DOJ$10,956,600,000
Bank of America CorporationBank of Americainvestor protection violation2014SEC$7,650,000
Bank of America CorporationBank of Americatoxic securities abuses2014FHFA$9,300,000,000
Bank of America CorporationBank of Americainvestor protection violation2009SEC$33,000,000
Bank of America CorporationBank of Americawage and hour violation2006WHD$265,774
Bank of America CorporationBank of Americawage and hour violation2004WHD$5,972
Bank of America CorporationBank of Americainvestor protection violation2014SEC$20,000,000
Bank of America CorporationBank of Americamortgage abuses2014MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $943,000,000
Bank of America CorporationBank of Americaprivacy violation2014private lawsuit-federal$32,083,905
Bank of America Corp.Bank of Americaprivacy violation2010MO-AG$195,000
Bank of America Corp.Bank of Americaconsumer protection violation2013WV-AG$1,950,000
Bank of America Corp.Bank of Americaanti-money-laundering deficiencies2006NY-MANDA$7,500,000
Bank of America Corp.Bank of Americaworkplace whistleblower retaliation2011OSHA$930,000
Bank of America CorpBank of Americaemployment discrimination2013OFCCP$2,181,593
Bank of America CorpBank of Americabenefit plan administrator violation2011private lawsuit-federal$21,000,000
BANK OF AMERICA CORPBank of Americawage and hour violation2022IL-DOL$9,660
Bank of AmericaBank of Americaprice-fixing or anti-competitive practices2010DOJ_ANTITRUST$137,300,000
Bank of AmericaBank of Americabanking violation2013OCC$2,886,578,478
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.