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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYear sort iconAgencyPenalty Amount
Arconic, Inc.Apollo Global Managementenvironmental violation2019EPA$45,000
APEX TOOL GROUP, LLCBain Capitalhazardous waste violation2019EPA$36,080
AKZO NOBEL FUNCTIONAL CHEMICALS LLC (NOURYON FUNCTIONAL CHEMICALS)Carlyle Groupair pollution violation2019EPA$300,000
SOLENIS LLCPlatinum Equityenvironmental violation2019EPA$20,600
PHOENIX CHEMICAL COMPANY, INC.Arsenal Capital Partnerswater pollution violation2019EPA$55,000
Ascend Performance MaterialsSK Capital Partnershazardous waste violation2019EPA$976,707
Univar USA Inc.Apollo Global Managementhazardous waste violation2019EPA$5,665
Port Townsend Paper CorporationLindsay Goldbergair pollution violation2019EPA$342,000
Hexion, Inc.American Securities LLCenvironmental violation2019EPA$194,908
Mississippi Lime CompanyHBM Holdingsworkplace safety or health violation2019MSHA$13,685
Mississippi Lime CompanyHBM Holdingsworkplace safety or health violation2019MSHA$7,214
Mississippi Lime CompanyHBM Holdingsworkplace safety or health violation2019MSHA$6,148
Mississippi Lime CompanyHBM Holdingsworkplace safety or health violation2019MSHA$6,842
Mississippi Lime CompanyHBM Holdingsworkplace safety or health violation2019MSHA$11,661
Mississippi Lime CompanyHBM Holdingsworkplace safety or health violation2019MSHA$10,953
Mississippi Lime CompanyHBM Holdingsworkplace safety or health violation2019MSHA$16,059
Mississippi Lime CompanyHBM Holdingsworkplace safety or health violation2019MSHA$10,764
Mississippi Lime CompanyHBM Holdingsworkplace safety or health violation2019MSHA$16,343
Mississippi Lime CompanyHBM Holdingsworkplace safety or health violation2019MSHA$16,343
Grede L.L.C.Gamut Capitalenvironmental violation2018USAO$200,000
Michaels Stores Inc.Apollo Global Managementproduct safety violation2018DOJ_CIVIL$1,500,000
ManTech International Corp.Carlyle Groupwage and hour violation2018WHD$1,184,722
Capstone Logistics LLCH.I.G. Capitalemployment discrimination2018EEOC$50,000
Insight Global LLCAres Managementwage and hour violation2018WHD$354,978
Securities America Advisors Inc.Reverence Capital Partnersinvestor protection violation2018SEC$5,828,448
DUNKIN DONUTSRoark Capitalwage and hour violation2018IL-DOL$12,000
Kindred HealthcareApollo Global Managementwage and hour violation2018private lawsuit-federal$12,000,000
TalbotsSycamore Partners Managementwage and hour violation2018private lawsuit-state$2,950,000
Anchor Glass Container CorporationCVC Capital Partnersair pollution violation2018EPA$1,100,000
ACETO CorporationNew Mountain CapitalControlled Substances Act violation2018USAO$120,000
Livingston Regional Hospital, LLCApollo Global ManagementFalse Claims Act and related2018USAO$784,000
Carestream Health, IncOnexFamily and Medical Leave Act2018WHD$42,512
99 Cents Only Stores LLCAres Managementwage and hour violation2018WHD$273,254
IMTT-PIPELINERiverstone Holdingspipeline safety violation2018PHMSA$19,600
IMTT-BAYONNERiverstone Holdingspipeline safety violation2018PHMSA$144,000
EnCap Investments L.P.Encap Investmentsinvestor protection violation2018SEC$500,000
Solenis LLCPlatinum Equityenvironmental violation2018EPA$99,000
MoneyGram International Inc.Madison Dearborn Partnersanti-money-laundering deficiencies2018DOJ_CRIMINAL$125,000,000
Crothall Laundry Services, Inc.H.I.G. Capitalemployment discrimination2018OFCCP$72,000
Cobham Holdings, IncAdvent Internationaleconomic sanction violation2018OFAC$87,507
Covanta Tulsa Renewable Energy LLCEQT ABenvironmental violation2018EPA$200,000
CIRCOR AEROSPACE INCKKR & Co.aviation safety violation2018FAA$75,000
Akzo Nobel Functional Chemicals LLCCarlyle Grouprailroad safety violation2018FRA$7,100
Akzo Nobel Functional Chemicals LLCCarlyle Grouprailroad safety violation2018FRA$8,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2018FRA$5,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2018FRA$6,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2018FRA$15,000
Cornerstone Chemical CompanyLittlejohn & Co.railroad safety violation2018FRA$8,000
KIK Custom Products, Inc.Centerbridge Partnersrailroad safety violation2018FRA$8,000
Nexeo Solutions CompanyApollo Global Managementrailroad safety violation2018FRA$5,000
Polynt Composites USA, Inc.Black Diamond Capital Managementrailroad safety violation2018FRA$5,000
SI Group, Inc.SK Capital Partnersrailroad safety violation2018FRA$5,000
SI Group, Inc.SK Capital Partnersrailroad safety violation2018FRA$6,000
TransMontaigne Product Services, Inc.ArcLight Capital Partnersrailroad safety violation2018FRA$7,000
TransMontaigne Product Services, Inc.ArcLight Capital Partnersrailroad safety violation2018FRA$11,000
Prestone ProductsCenterbridge Partnersrailroad safety violation2018FRA$5,000
ADT Inc.Apollo Global Managementinvestor protection violation2018SEC$100,000
Petco Animal Supplies, Inc.CVC Capital Partnersemployment screening violation2018private lawsuit-federal$1,200,000
Brinderson Constructors, Inc.New Mountain Capitalemployment screening violation2018private lawsuit-federal$1,500,000
Fieldwood Energy LLCRiverstone Holdingsoil or gas drilling violation2018BSEE$21,750
Fieldwood Energy LLCRiverstone Holdingsoil or gas drilling violation2018BSEE$105,000
Anchor Glass Container CorporationCVC Capital Partnersair pollution violation2018MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $550,000
South Bay Mental Health Center, Inc.H.I.G. CapitalFalse Claims Act and related2018MA-AG$4,000,000
Frontier AirlinesIndigo Partnersaviation safety violation2018FAA$474,000
Ultimate Software Group, Inc.Hellman & Friedmanwage and hour violation2018WHD$830,578
Insight Global, LLCAres Managementwage and hour violation2018WHD$11,324
The Ultimate Software Group, Inc.Hellman & Friedmanwage and hour violation2018WHD$895,186
Res-CareKKR & Co.wage and hour violation2018WHD$79,275
Frontier Airlines, Inc.Indigo Partnersaviation safety violation2018FAA$474,000
PrimeFlight Aviation Services, Inc.Carlyle Grouplabor relations violation2018NLRB$9,060
Sedgwick Claims Management Services, Inc.Carlyle Groupinsurance violation2018IN-INS$200,000
Accordia Life and Annuity Co.KKR & Co.insurance violation2018MD-INS$48,600
Accordia Life and Annuity Co.KKR & Co.insurance violation2018MT-FIN$25,000
Athene Life Insurance Company of New YorkApollo Global Managementinsurance violation2018NY-DFS$15,000,000
First Allmerica Financial Life Insurance CompanyKKR & Co.insurance violation2018NY-DFS$40,000,000
Amtrust Insurance Company of Kansas, Inc.Stone Point Capitalinsurance violation2018TX-INS$25,000
Athene Annuity And Life CompanyApollo Global Managementinsurance violation2018WA-INS$10,000
Accordia Life And Annuity CompanyKKR & Co.insurance violation2018WA-INS$130,000
RES CARE INCKKR & Co.wage and hour violation2018KY-DWS$13,730
ADT, LLCApollo Global Managementprivacy violation2018private lawsuit-federal$16,000,000
COVANTA METALS MKT LLCEQT ABenvironmental violation2018PA-ENV$5,250
C&D TECH INCKPS Capital Partnersenvironmental violation2018PA-ENV$6,000
COVANTA PLYMOUTH RENEWABLE ENERGY LLCEQT ABenvironmental violation2018PA-ENV$17,514
COVANTA PLYMOUTH RENEWABLE ENERGY LLCEQT ABenvironmental violation2018PA-ENV$27,883
COVANTA PLYMOUTH RENEWABLE ENERGY LLCEQT ABenvironmental violation2018PA-ENV$10,607
BRUNNER ISLAND LLCRiverstone Holdingsenvironmental violation2018PA-ENV$24,694
Fieldwood Energy Offshore LLCRiverstone Holdingsoil or gas drilling violation2018BSEE$120,000
Intertape Polymer GroupClearlake Capitalhazardous waste violation2018CO-DPHE$14,600
Blue Bird Body CompanyAmerican Securities LLCair pollution violation2018GA-ENV$10,552
Anchor Glass Container CorporationCVC Capital Partnersair pollution violation2018GA-ENV$7,150
Arconic IncApollo Global Managementenvironmental violation2018IA-ENV$5,000
COVANTA ENVIRONMENTAL SOLUTIONS LLCEQT ABhazardous waste violation2018IN-ENV$14,000
DOLCO PKG CORP A TEXI-PLEX BUSINESSGenstar Capitalair pollution violation2018IN-ENV$22,500
C & D TECHNOLOGIES INCKPS Capital Partnersair pollution violation2018IN-ENV$49,000
International-Matex Tank Terminals, LLCRiverstone Holdingsenvironmental violation2018LA-ENV$25,673
Polar Tank Trailer OpoleAmerican Industrial Partnershazardous waste violation2018MN-ENV$49,325
Federal-Mogul Powertrain LLCApollo Global Managementair pollution violation2018MN-ENV$7,200
Pharmerica Institutional Pharmacy Services, LLCKKR & Co.environmental violation2018NH-ENV$24,900
POLYMER ADDITIVES INCSK Capital Partnerswater pollution violation2018NJ-ENV$31,875
FXI INC-EAST RUTHERFORDOne Rock Capital Partnershazardous waste violation2018NJ-ENV$6,500
Univar USA Inc.Apollo Global Managementenvironmental violation2018OR-ENV$60,948
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.