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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2020OSHA$13,494
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2020OSHA$9,446
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2021OSHA$7,659
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2021OSHA$10,922
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2022OSHA$95,000
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2022OSHA$5,470
AHLSTROM-MUNKJSO SPECIALTY SOLUTIONS LLCBain Capitalworkplace safety or health violation2023OSHA$7,305
Ahlstrom Windsor Locks LLCBain Capitalenvironmental violation2004CT-ENV$37,500
Ahlstrom West Carrollton, LLCBain Capitalenvironmental violation2010OH-ENV$17,500
AHLSTROM USA, INC.Bain Capitalbenefit plan administrator violation2008EBSA$50,001
AHLSTROM NONWOVENS, LLCBain Capitalworkplace safety or health violation2015OSHA$6,300
AHLSTROM MUNKSJO NA SPECIALTY SOLUTIONS LLCBain Capitalworkplace safety or health violation2022OSHA$20,627
AHLSTROM ENGINE FILTRATION LLCBain Capitalbenefit plan administrator violation2007EBSA$10,001
Affordable Suites of America, Inc.Lindsay Goldbergemployment screening violation2006WHD$6,000
AERSALE COMPONENT SOLUTIONSLeonard Green & Partnersworkplace safety or health violation2019OSHA$7,500
Aeroflex IncorporatedAdvent Internationalexport control violation2013DDTC$8,000,000
Aeroflex Colorado Springs, IncAdvent Internationalwage and hour violation2013WHD$22,648
Advanced Waste Services, IncEQT ABwage and hour violation2013WHD$11,111
Advanced Waste Services of Pennsylvania, LLCEQT ABwage and hour violation2013WHD$10,057
ADVANCED WASTE SERVICES INC.EQT ABworkplace safety or health violation2003OSHA$7,500
ADVANCED WASTE SERVICESEQT ABwater pollution violation2012IL-ENV$12,500
ADT/TYCO Security ServicesApollo Global Managementlabor relations violation2003NLRB$31,000
ADT, LLCApollo Global Managementprivacy violation2018private lawsuit-federal$16,000,000
ADT Security Systems Inc. et al.Apollo Global Managementprivacy violation2003MO-AG$275,000
ADT SECURITY SYS MFG (FORMER)Apollo Global Managementwater pollution violation2001NJ-ENV$7,500
ADT Security Services, Inc.Apollo Global Managementwage and hour violation2012WHD$5,073
ADT Security Services, Inc.Apollo Global Managementwage and hour violation2007WHD$5,893
ADT Security Services, Inc.Apollo Global Managementlabor relations violation2009NLRB$42,429
ADT Security Services, Inc.Apollo Global Managementconsumer protection violation2002NY-AG$750,000
ADT Security ServicesApollo Global Managementwage and hour violation2012WHD$45,820
ADT Security ServicesApollo Global Managementwage and hour violation2011private lawsuit-federal$1,475,000
ADT Security ServicesApollo Global Managementlabor relations violation2020NLRB$14,980
ADT SECURITY SERVICESApollo Global Managementworkplace safety or health violation2011OSHA$7,000
ADT SecurityApollo Global Managementwage and hour violation2011PA-DLI$6,358
ADT LLC d/b/a ADT Security ServicesApollo Global Managementlabor relations violation2016NLRB$11,428
ADT LLCApollo Global Managementwage and hour violation2017private lawsuit-federal$310,000
ADT LLCApollo Global Managementwage and hour violation2017private lawsuit-federal$1,060,000
ADT LLCApollo Global Managementwage and hour violation2016private lawsuit-federal$2,700,000
ADT LLCApollo Global Managementconsumer protection violation2019private lawsuit-federal$16,000,000
ADT LLCApollo Global Managementworkplace safety or health violation2016OSHA$10,689
ADT Inc.Apollo Global Managementinvestor protection violation2018SEC$100,000
ADTApollo Global Managementworkplace safety or health violation2001OSHA$5,063
ADDIVANT USA, LLCSK Capital Partnersworkplace safety or health violation2014OSHA$12,600
Acuity Specialty Products, Inc.,New Mountain Capitalwater pollution violation2007EPA$3,800,000
Acuity Specialty Products Group, Inc.New Mountain Capitalair pollution violation2004GA-ENV$33,900
Acuity Specialty Products Group, IncNew Mountain Capitalwage and hour violation2007WHD$15,074
ACUITY SPECIALTY PRODUCTS GROUP INCNew Mountain Capitalmotor vehicle safety violation2008FMCSA$14,030
ACPRODUCTS, INC.American Industrial Partnersworkplace safety or health violation2023OSHA$10,080
Acosta Sales And Marketing Inc.Carlyle Groupwage and hour violation2019CA-LCO$6,746
Acosta Sales And Marketing Inc.Carlyle Groupwage and hour violation2018CA-LCO$13,679
Acosta SalesCarlyle Groupwage and hour violation2013private lawsuit-federal$9,900,000
ACETO CorporationNew Mountain CapitalControlled Substances Act violation2018USAO$120,000
Aceto CorporationNew Mountain Capitalpesticide violation2011CA-DPR$5,000
Aceto Agricultural Chemicals CorporationNew Mountain Capitalenvironmental violation2005EPA$13,000
Aceto Agricultural Chemical CorporationNew Mountain Capitalenvironmental violation2014EPA$5,100
Accordia Life and Annuity CompanyKKR & Co.insurance violation2019SD-INS$120,000
Accordia Life And Annuity CompanyKKR & Co.insurance violation2018WA-INS$130,000
Accordia Life and Annuity CompanyKKR & Co.insurance violation2021TX-INS$1,450,000
Accordia Life and Annuity CompanyKKR & Co.insurance violation2020MN-FIN$300,000
Accordia Life and Annuity CompanyKKR & Co.insurance violation2021MD-INS$131,350
Accordia Life and Annuity Co.KKR & Co.insurance violation2019AZ-DIFI$50,000
Accordia Life and Annuity Co.KKR & Co.insurance violation2018MD-INS$48,600
Accordia Life and Annuity Co.KKR & Co.insurance violation2018MT-FIN$25,000
Accordia Life & Annuity Co.KKR & Co.insurance violation2022KS-INS$30,000
Aaron Brothers Inc. and Michaels StoresApollo Global Managementwage and hour violation2014private lawsuit-federal$800,000
99¢ Only StoresAres Managementwage and hour violation2008CA-LCO$9,288
99 CENTS ONLY STORES, STORE #119Ares Managementworkplace safety or health violation2017OSHA$9,900
99 Cents Only Stores, LLCAres Managementwage and hour violation2016WHD$31,263
99 Cents Only Stores, LLCAres Managementemployment discrimination2019CA-CRD$1,200,000
99 Cents Only Stores, LLCAres Managementpesticide violation2021CA-DPR$122,211
99 Cents Only Stores, LLCAres Managementpesticide violation2023CA-DPR$21,125
99 Cents Only Stores, LLCAres Managementenvironmental violation2022EPA$751,055
99 CENTS ONLY STORES TEXAS, INC.Ares Managementworkplace safety or health violation2012OSHA$61,200
99 CENTS ONLY STORES TEXAS, INC.Ares Managementworkplace safety or health violation2012OSHA$11,400
99 CENTS ONLY STORES TEXAS, INC.Ares Managementworkplace safety or health violation2023OSHA$92,189
99 Cents Only Stores LLCAres Managementwage and hour violation2018WHD$273,254
99 Cents Only Stores LLCAres Managementwage and hour violation2019CA-LCO$9,454
99 Cents Only Stores LLCAres Managementwage and hour violation2014CA-LCO$10,880
99 Cents Only Stores LLCAres Managementenvironmental violation2022EPA$751,055
99 Cents Only Stores LLCAres Managementbenefit plan administrator violation2023private lawsuit-federal$750,000
99 CENTS ONLY STORES LLCAres Managementworkplace safety or health violation2014OSHA$5,000
99 CENTS ONLY STORES LLCAres Managementworkplace safety or health violation2015OSHA$9,625
99 CENTS ONLY STORES LLCAres Managementworkplace safety or health violation2019OSHA$28,000
99 CENTS ONLY STORES LLCAres Managementworkplace safety or health violation2019OSHA$9,935
99 Cents Only StoresAres Managementhazardous waste violation2015CA-MULTI$2,362,500
99 Cents Only StoresAres Managementpesticide violation2007CA-DPR$13,743
99 Cents Only StoresAres Managementair pollution violation2012CA-SCAQMD$36,661
99 CENTS ONLY STORESAres Managementworkplace safety or health violation2001OSHA$6,150
99 CENTS ONLY STORESAres Managementworkplace safety or health violation2003OSHA$10,120
99 CENTS ONLY STORESAres Managementworkplace safety or health violation2003OSHA$16,810
99 CENTS ONLY STORESAres Managementworkplace safety or health violation2010OSHA$5,025
99 CENTS ONLY STORESAres Managementworkplace safety or health violation2014OSHA$18,675
99 CENTS ONLY STORESAres Managementworkplace safety or health violation2015OSHA$6,000
99 CENTS ONLY STORESAres Managementworkplace safety or health violation2022OSHA$5,000
99 Cents Only StoresAres Managementenvironmental violation2010EPA$409,490
99 CENTS ONLY STORE, LLCAres Managementworkplace safety or health violation2018OSHA$11,750
99 CENTS ONLY STORE LLCAres Managementworkplace safety or health violation2018OSHA$37,375
99 CENTS ONLY STOREAres Managementworkplace safety or health violation2011OSHA$20,195
99 CENTS ONLY STOREAres Managementworkplace safety or health violation2011OSHA$5,000
99 Cents OnlyAres Managementwage and hour violation2017private lawsuit-state$175,000
99 Cents OnlyAres Managementwage and hour violation2012private lawsuit-state$3,200,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.