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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,955,630,100
Number of Records: 3,706
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Advent International$80,219,90441

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount sort icon
INTERNATIONAL CONVERTER LLCCarlyle Groupworkplace safety or health violation2020OSHA$60,000
Ascend PerformanceSK Capital Partnersenvironmental violation2018EPA$60,000
REICHHOLD INCBlack Diamond Capital Managementenvironmental violation2002NJ-ENV$59,996
Service Master Consumer ServicesRoark Capitalwage and hour violation2004WHD$59,919
COVANTA DELAWARE VALLEY LPEQT ABenvironmental violation2000PA-ENV$59,502
Hospitality Staffing Solutions, LLCCerberus Capital Managementwage and hour violation2012WHD$58,952
GentivaApollo Global Managementwage and hour violation2011WHD$58,383
Federal-Mogul Powertrain LLCApollo Global Managementenvironmental violation2022IN-ENV$58,210
CARRY ON TRAILER CORPBain Capitalwage and hour violation2009WHD$58,146
BELLAGIO, LLCBlackstoneworkplace safety or health violation2022OSHA$58,010
Hardee's Food Systems, Inc.Roark Capitalwage and hour violation2006WHD$58,001
Port Townsend Paper CorporationLindsay Goldbergenvironmental violation2022WA-ENV$56,250
FOSTER POULTRY FARMSAtlas Holdingsworkplace safety or health violation2023OSHA$56,250
TENNECO AUTOMOTIVE OPERATING COMPANY INC.Apollo Global Managementworkplace safety or health violation2022OSHA$56,200
ROCKIES EXPRESS PIPELINE LLCBlackstoneenvironmental violation2012PHMSA$56,163
REFRESCO BEVERAGES US INCKKR & Co.workplace safety or health violation2023OSHA$55,806
TransMontaigne Product Services Inc.ArcLight Capital Partnersenvironmental violation2004EPA$55,300
ARCTIC GLACIER U.S.A., INC.Carlyle Groupworkplace safety or health violation2022OSHA$55,008
Belk, Inc.Sycamore Partners Managementemployment discrimination2011EEOC$55,000
Ferro CorporationAmerican Securities LLClabor relations violation2001NLRB$55,000
TruGreen Limited PartnershipClayton Dubilier & Riceconsumer protection violation2010NY-AG$55,000
Akzo Nobel Chemicals Deer ParkCarlyle Groupenvironmental violation2015TX-ENV$55,000
Securities America, Inc.Reverence Capital Partnersinvestor protection violation2009FINRA$55,000
Rural/Metro Corporation of FloridaKKR & Co.employment discrimination2021EEOC$55,000
KINDRED HOSPITAL SOUTH BAYApollo Global Managementworkplace safety or health violation2021OSHA$55,000
PHOENIX CHEMICAL COMPANY, INC.Arsenal Capital Partnersenvironmental violation2019EPA$55,000
Capstone Logistics, LLCH.I.G. Capitallabor relations violation2020NLRB$54,818
KINDRED HOSPITAL-LA MIRADAApollo Global Managementworkplace safety or health violation2020OSHA$54,600
COLUMBUS CASTINGSProtostar Partnersworkplace safety or health violation2014OSHA$54,250
SMGAres Managementlabor relations violation2015NLRB$54,155
LUFKIN INDUSTRIES INCORPORATEDKPS Capital Partnersenvironmental violation2002TX-ENV$54,000
PRESTONE PRODUCTS CORPORATIONCenterbridge Partnersenvironmental violation2022NJ-ENV$54,000
Chroma Color CorporationArsenal Capital Partnersenvironmental violation2020EPA$53,900
WHITLOCK PACKAGING CORPORATIONKKR & Co.workplace safety or health violation2014OSHA$53,800
ARCONIC INC.Apollo Global Managementworkplace safety or health violation2019OSHA$53,703
DAKOTA BODIES LLCBain Capitalworkplace safety or health violation2021OSHA$53,660
TruGreen L.P.Clayton Dubilier & Riceenvironmental violation2014EPA$53,300
TRUGREEN LPClayton Dubilier & Riceenvironmental violation2013EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $53,300
FAR RESEARCH, INC. dba FAR CHEMICAL, INC.Arsenal Capital Partnersenvironmental violation2015EPA$53,253
Spartech Polycast, Inc.Arsenal Capital Partnersenvironmental violation2012CT-ENV$52,861
ASCEND PERFORMANCE MATERIALS TEXAS INC. *SK Capital Partnersenvironmental violation2021TX-ENV$52,853
ARCTIC GLACIER U.S.A., INC.Carlyle Groupworkplace safety or health violation2012OSHA$52,800
CyancoCerberus Capital Managementenvironmental violation2012EPA$52,600
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2004FAA$52,500
KINDRED GUARDIAN SERVICES, INC.Apollo Global Managementwage and hour violation2014IL-DOL$52,495
Carry-On Trailer, Inc.Bain Capitalenvironmental violation2016VA-ENV$52,463
BRIGGS & STRATTON CORPORATIONKPS Capital Partnersworkplace safety or health violation2010OSHA$52,150
Chromalloy Castings Tampa Corp.Veritas Capital Fund Management LLCemployment discrimination2004EEOC$52,000
MICHAELS STORES, INC.Apollo Global Managementworkplace safety or health violation2022OSHA$51,800
ANCHOR GLASS CONTAINER CORPORATIONCVC Capital Partnersworkplace safety or health violation2022OSHA$51,796
Linn Operating, Inc.Warburg Pincusfederal leasing royalty violation2016ONRR$51,641
GEO Specialty IncArsenal Capital Partnersenvironmental violation2007EPA$51,495
REFRESCO NORTH AMERKKR & Co.environmental violation2011PA-ENV$51,287
Forethought Life Insurance CompanyKKR & Co.insurance violation2022CT-INS$51,000
ROLL COATER, INC.Carlyle Groupenvironmental violation2010EPA$51,000
Lane Bryant, Inc.Sycamore Partners Managementwage and hour violation2022MA-AG$50,821
Petco Animal Supplies, Inc.CVC Capital Partnerswage and hour violation2007WHD$50,561
AHLSTROM USA, INC.Bain Capitalbenefit plan administrator violation2008EBSA$50,001
QUALTRICS LLCSilver Lakebenefit plan administrator violation2022EBSA$50,001
Jo-Ann Stores Inc.Leonard Green & Partnersproduct safety violation2010CPSC$50,000
Univar USA, Inc.Apollo Global Managementtax violations2010ATTTB$50,000
Neiman Marcus Group IncAres Managementproduct safety violation2008CPSC$50,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2009FAA$50,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2007FAA$50,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2007FAA$50,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2005FAA$50,000
TPG CapitalTPG Capitalinvestor protection violation2001SEC$50,000
Frontier Airlines, Inc.Indigo Partnersaviation consumer protection violation2012ACPD$50,000
Cardinal Logistics Management CorporationH.I.G. Capitallabor relations violation2012NLRB$50,000
Covanta Bristol, Inc.EQT ABlabor relations violation2008NLRB$50,000
Reichhold Chemicals Inc.Black Diamond Capital Managementrailroad safety violation2001FRA$50,000
Capstone Logistics LLCH.I.G. Capitalemployment discrimination2018EEOC$50,000
PETCO Animal Supplies, Inc.CVC Capital Partnersconsumer protection violation2004CA-SFCA$50,000
Accordia Life and Annuity Co.KKR & Co.insurance violation2019AZ-DIFI$50,000
West Marine Products, Inc.L Cattertonenvironmental violation2010CA-DPR$50,000
STERIGENICS U.S.Warburg Pincusenvironmental violation2015IL-ENV$50,000
Cornerstone Chemical CompanyLittlejohn & Co.environmental violation2017LA-ENV$50,000
Marietta American IncCenterbridge Partnersenvironmental violation2014MS-ENV$50,000
Grede IIGamut Capitalenvironmental violation2021AL-ENV$50,000
Calpine CorporationEnergy Capital Partnersutility service violation2021TX-PUC$50,000
PPL Montana - Colstrip Power PlantRiverstone Holdingsenvironmental violation2007EPA$50,000
Hasa, Inc.Wind Point Partnersenvironmental violation2010EPA$50,000
Athene Annuity & Life Assurance Company of New YorkApollo Global Managementinsurance violation2021NY-DFS$49,950
GOPHER RESOURCEEnergy Capital Partnersenvironmental violation2002EPA$49,830
HAAS GROUP INTERNATIONAL LLCPlatinum Equityaviation safety violation2017FAA$49,632
Polar Tank Trailer OpoleAmerican Industrial Partnersenvironmental violation2018MN-ENV$49,325
ASCEND PERFORMANCE MATERIALSSK Capital Partnersenvironmental violation2010EPA$49,200
FEDERAL MOGULApollo Global Managementenvironmental violation2008IL-ENV$49,127
PETCO ANIMAL SUPPLY STORES, INCCVC Capital Partnersworkplace safety or health violation2023OSHA$49,110
C & D TECHNOLOGIES INCKPS Capital Partnersenvironmental violation2018IN-ENV$49,000
TOWER AUTOMOTIVE PRODUCTS COMPANY, INC.KPS Capital Partnersworkplace safety or health violation2004OSHA$49,000
J L FRENCH CORPOnexworkplace safety or health violation2000OSHA$48,875
American Medical Response, NW (Josephine County Oregon)KKR & Co.labor relations violation2004NLRB$48,783
WHEELED COACH INDUSTRIES, INC.American Industrial Partnersenvironmental violation2002EPA$48,700
Amrep, Inc.New Mountain Capitalenvironmental violation2006CA-ARB$48,662
Accordia Life and Annuity Co.KKR & Co.insurance violation2018MD-INS$48,600
Sequa Corporation, dba Precoat MetalsCarlyle Groupenvironmental violation2022MS-ENV$48,375
ResCare of Oklahoma Inc.KKR & Co.wage and hour violation2011WHD$48,275
OMNIFLIGHT HELICOPTERS INCAmerican Securities LLCaviation safety violation2005FAA$48,000
SRS TechnologiesCarlyle Groupwage and hour violation2004WHD$47,485
Staples IncorporatedSycamore Partners Managementenvironmental violation2015CA-ARB$47,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.