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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,955,630,100
Number of Records: 3,706
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Advent International$80,219,90441

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount sort icon
Schlumberger Rod Lift, Inc.KPS Capital Partnerseconomic sanction violation2021OFAC$160,000
Grede II, LLCGamut Capitalenvironmental violation2023AL-ENV$160,000
Strategic Materials, Inc.Littlejohn & Co.environmental violation2012EPA$159,750
STRATEGIC MATERIALSLittlejohn & Co.environmental violation2012EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $159,750
RGIS LLCBlackstoneControlled Substances Act violation2022USAO$158,760
Lifoam Industries, LLCOne Rock Capital Partnersenvironmental violation2010CA-SCAQMD$157,500
International Matex Tank TerminalsRiverstone Holdingsenvironmental violation2006EPA$157,500
REICHHOLD CHEMICAL CORPBlack Diamond Capital Managementenvironmental violation2003EPA$156,100
PetSmart, Inc.BC Partnersenvironmental violation2012EPA$156,000
Envision Healthcare Holdings, Inc.KKR & Co.employment screening violation2017private lawsuit-federal$155,000
Hasa, Inc.Wind Point Partnersenvironmental violation2023TX-ENV$153,000
Zep Inc.New Mountain Capitalenvironmental violation2015CA-ARB$152,000
Arby's Restaurant Group, IncRoark Capitalwage and hour violation2013WHD$151,888
AMSPEC CHEMICAL CORPORATIONOlympus Partnersenvironmental violation2000EPA$150,990
Backcountry.com LLCTSG Consumer Partnersconsumer protection violation2015FTC$150,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2002FAA$150,000
Securities America Inc.Reverence Capital Partnersinvestor protection violation2013MA-SEC$150,000
SedgwickCarlyle Groupwage and hour violation2022IL-DOL$150,000
KINDRED HOSPITALApollo Global Managementworkplace safety or health violation2020OSHA$150,000
PACKERS SANITATION SERVICES, INC. LTD.Blackstoneworkplace safety or health violation2021OSHA$150,000
LINDSAY PRECAST, INC.MiddleGround Capitalworkplace safety or health violation2022OSHA$150,000
Apex Tool Group, LLCBain Capitalenvironmental violation2016EPA$150,000
Kindred Transitional Care And Rehabilitation-MansfApollo Global Managementnursing home violation2018CMS$147,847
Geo Specialty Chemicals, Inc.Arsenal Capital Partnersenvironmental violation2023TX-ENV$145,412
PETCO Animal Supplies Stores, Inc.CVC Capital Partnersemployment discrimination2010EEOC$145,000
ARCTIC GLACIER U.S.A., INC.Carlyle Groupworkplace safety or health violation2016OSHA$145,000
IMTT-BAYONNERiverstone Holdingsenvironmental violation2018PHMSA$144,000
PetSmart Inc.BC Partnersenvironmental violation2012CA-DPR$142,842
Athene Life Insurance Company of New YorkApollo Global Managementinsurance violation2016NY-DFS$142,193
PPL MONTANA, LLCRiverstone Holdingsworkplace safety or health violation2001OSHA$141,250
Carlex Glass America, LLCAtlas Holdingsenvironmental violation2017TN-ENV$140,657
Fieldwood EnergyRiverstone Holdingsenvironmental violation2016BSEE$140,000
RSCR West Virginia, IncKKR & Co.wage and hour violation2015WHD$139,960
Life Time Fitness, IncLeonard Green & Partnerswage and hour violation2015WHD$139,895
TruGreen LandCareClayton Dubilier & Riceworkplace safety or health violation2001CA-SCCDA$138,099
Dunkin DonutsRoark Capitallabor relations violation2006NLRB$138,070
GUL OIL LIMITED PARTNERSHIPArcLight Capital Partnersenvironmental violation2017EPA$136,600
SI Group Inc.SK Capital Partnersenvironmental violation2023TN-ENV$136,160
Glen-Gery Corp.Bain Capitalenvironmental violation2004OH-ENV$134,895
Univar Solutions USA Inc.Apollo Global Managementenvironmental violation2022EPA$134,386
Univar Solutions USA, IncApollo Global Managementenvironmental violation2022EPA$134,386
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2003FAA$133,333
Petco Animal Supplies Inc.CVC Capital Partnersenvironmental violation2012CA-DPR$133,117
TruGreen, L.P.Clayton Dubilier & Riceconsumer protection violation2007WA-AG$133,000
GREDE WISCONSIN SUBSIDIARIES, LLCGamut Capitalworkplace safety or health violation2012OSHA$133,000
Univar Solutions USA, Inc.Apollo Global Managementenvironmental violation2022EPA$132,787
TMS INTERNATIONAL, LLCPritzker Organizationworkplace safety or health violation2017OSHA$132,000
Accordia Life and Annuity CompanyKKR & Co.insurance violation2021MD-INS$131,350
Brand Energy Solutions, LLCClayton Dubilier & Ricewage and hour violation2013WHD$131,194
ManTechTelecommunications Information SystemsCarlyle Groupwage and hour violation2006WHD$131,165
EDSAL MANUFACTURING CO., INC.Monomoy Capital Partnersworkplace safety or health violation2014OSHA$130,100
Accordia Life And Annuity CompanyKKR & Co.insurance violation2018WA-INS$130,000
Grede, LLCGamut Capitalenvironmental violation2021MI-ENV$130,000
Briggs and Stratton CorporationKPS Capital Partnersenvironmental violation2007EPA$130,000
PETCO ANIMAL SUPPLIES STORES, INC.CVC Capital Partnersworkplace safety or health violation2023OSHA$129,473
PetSmart, Inc.BC Partnersemployment discrimination2009EEOC$125,000
AlcoaApollo Global Managementlabor relations violation2008NLRB$125,000
Tower Automotive Lansing, LLCKPS Capital Partnerslabor relations violation2005NLRB$125,000
Spartech Polycom, Inc.Arsenal Capital Partnerslabor relations violation2004NLRB$125,000
Briggs & Stratton Corp.KPS Capital Partnersconsumer protection violation2008CT-AG$125,000
Moneygram Payment Systems, Inc.Madison Dearborn Partnersconsumer protection violation2007AZ-DIFI$125,000
PREGIS INNOVATIVE PACKAGING, INC.Warburg Pincusenvironmental violation2008KY-ENV$125,000
The Pike CompanyLindsay GoldbergFalse Claims Act and related2022NY-AG$125,000
SI Group, Inc.SK Capital Partnersenvironmental violation2023TX-ENV$124,128
International Converter LLCCarlyle Grouplabor relations violation2011NLRB$124,000
Univar USA, Inc.Apollo Global Managementenvironmental violation2011EPA$122,550
99 Cents Only Stores, LLCAres Managementenvironmental violation2021CA-DPR$122,211
Brand Energy Solutions LLCClayton Dubilier & Ricewage and hour violation2014WHD$122,146
Porter & Chester InstituteThoma Bravowage and hour violation2010WHD$121,439
Calsonic Kansei CorporationKKR & Co.price-fixing or anti-competitive practices2019private lawsuit-federal$120,115
ACETO CorporationNew Mountain CapitalControlled Substances Act violation2018USAO$120,000
Accordia Life and Annuity CompanyKKR & Co.insurance violation2019SD-INS$120,000
Fieldwood Energy Offshore LLCRiverstone Holdingsenvironmental violation2018BSEE$120,000
Lydall Filtration/Separation Inc.Clearlake Capitalenvironmental violation2002CT-ENV$120,000
FEDERAL MOGUL CORPORATIONApollo Global Managementenvironmental violation2011EPA$119,300
Carry-On Trailer CorporationBain Capitalwage and hour violation2009WHD$118,807
KINDRED TRANSITIONAL CARE & REHABILITATION-AVERYApollo Global Managementnursing home violation2016CMS$118,333
Circor Energy Products, Inc.KKR & Co.wage and hour violation2017WHD$118,278
COLUMBUS STEEL CASTINGS COMPANYProtostar Partnersworkplace safety or health violation2006OSHA$118,000
RED SIMPSON, INC.Lindsay Goldbergworkplace safety or health violation2000OSHA$117,600
KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOODApollo Global Managementnursing home violation2016CMS$117,534
Briggs and Stratton, LLCKPS Capital Partnersenvironmental violation2023CA-ARB$117,314
International-Matex Tank TerminalsRiverstone Holdingsenvironmental violation2015LA-ENV$116,000
NORAMCO, INC.SK Capital Partnersenvironmental violation2008EPA$115,934
West MarineL Cattertonwage and hour violation2016private lawsuit-state$115,000
Securities America, Inc.Reverence Capital Partnersinvestor protection violation2012MT-FIN$115,000
TransMontaigne Operating Company L.P.ArcLight Capital Partnersenvironmental violation2011VA-ENV$114,385
DAKOTA BODIES, LLCBain Capitalworkplace safety or health violation2023OSHA$114,157
TENNECO AUTOMOTIVE OPERATING COMPANY INC.Apollo Global Managementworkplace safety or health violation2023OSHA$113,750
Ascend Performance Materials Operations LLCSK Capital Partnersenvironmental violation2012TX-ENV$113,629
Corporate Express US, IncSycamore Partners Managementwage and hour violation2007WHD$113,047
Armstrong Wood ProductsAmerican Industrial Partnersenvironmental violation2007NE-ENV$112,500
Foster Poultry FarmsAtlas Holdingsenvironmental violation2015EPA$112,500
IMTT BAYONNE LLCRiverstone Holdingsenvironmental violation2006NJ-ENV$111,375
American Medical Response of Mass., Inc.KKR & Co.wage and hour violation2006WHD$110,075
Brand Energy & Infrastructure Services, Inc.Clayton Dubilier & Riceemployment discrimination2011EEOC$110,000
TI AUTOMOTIVE INCBain Capitalenvironmental violation2006EPA$110,000
GOPHER RESOURCESEnergy Capital Partnersenvironmental violation2020EPA$110,000
ResCare Services, Inc.KKR & Co.wage and hour violation2010WHD$109,846
American Medical Response of ConnecticutKKR & Co.labor relations violation2016NLRB$109,750
ARBY'SRoark Capitalworkplace safety or health violation2023OSHA$109,381
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.