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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,955,630,100
Number of Records: 3,706
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Advent International$80,219,90441

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount sort icon
Aaron Brothers Inc. and Michaels StoresApollo Global Managementwage and hour violation2014private lawsuit-federal$800,000
Univar Solutions USA Inc.Apollo Global Managementenvironmental violation2023EPA$800,000
EP EnergyEncap Investmentsenvironmental violation2022EPA$800,000
StaplesSycamore Partners Managementwage and hour violation2010private lawsuit-federal$790,000
Livingston Regional Hospital, LLCApollo Global ManagementFalse Claims Act and related2018USAO$784,000
Zep Inc.New Mountain Capitalwage and hour violation2014private lawsuit-federal$768,647
Apria Healthcare LLCBlackstoneconsumer protection violation2017MA-AG$764,942
Trojan Battery Company, LLCKPS Capital Partnersenvironmental violation2019CA-SCAQMD$755,000
Securities America, Inc.Reverence Capital Partnersinvestor protection violation2015FINRA$752,686
99 Cents Only Stores LLCAres Managementenvironmental violation2022EPA$751,055
99 Cents Only Stores, LLCAres Managementenvironmental violation2022EPA$751,055
JDA Software Group Inc.New Mountain Capitalaccounting fraud or deficiencies2014SEC$750,000
Dura Automotive Systems Inc.MiddleGround Capitalemployment discrimination2012EEOC$750,000
ADT Security Services, Inc.Apollo Global Managementconsumer protection violation2002NY-AG$750,000
ManTech Advanced Systems International, Inc.Carlyle GroupFalse Claims Act and related2019USAO$750,000
Motel 6Blackstoneconsumer protection violation2016CA-SCDA$750,000
99 Cents Only Stores LLCAres Managementbenefit plan administrator violation2023private lawsuit-federal$750,000
INSITUFORM TECHNOLOGIES USA, INC.New Mountain Capitalworkplace safety or health violation2002OSHA$733,750
Mantech International CorporationCarlyle Groupemployment screening violation2017private lawsuit-federal$730,000
GEO Specialty Chemicals, Inc.Arsenal Capital Partnersenvironmental violation2011EPA$700,000
InterCallApollo Global Managementemployment discrimination2011OFCCP$700,000
Life Time FitnessLeonard Green & Partnerswage and hour violation2017private lawsuit-federal$700,000
Kindred HealthcareApollo Global Managementwage and hour violation2014private lawsuit-federal$700,000
99 Cents OnlyAres Managementwage and hour violation2012private lawsuit-state$700,000
Innophos, Inc.One Rock Capital Partnersenvironmental violation2017LA-ENV$699,000
Akzo Nobel Inc.Carlyle Groupprice-fixing or anti-competitive practices2010private lawsuit-federal$675,000
Colorite Specialty ResinsGenstar Capitalenvironmental violation2008NJ-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $650,000
Rural/Metro CorporationKKR & Co.False Claims Act and related2021USAO$650,000
Bridgeport Energy, LLCCarlyle Groupenvironmental violation2009CT-ENV$643,594
Securities AmericaReverence Capital Partnersinvestor protection violation2014FINRA$625,000
Securities America Advisors, Inc.Reverence Capital Partnersinvestor protection violation2020SEC$603,776
American Medical Response of ConnecticutKKR & Co.False Claims Act and related2022CT-AG$601,759
American Medical Response of Connecticut Inc.KKR & Co.False Claims Act and related2022USAO$601,759
Chewy Inc.BC Partnersconsumer protection violation2021CA-MULTI$600,000
ROCKIES EXPRESS PIPELINE LLCBlackstoneenvironmental violation2012PHMSA$577,067
ResCare Inc.KKR & Co.False Claims Act and related2023WV-AG$576,111
PetSmart LLCBC Partnersprivacy violation2023private lawsuit-federal$562,943
KMS Financial Services, Inc.Reverence Capital Partnersinvestor protection violation2017SEC$552,086
Anchor Glass Container CorporationCVC Capital Partnersenvironmental violation2018MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $550,000
Libertas Copper, LLC d/b/a Hussey CopperKPS Capital Partnersenvironmental violation2020EPA$550,000
SMGAres Managementwage and hour violation2002MA-AG$545,000
IMTT-BayonneRiverstone Holdingsenvironmental violation2024PHMSA$541,600
Alcoa Mill Products Inc.Apollo Global Managementemployment discrimination2011OFCCP$540,172
MILK SPECIALTIES COMPANYAmerican Securities LLCworkplace safety or health violation2008OSHA$535,000
Royal Alliance Associates, Inc.Reverence Capital Partnersinvestor protection violation2020SEC$502,400
Royal Alliance Associates, Inc.Reverence Capital Partnersinvestor protection violation2009SEC$500,001
Boasso America Inc.KKR & Co.environmental violation2017USAO$500,000
EnCap Investments L.P.Encap Investmentsinvestor protection violation2018SEC$500,000
Royal Alliance Associates, Inc.Reverence Capital Partnersinvestor protection violation2007CT-SEC$500,000
CALPINE CORPEnergy Capital Partnersenvironmental violation2009NJ-ENV$500,000
PetSmart LLCBC Partnersconsumer protection violation2021CA-MULTI$500,000
EmCare Inc.KKR & Co.employment discrimination2014EEOC$499,000
SOLENIS, LLCPlatinum Equityenvironmental violation2021EPA$498,620
APPLETON PAPERS, INC.Wynnchurch Capitalenvironmental violation2000EPA$490,000
Decker Coal CompanyResource Capital Fundslabor relations violation2016NLRB$476,649
Life Time Fitness, IncLeonard Green & Partnerswage and hour violation2015WHD$476,483
Frontier AirlinesIndigo Partnersaviation safety violation2018FAA$474,000
Frontier Airlines, Inc.Indigo Partnersaviation safety violation2018FAA$474,000
ANCHOR GLASS CORPCVC Capital Partnersenvironmental violation2018EPA$458,333
Sterigenics International LLCWarburg PincusControlled Substances Act violation2015USAO$450,000
Nouryon Functional Chemicals LLCCarlyle Groupenvironmental violation2019EPA$450,000
FRONTIER AIRLINES INCIndigo Partnersaviation safety violation2016FAA$440,000
Columbus Castings Co.Protostar Partnersenvironmental violation2014OH-ENV$436,700
West MarineL Cattertonwage and hour violation2015private lawsuit-federal$435,000
Air Methods CorporationAmerican Securities LLCaviation safety violation2014FAA$428,000
99 Cents Only StoresAres Managementenvironmental violation2010EPA$409,490
Qdoba Restaurant CorporationApollo Global Managementwage and hour violation2019MA-AG$409,400
Univar Solutions USA Inc.Apollo Global Managementenvironmental violation2022EPA$405,515
ManTech International CorporationCarlyle Groupwage and hour violation2017WHD$405,247
Frontier Airlines, Inc.Indigo Partnersaviation consumer protection violation2017ACPD$400,000
AIR METHODS CORPORATIONAmerican Securities LLCaviation safety violation2017FAA$400,000
Briggs & StrattonKPS Capital Partnersproduct safety violation2002CPSC$400,000
Covanta Projects of Wallingford, L.P,EQT ABenvironmental violation2011CT-AG$400,000
Athene Annuity and Life CompanyApollo Global Managementinsurance violation2021TX-INS$400,000
SI Group, Inc.SK Capital Partnersenvironmental violation2014NY-ENV$400,000
Covanta Environmental Solutions, LLCEQT ABenvironmental violation2019PA-ENV$400,000
PetSmartBC Partnerswage and hour violation2008CA-LCO$394,750
West Marine Products, Inc.L Cattertonconsumer protection violation2005CA-MULTI$389,748
PJ TRAILERS MFG., CO. INC.; DELCO TRAILERSBain Capitalworkplace safety or health violation2011OSHA$389,520
STRATEGIC MATERIALS, INC.Littlejohn & Co.workplace safety or health violation2023OSHA$380,370
AmerUs Life Insurance Co. and American Investors Life Insurance Co.Apollo Global Managementinvestor protection violation2008MN-AG$375,000
McAfeeAdvent Internationalconsumer protection violation2009NY-AG$375,000
Calpine CorporationEnergy Capital Partnersenergy market violation2019FERC$375,000
Petco Animal SuppliesCVC Capital Partnersconsumer protection violation2021CA-MULTI$375,000
Nexeo Solutions, LLCApollo Global Managementenvironmental violation2014EPA$374,058
Dunkin'Roark Capitalwage and hour violation2023MA-AG$372,000
Anchor Glass Container CorporationCVC Capital Partnersenvironmental violation2018EPA$366,667
Fort Dearborn CorporationClayton Dubilier & Ricelabor relations violation2017NLRB$357,722
Lifetime Fitness, IncLeonard Green & Partnerswage and hour violation2012WHD$355,174
Multi-Color CorporationClayton Dubilier & Riceemployment screening violation2017private lawsuit-federal$355,000
CovantaEQT ABenvironmental violation2009CT-ENV$355,000
Insight Global, LLCAres Managementwage and hour violation2017WHD$354,979
Insight Global LLCAres Managementwage and hour violation2018WHD$354,978
Arctic Glacier International, Inc.Carlyle Groupprice-fixing or anti-competitive practices2010MI-AG$350,000
Port Townsend Paper CorporationLindsay Goldbergenvironmental violation2019EPA$342,000
Oregon Tool Inc.Platinum Equityenvironmental violation2023EPA$337,253
Oregon Tool, Inc.Platinum Equityenvironmental violation2023EPA$337,253
Marelli Tennessee USA, LLCKKR & Co.employment discrimination2020EEOC$335,000
Pregis CorporationWarburg Pincuslabor relations violation2010NLRB$333,000
PetSmartBC Partnerswage and hour violation2017private lawsuit-federal$332,475
APPLETON PAPERS INCWynnchurch Capitalenvironmental violation2010EPA$331,762
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.