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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Amica Mutual Insurance Co.Amica Mutual Insuranceinsurance violation2016MD-INS$7,500
Twin City Fire Insurance Co. et al.Hartford Financial Servicesinsurance violation2016MD-INS$10,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2016MD-INS$5,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2016MD-INS$10,000
Standard Fire Insurance Co. et al.Travelersinsurance violation2016MD-INS$7,500
Liberty Mutual Fire Insurance Co. et al.Liberty Mutual Insuranceinsurance violation2016MD-INS$15,000
CMFG Life Insurance Co.CUNA Mutualinsurance violation2016MD-INS$38,000
Federal Insurance Co. et al.Chubb Limitedinsurance violation2016MD-INS$12,000
Selective Insurance Company of South Carolina et al.Selective Insurance Groupinsurance violation2016MD-INS$8,000
Gerber Life Insurance Co.Western & Southern Financial Groupinsurance violation2017MD-INS$8,000
Safety National Casualty Corp.Tokio Marineinsurance violation2017MD-INS$5,000
Penn Mutual Life Insurance Co.Penn Mutualinsurance violation2017MD-INS$25,600
Allied Property And Casualty Insurance Co. et al.Nationwideinsurance violation2017MD-INS$5,000
Metropolitan Life Insurance Co.MetLifeinsurance violation2017MD-INS$11,300
Transamerica Life Insurance Co.Aegoninsurance violation2017MD-INS$8,300
American Security Insurance Co. et al.Assurantinsurance violation2017MD-INS$25,000
Allianz Life Insurance Company of North AmericaAllianzinsurance violation2017MD-INS$9,850
Travelers Commercial Insurance Co. et al.Travelersinsurance violation2017MD-INS$10,000
QBE Insurance Co. and Praetorian Insurance Co.QBE Insuranceinsurance violation2017MD-INS$10,000
Allstate Insurance Co.Allstateinsurance violation2017MD-INS$18,000
Allstate Indemnity Co.Allstateinsurance violation2017MD-INS$25,000
Pacific Life Insurance Co.Pacific Lifeinsurance violation2017MD-INS$9,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2017MD-INS$67,500
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2018MD-INS$10,000
Progressive Direct Insurance Co.Progressiveinsurance violation2018MD-INS$70,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2018MD-INS$14,100
Elephant Insurance Co.Admiral Groupinsurance violation2018MD-INS$75,000
Allstate Insurance Co.Allstateinsurance violation2018MD-INS$32,500
Travelers Casualty and Surety Co.Travelersinsurance violation2018MD-INS$67,500
Nationwide General Insurance Co. et al.Nationwideinsurance violation2018MD-INS$33,000
Progressive Casualty Insurance Co.Progressiveinsurance violation2018MD-INS$81,520
Mutual of Omaha Insurance Co.Mutual of Omahainsurance violation2018MD-INS$6,600
Crum & Forster Indemnity Co.Fairfax Financial Holdingsinsurance violation2018MD-INS$20,000
United States Fire Insurance Co.Fairfax Financial Holdingsinsurance violation2018MD-INS$7,500
United Casualty Insurance Company of AmericaKemperinsurance violation2019MD-INS$54,900
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2019MD-INS$23,863
Privilege Underwriters Reciprocal ExchangeTokio Marineinsurance violation2019MD-INS$15,300
Praetorian Insurance CompanyQBE Insuranceinsurance violation2019MD-INS$5,920
Transamerica Life Insurance CompanyAegoninsurance violation2019MD-INS$184,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2020MD-INS$90,000
First American Title Insurance Co.First American Financialinsurance violation2020MD-INS$52,000
National Union Fire Insurance Company of Pittsburgh, Pennsylvania et al.American International Groupinsurance violation2020MD-INS$20,000
United of Omaha Life Insurance Co.Mutual of Omahainsurance violation2000ME-INS$6,000
Washington National Life Insurance Co.CNO Financialinsurance violation2001ME-INS$10,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2003ME-INS$5,000
Conseco Health Insurance Co.CNO Financialinsurance violation2004ME-INS$10,000
John Alden Life Insurance Co.Assurantinsurance violation2004ME-INS$5,000
John Alden Life Insurance Co.Assurantinsurance violation2004ME-INS$5,000
John Alden Life Insurance Co.Assurantinsurance violation2004ME-INS$20,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2005ME-INS$500,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2006ME-INS$7,500
Hartford Fire Insurance Co.Hartford Financial Servicesinsurance violation2007ME-INS$5,000
Hartford Accident and Indemnity Co.Hartford Financial Servicesinsurance violation2007ME-INS$5,000
Hartford Casualty Insurance Co.Hartford Financial Servicesinsurance violation2007ME-INS$5,000
Hartford Underwriters Insurance Co.Hartford Financial Servicesinsurance violation2007ME-INS$5,000
Twin City Fire Insurance Co.Hartford Financial Servicesinsurance violation2007ME-INS$5,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2009ME-INS$500,000
AIU Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
American Home Assurance Co.American International Groupinsurance violation2010ME-INS$11,111
Commerce and Industry Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
Granite State Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
Illinois National Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2010ME-INS$11,111
National Union Fire Insurance Company of Pittsburg, Pa.American International Groupinsurance violation2010ME-INS$11,111
New Hampshire Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
Bankers Life & Casualty Co.CNO Financialinsurance violation2011ME-INS$102,801
CUNA Mutual Insurance SocietyCUNA Mutualinsurance violation2011ME-INS$100,000
Progressive Northwestern Insurance Co.Progressiveinsurance violation2011ME-INS$100,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2011ME-INS$7,500
American Family Life Assurance Company of ColumbusAflacinsurance violation2011ME-INS$20,000
ACE American Insurance Co. et al.Chubb Limitedinsurance violation2013ME-INS$30,550
Zurich American Insurance Co. et al.Zurich Insuranceinsurance violation2013ME-INS$35,350
Globe Life and Accident Insurance Co.Globe Life Inc.insurance violation2017ME-INS$250,000
Indiana Insurance Co.Liberty Mutual Insuranceinsurance violation2000MN-FIN$25,000
Auto-Owners Insurance Co.Auto-Owners Insuranceinsurance violation2000MN-FIN$15,000
Fortis Insurance Co. and Fortis Benefits Insurance Co.Assurantinsurance violation2001MN-FIN$5,000
Metropolitan Property and Casualty Insurance Co. et al.Zurich Insuranceinsurance violation2001MN-FIN$10,000
National Union Fire Insurance Company of Pittsburgh, Pa.American International Groupinsurance violation2001MN-FIN$7,500
State Farm Mutual Automobile Insurance Co. and State Farm Fire and Casualty Co.State Farm Insuranceinsurance violation2001MN-FIN$75,000
Allstate Insurance Co.Allstateinsurance violation2001MN-FIN$10,000
Hartford Accident and Indemnity Co.Hartford Financial Servicesinsurance violation2001MN-FIN$6,000
Fortis Insurance Co. and John Alden Life Insurance Co.Assurantinsurance violation2002MN-FIN$10,000
Metropolitan Property and Casualty Insurance Co.Zurich Insuranceinsurance violation2002MN-FIN$7,500
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2002MN-FIN$5,000
Austin Mutual Insurance Co. and Northern Mutual Insurance Co.American Family Insuranceinsurance violation2002MN-FIN$12,500
Travelers Indemnity Co.Travelersinsurance violation2002MN-FIN$5,000
Harleysville Insurance Co.Nationwideinsurance violation2002MN-FIN$80,000
Illinois Union Insurance Co.Chubb Limitedinsurance violation2002MN-FIN$5,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2002MN-FIN$10,000
Chubb Indemnity Insurance Co.Chubb Limitedinsurance violation2002MN-FIN$5,000
Fortis Insurance Co. and John Alden Life Insurance Co.Assurantinsurance violation2002MN-FIN$75,000
Horace Mann Insurance Co.Horace Mann Educators Corp.insurance violation2002MN-FIN$10,000
Illinois Farmers Insurance Co.Zurich Insuranceinsurance violation2003MN-FIN$20,000
American Bankers Insurance Company of FloridaAssurantinsurance violation2003MN-FIN$100,000
American Bankers Life Assurance Company of FloridaAssurantinsurance violation2003MN-FIN$100,000
Illinois Farmers Insurance Co.Zurich Insuranceinsurance violation2003MN-FIN$10,000
Auto-Owners Insurance Co.Auto-Owners Insuranceinsurance violation2003MN-FIN$5,000
Metropolitan Life Insurance Co.MetLifeinsurance violation2003MN-FIN$10,000
Foremost Insurance Co.Zurich Insuranceinsurance violation2003MN-FIN$5,000
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2004MN-FIN$5,000
Conseco Health Insurance Co.CNO Financialinsurance violation2004MN-FIN$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.