Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| Seton Pharmaceuticals LLC | False Claims Act and related | 2020 | MULTI-AG | $9,664,891 | ||
| Monterey Del Pacifico Partners LLLP | investor protection violation | 2020 | MD-SEC | $9,880,000 | ||
| LexisNexis Coplogic Solutions Inc. | RELX Group | media | False Claims Act and related | 2020 | FL-AG | $9,880,000 |
| Citigroup Inc. | Citigroup | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $9,950,000 |
| Marketing Support Systems | telecommunications violation | 2020 | FCC | $9,997,750 | ||
| Airbus SE | Airbus | aerospace and military contracting | export control violation | 2020 | DDTC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,000,000 |
| Jet Propulsion Laboratory | employment discrimination | 2020 | EEOC | $10,000,000 | ||
| Saber Healthcare Group LLC | Saber Healthcare Group | healthcare services | False Claims Act and related | 2020 | DOJ_CIVIL | $10,000,000 |
| Blue Cross and Blue Shield of Texas | insurance violation | 2020 | TX-INS | $10,000,000 | ||
| Scripps Research Institute | Scripps Research Institute | healthcare services | False Claims Act and related | 2020 | DOJ_CIVIL | $10,000,000 |
| Age of Learning, Inc. dba ABCmouse | consumer protection violation | 2020 | FTC | $10,000,000 | ||
| Indivior, Inc. | Indivior PLC | pharmaceuticals | price-fixing or anti-competitive practices | 2020 | FTC | $10,000,000 |
| UHS, Inc. and UHS of Delaware, Inc, and HRI Clinics, Inc. | Universal Health Services Inc. | healthcare services | False Claims Act and related | 2020 | MA-AG | $10,000,000 |
| UBS Financial Services Inc. | UBS | financial services | investor protection violation | 2020 | SEC | $10,000,000 |
| Maestro-Connections Health Systems, LLC | False Claims Act and related | 2020 | MA-AG | $10,000,000 | ||
| Ticketmaster L.L.C. | Live Nation Entertainment | entertainment | fraud | 2020 | USAO | $10,000,000 |
| PSEG Long Island | Public Service Enterprise | utilities and power generation | utility service violation | 2020 | NY-PSC | $10,000,000 |
| KMCO, LLC | ALTIVIA | chemicals | environmental violation | 2020 | TX-ENV | $10,000,000 |
| Bausch & Lomb Inc. | Bausch Health | pharmaceuticals | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $10,000,000 |
| Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $10,000,000 |
| NGK Insulators Ltd. | NGK Insulators | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $10,200,000 |
| Catalyst Capital Advisors LLC | investor protection violation | 2020 | CFTC | $10,208,481 | ||
| AmTrust Financial Services Inc. | Stone Point Capital | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $10,300,000 |
| State Farm Insurance Group | State Farm Insurance | financial services | insurance violation | 2020 | NY-DFS | $10,443,700 |
| Catalyst Capital Advisors, LLC | investor protection violation | 2020 | SEC | $10,508,481 | ||
| Impetus Enterprise, Inc. and Fig Tree & Co., LLC | consumer protection violation | 2020 | FTC | $10,708,206 | ||
| Consolidated Edison Company of New York, Inc. | Consolidated Edison | utilities and power generation | utility service violation | 2020 | NY-PSC | $10,750,000 |
| Bradken Inc. | Hitachi | diversified | False Claims Act and related | 2020 | DOJ_CIVIL | $10,896,924 |
| CenturyLink | Lumen Technologies | telecommunications | consumer protection violation | 2020 | AZ-AG | $10,900,000 |
| Wells Fargo Bank | Wells Fargo | financial services | wage and hour violation | 2020 | private lawsuit-federal | $10,928,870 |
| Injured Workers Pharmacy, LLC | drug or medical equipment safety violation | 2020 | MA-AG | $11,000,000 | ||
| Jackie Variety Inc. et al. | wage and hour violation | 2020 | private lawsuit-federal | $11,000,000 | ||
| Schneider Electric Buildings Americas Inc. | Schneider Electric | electrical and electronic equipment | False Claims Act and related | 2020 | DOJ_CIVIL | $11,000,000 |
| HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $11,100,000 |
| American Honda Motor Company, Inc. | Honda | motor vehicles | product safety violation | 2020 | CA-AG | $11,375,000 |
| Toyo Tire & Rubber Co., Ltd. | Toyo Tire & Rubber | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $11,400,000 |
| Interactive Brokers LLC | Interactive Brokers Group | financial services | investor protection violation | 2020 | SEC | $11,500,000 |
| Bio-Reference Laboratories Inc. | OPKO Health | healthcare services | False Claims Act and related | 2020 | USAO | $11,500,000 |
| Ocwen Financial Corporation | Ocwen Financial | financial services | mortgage abuses | 2020 | FL-AG | $11,600,000 |
| State Farm Fire and Casualty Company | State Farm Insurance | financial services | consumer protection violation | 2020 | private lawsuit-federal | $11,757,954 |
| Novartis Pharmaceuticals Corporation | Novartis | pharmaceuticals | kickbacks and bribery | 2020 | CA-AG | $11,800,000 |
| Sanofi-Aventis U.S., LLC | Sanofi | pharmaceuticals | False Claims Act and related | 2020 | USAO | $11,850,000 |
| Sterling Healthcare Opco, LLC d/b/a/Cordant Health Solutions | False Claims Act and related | 2020 | USAO | $11,942,913 | ||
| Pacific Carriers Limited | environmental violation | 2020 | EPA | $12,000,000 | ||
| Knorr-Bremse AG | Knorr-Bremse | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $12,000,000 |
| Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $12,000,000 |
| Walgreens/Direct Vision | Walgreens Boots Alliance | retailing | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $12,000,000 |
| Cytosport Inc. | consumer protection violation | 2020 | private lawsuit-federal | $12,000,000 | ||
| Harley-Davidson, Inc. | Harley-Davidson | motor vehicles | air pollution violation | 2020 | EPA | $12,000,000 |
| Advanced Micro Devices Inc. | Advanced Micro Devices | electrical and electronic equipment | consumer protection violation | 2020 | private lawsuit-federal | $12,100,000 |
| Trinity Containers LLC | motor vehicle safety violation | 2020 | FMCSA | $12,173,000 | ||
| Interactive Brokers LLC | Interactive Brokers Group | financial services | anti-money-laundering deficiencies | 2020 | CFTC | $12,206,214 |
| Sprint Corporation | T-Mobile US | telecommunications | telecommunications violation | 2020 | FCC | $12,240,000 |
| UCXtra Umbrella, LLC | False Claims Act and related | 2020 | USAO | $12,500,000 | ||
| Apple Bank for Savings | anti-money-laundering deficiencies | 2020 | FDIC | $12,500,000 | ||
| Royal Bank of Scotland Group | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $13,000,000 |
| Rent-A-Center Inc. | Rent-A-Center | retailing | consumer protection violation | 2020 | private lawsuit-federal | $13,000,000 |
| Technicolor SA | Technicolor | miscellaneous services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $13,013,960 |
| Progenity Inc. | False Claims Act and related | 2020 | MULTI-AG | $13,150,684 | ||
| Flowers Foods, Inc. | Flowers Foods | food products | wage and hour violation | 2020 | private lawsuit-federal | $13,250,000 |
| Lakeway Regional Medical Center LLC | False Claims Act and related | 2020 | DOJ_CIVIL | $13,580,822 | ||
| Union Bancaire Privee, UBP SA | Union Bancaire Privee | financial services | tax violations | 2020 | DOJ_TAX | $14,000,000 |
| Wal-Mart Stores Inc. | Walmart | retailing | employment discrimination | 2020 | private lawsuit-federal | $14,000,000 |
| Showa Corp. | Hitachi | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $14,060,000 |
| Toyoda Gosei Co. Ltd. | Toyoda Gosei | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $14,160,000 |
| Mylan Inc. | Viatris | pharmaceuticals | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $14,377,600 |
| First Tennessee Bank NA | First Horizon National | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $14,500,000 |
| T-Mobile | T-Mobile US | telecommunications | consumer protection violation | 2020 | MULTI-AG | $15,000,000 |
| Daimler Trucks North America | Daimler Truck AG | motor vehicles | motor vehicle safety violation | 2020 | NHTSA | $15,000,000 |
| Interactive Brokers LLC | Interactive Brokers Group | financial services | anti-money-laundering deficiencies | 2020 | FINRA | $15,000,000 |
| CMS Energy Resource Management | CMS Energy | utilities and power generation | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $15,000,000 |
| Deutsche Bank | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $15,000,000 |
| Hitachi Automotive Systems Limited | Hitachi | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $15,000,000 |
| Worldpay US, Inc. | consumer protection violation | 2020 | private lawsuit-federal | $15,000,000 | ||
| Guaranteed Rate Inc. | Guaranteed Rate Inc. | financial services | False Claims Act and related | 2020 | DOJ_CIVIL | $15,060,000 |
| Encore Capital Group, Inc. | Encore Capital Group | financial services | consumer protection violation | 2020 | CFPB | $15,079,308 |
| 1-800 Contacts Inc. | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $15,100,000 |
| Tesoro Refining & Marketing Company LLC | Marathon Petroleum | oil and gas | wage and hour violation | 2020 | private lawsuit-federal | $15,250,000 |
| Omnicare Inc. | CVS Health | retailing | Controlled Substances Act violation | 2020 | DEA | $15,300,000 |
| Guardian Elder Care Holdings Inc. | Guardian Elder Care | healthcare services | False Claims Act and related | 2020 | DOJ_CIVIL | $15,466,278 |
| U.S. Bancorp Investments, Inc. | U.S. Bancorp | financial services | investor protection violation | 2020 | SEC | $15,992,441 |
| ICOBox | investor protection violation | 2020 | SEC | $16,059,428 | ||
| PAM Transport Inc. | wage and hour violation | 2020 | private lawsuit-federal | $16,500,000 | ||
| Sargeant Marine Inc. | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $16,600,000 | ||
| Christie's Inc. | tax violations | 2020 | NY-MANDA | $16,700,000 | ||
| Longwood Management Corporation | False Claims Act and related | 2020 | DOJ_CIVIL | $16,700,000 | ||
| Blue Bell Creameries L.P. | Blue Bell Creameries | food products | food safety violation | 2020 | DOJ_CIVIL | $17,250,000 |
| Super Micro Computer, Inc. | Super Micro Computer Inc. | electrical and electronic equipment | accounting fraud or deficiencies | 2020 | SEC | $17,500,000 |
| Home Depot | Home Depot | retailing | privacy violation | 2020 | MULTI-AG | $17,500,000 |
| UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $17,900,000 |
| Citibank, N.A. | Citigroup | financial services | banking violation | 2020 | OCC | $17,998,510 |
| Grocery Manufacturer's Association | campaign finance violation | 2020 | WA-AG | $18,000,000 | ||
| Merit Medical Systems Inc. | Merit Medical Systems | medical equipment and supplies | False Claims Act and related | 2020 | DOJ_CIVIL | $18,000,000 |
| Merit Medical Systems Inc. | Merit Medical Systems | medical equipment and supplies | False Claims Act and related | 2020 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $18,000,000 |
| BMW AG | BMW | motor vehicles | accounting fraud or deficiencies | 2020 | SEC | $18,000,000 |
| RBS Financial Products, Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2020 | MD-AG | $18,000,000 |
| Massachusetts Institute of Technology | Massachusetts Institute of Technology | miscellaneous services | benefit plan administrator violation | 2020 | private lawsuit-federal | $18,100,000 |
| Equifax Inc. | Equifax | miscellaneous services | privacy violation | 2020 | MA-AG | $18,200,000 |
| Kerr-McGee Oil & Gas Onshore LP | Occidental Petroleum | oil and gas | environmental violation | 2020 | CO-OIL | $18,250,000 |
| Pruco Securities, LLC | Prudential Financial | financial services | investor protection violation | 2020 | SEC | $18,252,341 |
| Chou Team Realty, LLC dba Monster Loans | consumer protection violation | 2020 | CFPB | $18,450,001 |
