Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| RBC Capital Markets LLC | Royal Bank of Canada | financial services | investor protection violation | 2020 | SEC | $3,889,007 |
| Johnson & Johnson | Johnson & Johnson | pharmaceuticals | drug or medical equipment safety violation | 2020 | WV-AG | $3,900,000 |
| Ashland Global Holdings Inc. | Ashland Global Holdings | chemicals | wage and hour violation | 2020 | private lawsuit-federal | $3,900,000 |
| Southwest Airlines | Southwest Airlines | airlines | aviation safety violation | 2020 | FAA | $3,920,000 |
| Amick Farms LLC | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $3,950,000 | ||
| NeuroMetrix, Inc. | consumer protection violation | 2020 | FTC | $4,000,000 | ||
| Mazzone Management Group | wage and hour violation | 2020 | private lawsuit-federal | $4,000,000 | ||
| Asurion Insurance Services, Inc. and Asurion Protection Services LLC | Asurion | financial services | insurance violation | 2020 | NY-DFS | $4,000,000 |
| Pacific Gas & Electric | PG&E Corp. | utilities and power generation | environmental violation | 2020 | CA-MULTI | $4,000,000 |
| New York Mercantile Exchange (NYMEX) | investor protection violation | 2020 | CFTC | $4,000,000 | ||
| HollyFrontier El Dorado Refining LLC | HF Sinclair Corporation | oil and gas | air pollution violation | 2020 | EPA | $4,000,000 |
| VMware | Broadcom | electrical and electronic equipment | False Claims Act and related | 2020 | CA-AG | $4,000,000 |
| Williamsburg Physical Therapy, P.C. and Euro Physical Therapy, P.C. | False Claims Act and related | 2020 | USAO | $4,000,000 | ||
| HOLLYFRONTIER EL DORADO REFINING LLC | HF Sinclair Corporation | oil and gas | air pollution violation | 2020 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,000,000 |
| ETC Texas Pipeline, LTD | Energy Transfer | pipelines | air pollution violation | 2020 | NM-ENV | $4,023,779 |
| Encore Rehabilitation Services LLC | False Claims Act and related | 2020 | DOJ_CIVIL | $4,030,000 | ||
| Cookeville Regional Medical Center Authority | Cookeville Regional Medical Center | healthcare services | False Claims Act and related | 2020 | USAO | $4,100,000 |
| Berkshire Hathaway Inc. | Berkshire Hathaway | diversified | economic sanction violation | 2020 | OFAC | $4,144,651 |
| Keystone Biofuels Inc. | environmental violation | 2020 | EPA | $4,149,383 | ||
| Mitsubishi Heavy Industries | Mitsubishi Heavy Industries | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,200,000 |
| Amerihealth Caritas Services, LLC | wage and hour violation | 2020 | private lawsuit-federal | $4,250,000 | ||
| Dave O'Mara Contractor Inc. | False Claims Act and related | 2020 | DOJ_CIVIL | $4,250,000 | ||
| AppFolio, Inc. | consumer protection violation | 2020 | FTC | $4,250,000 | ||
| George's Farms, Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,250,000 | ||
| Heller Family Medicine, LLC | False Claims Act and related | 2020 | USAO | $4,300,000 | ||
| Lake Erie Tobacco Company | tax violations | 2020 | ATTTB | $4,333,129 | ||
| Trickling Springs Creamery, LLC | investor protection violation | 2020 | PA-BKG | $4,375,000 | ||
| Ecotrust and Ecotrust Forest Management | False Claims Act and related | 2020 | OR-AG | $4,400,000 | ||
| Toyo Denso | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,408,000 | ||
| ResMed Corp. | ResMed Inc. | medical equipment and supplies | kickbacks and bribery | 2020 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,470,000 |
| Northland Associates, Inc. and The Diverse Construction Group, LLC | False Claims Act and related | 2020 | USAO | $4,470,000 | ||
| Omnicare Inc. et al. | CVS Health | retailing | wage and hour violation | 2020 | private lawsuit-federal | $4,500,000 |
| Citibank N.A. | Citigroup | financial services | investor protection violation | 2020 | CFTC | $4,500,000 |
| Concept Schools, NFP | False Claims Act and related | 2020 | DOJ_CIVIL | $4,500,000 | ||
| Doctor's Choice Home Care, Inc. | False Claims Act and related | 2020 | DOJ_CIVIL | $4,531,000 | ||
| University of North Carolina at Chapel Hill | False Claims Act and related | 2020 | USAO | $4,552,058 | ||
| Covelli Enterprises, Inc. | wage and hour violation | 2020 | private lawsuit-federal | $4,625,000 | ||
| Valero Energy Corporation | Valero Energy | oil and gas | air pollution violation | 2020 | EPA | $4,625,000 |
| Valero Energy Corporation | Valero Energy | oil and gas | air pollution violation | 2020 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,625,000 |
| Business Owners Tax Relief LLC | investor protection violation | 2020 | AZ-CC | $4,674,873 | ||
| NaviHealth, Inc. | UnitedHealth Group | healthcare services | wage and hour violation | 2020 | private lawsuit-federal | $4,690,000 |
| Northern Air Cargo LLC | False Claims Act and related | 2020 | DOJ_CIVIL | $4,700,000 | ||
| Pine Tree Meat & Produce Inc. et al. | tax violations | 2020 | NY-AG | $4,700,000 | ||
| Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,700,000 |
| Craft Brew Alliance, Inc. | Anheuser-Busch InBev | beverages | consumer protection violation | 2020 | private lawsuit-federal | $4,700,000 |
| Lumber Liquidators, Inc. | LL Flooring Holdings | housewares and home furnishings | wage and hour violation | 2020 | private lawsuit-state | $4,750,000 |
| Rite Aid | Rite Aid | retailing | False Claims Act and related | 2020 | USAO | $4,750,000 |
| Santander Consumer USA Inc. | Banco Santander | financial services | consumer protection violation | 2020 | CFPB | $4,750,000 |
| HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,750,000 |
| Caldwell University | False Claims Act and related | 2020 | USAO | $4,800,000 | ||
| Ophthalmic Consultants, P.A. | False Claims Act and related | 2020 | USAO | $4,800,000 | ||
| Metropolitan Jewish Health System Hospice and Palliative Care | False Claims Act and related | 2020 | USAO | $4,850,000 | ||
| DOW CORNING CORP | Dow Inc. | chemicals | air pollution violation | 2020 | EPA | $4,875,335 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2020 | private lawsuit-federal | $4,950,000 |
| Diageo plc | Diageo | beverages | investor protection violation | 2020 | SEC | $5,000,000 |
| Federal Express Corporation | FedEx | freight and logistics | wage and hour violation | 2020 | private lawsuit-federal | $5,000,000 |
| MagicJack VocalTec | telecommunications violation | 2020 | FCC | $5,000,000 | ||
| Southern Coal Corporation et al. | workplace safety or health violation | 2020 | USAO | $5,000,000 | ||
| Morgan Stanley Smith Barney LLC | Morgan Stanley | financial services | investor protection violation | 2020 | SEC | $5,000,000 |
| Bloomberg Tradebook LLC | Bloomberg | information technology | investor protection violation | 2020 | SEC | $5,000,000 |
| Anheuser-Busch, LLC | Anheuser-Busch InBev | beverages | tax violations | 2020 | ATTTB | $5,000,000 |
| William M. Kelly Inc. and Omega Imaging Inc. | False Claims Act and related | 2020 | DOJ_CIVIL | $5,000,000 | ||
| CG Roxane LLC | hazardous waste violation | 2020 | USAO | $5,000,000 | ||
| US Air Ducts & Sky Builders Inc. and DLM Services Inc. | privacy violation | 2020 | WA-AG | $5,000,000 | ||
| Recreational Equipment, Inc. (REI) | Recreational Equipment Inc. (REI) | retailing | wage and hour violation | 2020 | private lawsuit-federal | $5,000,000 |
| American Honda Motor Company, Inc. | Honda | motor vehicles | motor vehicle safety violation | 2020 | AZ-AG | $5,000,000 |
| Nissan Motor Acceptance Corporation | Nissan | motor vehicles | consumer protection violation | 2020 | CFPB | $5,000,000 |
| Morgan Stanley Capital Services LLC | Morgan Stanley | financial services | investor protection violation | 2020 | CFTC | $5,000,000 |
| PNC Bank, NA | PNC Financial Services | financial services | mortgage abuses | 2020 | DOJ_UTP | $5,000,000 |
| Community Health Systems, Inc. | Community Health Systems | healthcare services | privacy violation | 2020 | MULTI-AG | $5,000,000 |
| First Abu Dhabi Bank USA N.V. | banking violation | 2020 | OCC | $5,000,000 | ||
| Kik Interactive Inc. | investor protection violation | 2020 | SEC | $5,000,000 | ||
| Morgan Stanley & Co. LLC | Morgan Stanley | financial services | investor protection violation | 2020 | SEC | $5,000,000 |
| Interface Inc. | accounting fraud or deficiencies | 2020 | SEC | $5,000,000 | ||
| Gerawan Farming, Inc. | wage and hour violation | 2020 | private lawsuit-federal | $5,000,000 | ||
| E.I. Du Pont de Nemours and Company | Corteva | agribusiness | wage and hour violation | 2020 | private lawsuit-federal | $5,000,000 |
| Performance Food Group, Inc. | Performance Food Group | restaurants and foodservice | employment discrimination | 2020 | EEOC | $5,000,000 |
| Bank of America N.A. | Bank of America | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,000,000 |
| ARCELORMITTAL STEEL USA | Cleveland-Cliffs | mining and minerals | air pollution violation | 2020 | EPA | $5,002,158 |
| Aarons, Inc. | Aaron's | retailing | wage and hour violation | 2020 | private lawsuit-federal | $5,100,000 |
| George E. Warren LLC | air pollution violation | 2020 | EPA | $5,100,000 | ||
| George E. Warren Corporation | air pollution violation | 2020 | EPA | $5,100,000 | ||
| Societe Generale | Societe Generale | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,125,000 |
| Peco Foods, Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,150,000 | ||
| Blue Furniture Solutions, LLC and XMillenium, LLC | False Claims Act and related | 2020 | USAO | $5,200,000 | ||
| Espar Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,200,000 | ||
| Walsin Technology Corporation | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,250,000 | ||
| SUNCOKE/INDIANA HARBOR COKE @ ARCELORMITTAL | SunCoke Energy | miscellaneous energy products and systems | air pollution violation | 2020 | EPA | $5,250,000 |
| Ford Motor Co. | Ford Motor | motor vehicles | product safety violation | 2020 | private lawsuit-federal | $5,300,000 |
| Maruyasu Industries Co. Ltd. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,320,000 | ||
| Boeing Co. | Boeing | aerospace and military contracting | aviation safety violation | 2020 | FAA | $5,400,000 |
| Farmers Insurance Exchange | Farmers Insurance Exchange | financial services | wage and hour violation | 2020 | private lawsuit-federal | $5,400,000 |
| Ocean Spray Cranberries, Inc. | consumer protection violation | 2020 | private lawsuit-federal | $5,400,000 | ||
| Kyanite Services, Inc. | consumer protection violation | 2020 | CFPB | $5,432,525 | ||
| XPO Logistics, Inc. | XPO Logistics | freight and logistics | wage and hour violation | 2020 | private lawsuit-federal | $5,500,000 |
| Debt Resolve, Inc.; Student Loan Care, LLC; and Progress Advocates, LLC | consumer protection violation | 2020 | NY-AG | $5,500,000 | ||
| DCP Operating Company, LP | Phillips 66 | oil and gas | environmental violation | 2020 | NM-ENV | $5,500,546 |
| Libre by Nexus, Inc. | insurance violation | 2020 | CA-INS | $5,515,000 | ||
| Welk Resorts Inc. | consumer protection violation | 2020 | CA-AG | $5,550,000 | ||
| Boon Tech | investor protection violation | 2020 | SEC | $5,600,334 |
