Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
UNITED STATES COLD STORAGE, INC. | Swire | diversified | workplace safety or health violation | 2012 | OSHA | $7,050 |
SWIRE COCA-COLA, USA | Swire | diversified | workplace safety or health violation | 2012 | OSHA | $7,230 |
UNITED STATES COLD STORAGE | Swire | diversified | workplace safety or health violation | 2014 | OSHA | $20,300 |
UNITED STATES COLD STORAGE OF CALIFORNIA | Swire | diversified | workplace safety or health violation | 2016 | OSHA | $16,930 |
UNITED STATES COLD STORAGE | Swire | diversified | workplace safety or health violation | 2016 | OSHA | $6,445 |
SWIRE PACIFIC HOLDINGS, INC. | Swire | diversified | workplace safety or health violation | 2018 | OSHA | $7,853 |
UNITED STATES COLD STORAGE, INC. | Swire | diversified | workplace safety or health violation | 2019 | OSHA | $8,000 |
UNITED STATES COLD STORAGE | Swire | diversified | workplace safety or health violation | 2022 | OSHA | $8,288 |
United States Cold Storage | Swire | diversified | environmental violation | 2003 | EPA | $14,000 |
United States Cold Storage LP | Swire | diversified | air pollution violation | 2016 | EPA | $30,000 |
ERICO International Corp. | nVent Electric PLC | electrical and electronic equipment | environmental violation | 2009 | OH-ENV | $31,340 |
HOFFMAN ENCLOSURES INC. | nVent Electric PLC | electrical and electronic equipment | workplace safety or health violation | 2007 | OSHA | $10,360 |
ERICO INTERNATIONAL | nVent Electric PLC | electrical and electronic equipment | workplace safety or health violation | 2009 | OSHA | $5,500 |
ERICO INTERNATIONAL CORPORATION | nVent Electric PLC | electrical and electronic equipment | workplace safety or health violation | 2010 | OSHA | $15,400 |
ERICO INTERNATIONAL CORPORATION | nVent Electric PLC | electrical and electronic equipment | workplace safety or health violation | 2010 | OSHA | $13,160 |
ERICO INTERNATIONAL CORP. | nVent Electric PLC | electrical and electronic equipment | workplace safety or health violation | 2015 | OSHA | $8,000 |
ERICO INTERNATIONAL CORPORATION | nVent Electric PLC | electrical and electronic equipment | workplace safety or health violation | 2019 | OSHA | $25,270 |
ERICO INTERNATIONAL CORPORATION | nVent Electric PLC | electrical and electronic equipment | workplace safety or health violation | 2023 | OSHA | $10,714 |
ERICO INTERNATIONAL CORPORATION | nVent Electric PLC | electrical and electronic equipment | workplace safety or health violation | 2023 | OSHA | $13,282 |
ERICO INTERNATIONAL CORPORATION | nVent Electric PLC | electrical and electronic equipment | workplace safety or health violation | 2023 | OSHA | $36,872 |
Regal Cinemas | Cineworld | entertainment | labor relations violation | 2004 | NLRB | $700,000 |
Regal Cinemas, Inc. | Cineworld | entertainment | labor relations violation | 2004 | NLRB | $289,369 |
Regal Cinemas | Cineworld | entertainment | labor relations violation | 2004 | NLRB | $206,862 |
Regal Cinemas, Inc. | Cineworld | entertainment | labor relations violation | 2004 | NLRB | $350,000 |
REGAL CINEMAS, INC | Cineworld | entertainment | environmental violation | 2016 | PA-ENV | $10,000 |
REGAL CINEMAS, INC. | Cineworld | entertainment | workplace safety or health violation | 2019 | OSHA | $42,180 |
REGAL CINEMAS, INC. | Cineworld | entertainment | workplace safety or health violation | 2019 | OSHA | $20,457 |
REGAL CINEMAS INC | Cineworld | entertainment | workplace safety or health violation | 2022 | OSHA | $5,400 |
REGAL CINEMAS | Cineworld | entertainment | workplace safety or health violation | 2023 | OSHA | $6,914 |
HSBC Bank USA, National Association | HSBC | financial services | banking violation | 2016 | OCC | $35,000,000 |
ROYAL BANK OF SCOTLAND PLC | NatWest Group PLC | financial services | banking violation | 2015 | FED | $274,000,000 |
THE ROYAL BANK OF SCOTLAND GROUP PLC | NatWest Group PLC | financial services | banking violation | 2013 | FED | $50,000,000 |
HSBC Bank USA NA | HSBC | financial services | mortgage abuses | 2016 | DOJ | $470,000,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | DOJ_CRIMINAL | $227,000,000 |
Barclays Bank PLC | Barclays | financial services | economic sanction violation | 2010 | DOJ_CRIMINAL | $298,000,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2016 | SEC | $35,000,000 |
HSBC Private Bank (Suisse) | HSBC | financial services | investor protection violation | 2014 | SEC | $12,500,000 |
HSBC | HSBC | financial services | toxic securities abuses | 2012 | NCUA | $5,250,000 |
HSBC | HSBC | financial services | mortgage abuses | 2014 | USAO | $10,000,000 |
Coutts & Co Ltd | NatWest Group PLC | financial services | tax violations | 2015 | DOJ_TAX | $78,484,000 |
Standard Chartered Bank (Switzerland) SA, en liquidation | Standard Chartered | financial services | tax violations | 2015 | DOJ_TAX | $6,337,000 |
Barclays Bank PLC | Barclays | financial services | economic sanction violation | 2016 | OFAC | $2,485,890 |
Royal Bank of Scotland PLC | NatWest Group PLC | financial services | economic sanction violation | 2013 | OFAC | $33,000,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $132,000,000 |
HSBC Holdings | HSBC | financial services | economic sanction violation | 2012 | OFAC | $375,000,000 |
Balli Aviation Ltd. and Balli Group PLC | Balli Group | financial services | export control violation | 2010 | BIS | $15,000,000 |
Lloyds TSB Bank PLC | Lloyds Banking Group | financial services | economic sanction violation | 2009 | DOJ_CRIMINAL | $175,000,000 |
Barclays Bank PLC | Barclays | financial services | economic sanction violation | 2004 | OFAC | $14,970 |
HSBC Bank USA | HSBC | financial services | economic sanction violation | 2004 | OFAC | $5,500 |
HSBC Bank USA | HSBC | financial services | economic sanction violation | 2004 | OFAC | $8,375 |
Barclays Bank PLC | Barclays | financial services | economic sanction violation | 2003 | OFAC | $10,107 |
HSBC Bank USA | HSBC | financial services | economic sanction violation | 2003 | OFAC | $5,500 |
HSBC Bank USA | HSBC | financial services | economic sanction violation | 2003 | OFAC | $11,000 |
HSBC Bank USA, N.A. | HSBC | financial services | investor protection violation | 2007 | SEC | $10,500,000 |
Barclays Bank PLC | Barclays | financial services | insider trading | 2007 | SEC | $10,943,561 |
Barclays Bank PLC | Barclays | financial services | data submission deficiencies | 2016 | CFTC | $500,000 |
Balli Aviation Ltd. | Balli Group | financial services | export control violation | 2010 | DOJ_NATSEC | $2,000,000 |
HSBC Bank USA, National Association | HSBC | financial services | banking violation | 2017 | OCC | $32,500,000 |
IFCO SYSTEMS | Triton Investments Advisers | financial services | labor relations violation | 2013 | NLRB | $91,866 |
Watson Wyatt & Co. | Willis Towers Watson | financial services | labor relations violation | 2005 | NLRB | $91,000 |
Barclays Capital | Barclays | financial services | investor protection violation | 2017 | SEC | $97,037,659 |
HSBC Holdings | HSBC | financial services | banking violation | 2017 | FED | $175,000,000 |
HSBC Bank USA N.A. | HSBC | financial services | False Claims Act and related | 2017 | USAO | $2,118,861 |
IFCO Systems | Triton Investments Advisers | financial services | work visa violations | 2008 | USAO | $20,700,000 |
Republic New York Securities | HSBC | financial services | fraud | 2001 | USAO | $569,000,000 |
HSBC Holdings plc | HSBC | financial services | fraud | 2018 | DOJ_CRIMINAL | $100,000,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2017 | SEC | $12,710,040 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2016 | SEC | $500,000 |
Royal Bank of Scotland Group plc | NatWest Group PLC | financial services | investor protection violation | 2014 | SEC | $120,000 |
HSBC | HSBC | financial services | wage and hour violation | 2016 | private lawsuit-federal | $6,982,000 |
HSBC Bank | HSBC | financial services | wage and hour violation | 2013 | private lawsuit-federal | $15,625,000 |
HSBC Auto Finance | HSBC | financial services | wage and hour violation | 2009 | private lawsuit-federal | $420,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | DOJ_CRIMINAL | $292,210,160 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $657,040,033 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2016 | NY-AG | $35,000,000 |
Barclays Capital Inc. | Barclays | financial services | toxic securities abuses | 2016 | VA-AG | $9,000,000 |
Household Finance Corp. | HSBC | financial services | mortgage abuses | 2002 | MULTI-AG | $484,000,000 |
HSBC | HSBC | financial services | mortgage abuses | 2016 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $59,500,000 |
HSBC | HSBC | financial services | consumer protection violation | 2016 | MA-AG | $4,000,000 |
HSBC | HSBC | financial services | consumer protection violation | 2015 | MO-AG | $825,000 |
HSBC Bank USA, N.A. | HSBC | financial services | environmental violation | 2007 | NY-AG | $918,000 |
HSBC Finance Corporation | HSBC | financial services | consumer protection violation | 2013 | WV-AG | $1,950,000 |
HSBC Securities | HSBC | financial services | mortgage abuses | 2018 | MA-AG | $26,800,000 |
HSBC Securities (USA) Inc. | HSBC | financial services | toxic securities abuses | 2016 | VA-AG | $2,500,000 |
RBS Securities Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2016 | VA-AG | $10,000,000 |
Royal Bank of Scotland | NatWest Group PLC | financial services | toxic securities abuses | 2018 | IL-AG | $20,000,000 |
Willis Group Holdings Ltd. | Willis Towers Watson | financial services | consumer protection violation | 2007 | FL-AG | $2,600,000 |
Willis Group Holdings Ltd. | Willis Towers Watson | financial services | price-fixing or anti-competitive practices | 2005 | NY-AG | $50,000,000 |
NatWest Markets Plc | NatWest Group PLC | financial services | investor protection violation | 2019 | CFTC | $850,000 |
HSBC Bank USA, N.A. | HSBC | financial services | investor protection violation | 2019 | CFTC | $650,000 |
HSBC Bank USA, N.A. | HSBC | financial services | economic sanction violation | 2013 | OFAC | $32,400 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | NY-MANDA | $292,000,000 |
HSBC Holdings plc | HSBC | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000 |
Barclays plc | Barclays | financial services | economic sanction violation | 2010 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000 |
Lloyds TSB Bank plc | Lloyds Banking Group | financial services | economic sanction violation | 2009 | NY-MANDA | $175,000,000 |
Watson Wyatt & Company | Willis Towers Watson | financial services | False Claims Act and related | 2005 | USAO | $689,828 |
HSBC Private Bank (Suisse) SA | HSBC | financial services | tax violations | 2019 | USAO | $192,350,000 |
Coutts & Co Ltd. | NatWest Group PLC | financial services | tax violations | 2019 | DOJ_TAX | $27,900,000 |
HSBC Securities (USA) Inc. | HSBC | financial services | investor protection violation | 2020 | SEC | $725,000 |
Valley Forge Life Insurance Company | Prudential PLC | financial services | insurance violation | 2001 | MA-INS | $11,600 |