Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| Ascend Performance | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | EPA | $60,000 |
| Ascend Performance Materials | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2019 | EPA | $976,707 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2019 | EPA | $5,665 |
| Hexion Inc. | American Securities LLC | private equity (including portfolio companies) | hazardous waste violation | 2020 | EPA | $22,662 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | air pollution violation | 2020 | EPA | $37,886 |
| BLACKBEARD OPERATING, LLC | NGP Energy Capital | private equity (including portfolio companies) | water pollution violation | 2021 | EPA | $23,800 |
| DelTech Monomer Po co | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2022 | EPA | $80,250 |
| Nouryon Surface Chemistry LLC | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2022 | EPA | $71,830 |
| ENDURING RESOURCES, LLC | Encap Investments | private equity (including portfolio companies) | air pollution violation | 2023 | EPA | $185,000 |
| TENNECO AUTOMOTIVE, INC. | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2000 | EPA | $30,000 |
| TENNECO AUTOMOTIVE, INC. | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2000 | EPA | $30,000 |
| BLUE BIRD BODY COMPANY | American Securities LLC | private equity (including portfolio companies) | hazardous waste violation | 2002 | EPA | $16,672 |
| UNIVAR USA, INC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2007 | EPA | $12,480 |
| FEDERAL MOGUL IGNITION COMPANY | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2014 | EPA | $12,191 |
| POLYONE DESIGNED STRUCTURES AND SOLUTIONS, LLC | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2015 | EPA | $15,335 |
| Oregon Tool, Inc. | Platinum Equity | private equity (including portfolio companies) | hazardous waste violation | 2023 | EPA | $337,253 |
| REILLY INDUSTRIES | Wind Point Partners | private equity (including portfolio companies) | water pollution violation | 2002 | EPA | $38,660 |
| Gates Rubber Company | Blackstone | private equity (including portfolio companies) | PCB violation | 2003 | EPA | $107,950 |
| PPL Montana - Colstrip Power Plant | Riverstone Holdings | private equity (including portfolio companies) | air pollution violation | 2007 | EPA | $50,000 |
| LINN OPERATING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2016 | EPA | $100,000 |
| EP Energy | Encap Investments | private equity (including portfolio companies) | air pollution violation | 2022 | EPA | $800,000 |
| Univar Solutions USA Inc. | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2022 | EPA | $405,515 |
| Chromalloy Gas Turbine Corporation | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | air pollution violation | 2003 | EPA | $326,722 |
| Univar USA Inc. aka Van Waters & Rogers | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2003 | EPA | $10,040 |
| Reichhold, Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $28,822 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | water pollution violation | 2006 | EPA | $157,500 |
| 99 Cents Only Stores | Ares Management | private equity (including portfolio companies) | environmental violation | 2010 | EPA | $409,490 |
| Sterigenics | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2010 | EPA | $85,903 |
| Maax Spas Industries Corporation | Lone Star Funds | private equity (including portfolio companies) | environmental violation | 2010 | EPA | $34,440 |
| Hasa, Inc. | Wind Point Partners | private equity (including portfolio companies) | environmental violation | 2010 | EPA | $50,000 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2011 | EPA | $122,550 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | EPA | $41,800 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | EPA | $6,400 |
| Cyanco | Cerberus Capital Management | private equity (including portfolio companies) | environmental violation | 2012 | EPA | $52,600 |
| SUTTER ENERGY CENTER | Energy Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2012 | EPA | $13,500 |
| 99 Cents Only Stores, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2022 | EPA | $751,055 |
| Univar Solutions USA, Inc | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2022 | EPA | $134,386 |
| VAN WATERS AND ROGERS | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2001 | EPA | $17,600 |
| TRUGREEN LP | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2013 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $53,300 |
| Briggs and Stratton Corporation | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2012 | EPA | $80,000 |
| Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | environmental violation | 2015 | EPA | $112,500 |
| Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $45,752 |
| Port Townsend Paper Corporation | Lindsay Goldberg | private equity (including portfolio companies) | air pollution violation | 2019 | EPA | $342,000 |
| Hexion, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2019 | EPA | $194,908 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $165,000 |
| Briggs and Stratton Corporation | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2007 | EPA | $130,000 |
| GE Jenbacher GmbH & Co OHG | Advent International | private equity (including portfolio companies) | air pollution violation | 2008 | EPA | $30,000 |
| TRANSMONTAIGNE | ArcLight Capital Partners | private equity (including portfolio companies) | air pollution violation | 2001 | EPA | $23,188 |
| GULF OIL LIMITED PARTNERSHIP | ArcLight Capital Partners | private equity (including portfolio companies) | air pollution violation | 2002 | EPA | $8,000 |
| Alumax Mill Products, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $10,000 |
| AKZO Nobel Chemicals, Inc. | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $15,090 |
| Foster Farms, LLC | Atlas Holdings | private equity (including portfolio companies) | air pollution violation | 2006 | EPA | $100,000 |
| Deltech Corporation | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2015 | EPA | $5,400 |
| Gulf Oil Limited Partnership | ArcLight Capital Partners | private equity (including portfolio companies) | air pollution violation | 2020 | EPA | $2,400,000 |
| Briggs & Stratton, LLC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2021 | EPA | $217,006 |
| Univar Solutions USA Inc | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2022 | EPA | $200,000 |
| TransMontaigne Product Services Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | air pollution violation | 2004 | EPA | $55,300 |
| EmCare Inc. | KKR & Co. | private equity (including portfolio companies) | employment discrimination | 2014 | EEOC | $499,000 |
| VISTA STAFFING SOLUTIONS | KKR & Co. | private equity (including portfolio companies) | benefit plan administrator violation | 2013 | EBSA | $10,001 |
| Servicemaster Alameda | Roark Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2012 | EBSA | $100,001 |
| AHLSTROM USA, INC. | Bain Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2008 | EBSA | $50,001 |
| AHLSTROM ENGINE FILTRATION LLC | Bain Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2007 | EBSA | $10,001 |
| BEVERLY ENTERPRISES INC | Fillmore Capital Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2004 | EBSA | $10,001 |
| VANDER-BEND PRECISION SHEETMETAL | Aterian Investment Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2002 | EBSA | $10,001 |
| PIONEER METAL FINISHING, LLC | Aterian Investment Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2017 | EBSA | $10,001 |
| COMMUNITY INTERVENTION SERVICES, INC. | H.I.G. Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2019 | EBSA | $10,001 |
| QUALTRICS LLC | Silver Lake | private equity (including portfolio companies) | benefit plan administrator violation | 2020 | EBSA | $10,001 |
| EDSAL MANUFACTURING COMPANY | Monomoy Capital Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2021 | EBSA | $10,001 |
| QUALTRICS LLC | Silver Lake | private equity (including portfolio companies) | benefit plan administrator violation | 2022 | EBSA | $50,001 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $100,000,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $210,000,000 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $125,000,000 |
| PharMerica Corp. | KKR & Co. | private equity (including portfolio companies) | kickbacks and bribery | 2015 | DOJ_CIVIL | $9,250,000 |
| 21st Century Oncology Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2016 | DOJ_CIVIL | $34,700,000 |
| Kindred Healthcare Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2016 | DOJ_CIVIL | $125,000,000 |
| ResCare Iowa Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2015 | DOJ_CIVIL | $5,630,000 |
| Lifepoint Hospitals, Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2013 | DOJ_CIVIL | $2,522,502 |
| Odyssey HealthCare | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2012 | DOJ_CIVIL | $25,000,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2007 | DOJ_CIVIL | $2,500,000 |
| American Medical Response Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $9,000,000 |
| Beverly Enterprises Inc. | Fillmore Capital Partners | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $20,000,000 |
| Odyssey HealthCare | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $12,900,000 |
| Corporate Express Office Products | Sycamore Partners Management | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $5,020,000 |
| Staples Contract and Commercial | Sycamore Partners Management | private equity (including portfolio companies) | False Claims Act and related | 2005 | DOJ_CIVIL | $7,400,000 |
| Lifescan, Inc. | Platinum Equity | private equity (including portfolio companies) | False Claims Act and related | 2001 | DOJ_CIVIL | $15,000,000 |
| Vencor Inc. and Ventas Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2001 | DOJ_CIVIL | $104,500,000 |
| TeamHealth Holdings | Blackstone | private equity (including portfolio companies) | False Claims Act and related | 2017 | DOJ_CIVIL | $60,000,000 |
| Beverly Enterprises | Fillmore Capital Partners | private equity (including portfolio companies) | False Claims Act and related | 2000 | DOJ_CIVIL | $170,000,000 |
| Michaels Stores Inc. | Apollo Global Management | private equity (including portfolio companies) | product safety violation | 2018 | DOJ_CIVIL | $1,500,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | trade violations | 2019 | DOJ_CIVIL | $62,500,000 |
| NextGen Healthcare, Inc. | Thoma Bravo | private equity (including portfolio companies) | False Claims Act and related | 2023 | DOJ_CIVIL | $31,000,000 |
| Hitachi Metals Ltd. | Bain Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2014 | DOJ_ANTITRUST | $1,250,000 |
| GEO Specialty Chemicals Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2016 | DOJ_ANTITRUST | $5,000,000 |
| Arctic Glacier International Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2009 | DOJ_ANTITRUST | $9,000,000 |
| Akzo Nobel Chemicals International B.V. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2006 | DOJ_ANTITRUST | $32,000,000 |
| Akzo Nobel Chemicals BV | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2001 | DOJ_ANTITRUST | $12,000,000 |
| Reilly Industries Inc. | Wind Point Partners | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2000 | DOJ_ANTITRUST | $2,000,000 |
| Forethought Life Insurance Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | DE-INS | $98,000 |
| Forethought Life Insurance Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | DE-INS | $5,500 |
| Aeroflex Incorporated | Advent International | private equity (including portfolio companies) | export control violation | 2013 | DDTC | $8,000,000 |
| Space Systems Loral | Advent International | private equity (including portfolio companies) | export control violation | 2002 | DDTC | $20,000,000 |
