Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| Space Systems Loral | Advent International | private equity (including portfolio companies) | export control violation | 2002 | DDTC | $20,000,000 |
| Classmates.com | H.I.G. Capital | private equity (including portfolio companies) | consumer protection violation | 2013 | DC-AG | $300,000 |
| Cushman & Wakefield of Washington, DC, Inc | TPG Capital | private equity (including portfolio companies) | False Claims Act and related | 2005 | DC-AG | $4,800,000 |
| Forethought Life Insurance Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2022 | CT-INS | $51,000 |
| Strategic Materials, Inc. | Littlejohn & Co. | private equity (including portfolio companies) | air pollution violation | 2020 | CT-ENV | $39,200 |
| Gulf Oil, LP | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2019 | CT-ENV | $64,500 |
| Gulf Oil, LP | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2019 | CT-ENV | $15,188 |
| Gulf Oil, LP | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2015 | CT-ENV | $7,000 |
| Spartech Polycast, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2012 | CT-ENV | $52,861 |
| Bridgeport Energy, LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2009 | CT-ENV | $643,594 |
| Covanta | EQT AB | private equity (including portfolio companies) | environmental violation | 2009 | CT-ENV | $355,000 |
| TruGreen, LP | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2007 | CT-ENV | $6,250 |
| Ahlstrom Windsor Locks LLC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2004 | CT-ENV | $37,500 |
| TruGreen, LP | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2004 | CT-ENV | $12,000 |
| Covanta Projects of Wallingford, L.P. | EQT AB | private equity (including portfolio companies) | environmental violation | 2003 | CT-ENV | $6,250 |
| Lydall Filtration/Separation Inc. | Clearlake Capital | private equity (including portfolio companies) | environmental violation | 2002 | CT-ENV | $120,000 |
| Quala Systems, Inc. | Advent International | private equity (including portfolio companies) | environmental violation | 2001 | CT-ENV | $170,000 |
| Transworld Systems Inc. | Platinum Equity | private equity (including portfolio companies) | consumer protection violation | 2017 | CT-BKG | $200,000 |
| Briggs & Stratton Corp. | KPS Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | CT-AG | $125,000 |
| Covanta Projects of Wallingford, L.P, | EQT AB | private equity (including portfolio companies) | environmental violation | 2011 | CT-AG | $400,000 |
| Pharmerica Professional Services, LLC | KKR & Co. | private equity (including portfolio companies) | tax violations | 2016 | CT-AG | $5,100 |
| Verifone, Inc. | Francisco Partners | private equity (including portfolio companies) | tax violations | 2012 | CT-AG | $6,205 |
| American Medical Response of Connecticut | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2022 | CT-AG | $601,759 |
| Jo-Ann Stores Inc. | Leonard Green & Partners | private equity (including portfolio companies) | product safety violation | 2010 | CPSC | $50,000 |
| Michaels Stores Inc. | Apollo Global Management | private equity (including portfolio companies) | product safety violation | 2009 | CPSC | $45,000 |
| Neiman Marcus Group Inc | Ares Management | private equity (including portfolio companies) | product safety violation | 2008 | CPSC | $50,000 |
| PetSmart Inc. | BC Partners | private equity (including portfolio companies) | product safety violation | 2016 | CPSC | $4,250,000 |
| Briggs & Stratton | KPS Capital Partners | private equity (including portfolio companies) | product safety violation | 2002 | CPSC | $400,000 |
| Mallard Exploration LLC | NGP Energy Capital | private equity (including portfolio companies) | environmental violation | 2020 | CO-OIL | $15,000 |
| Aviva Life and Annuity Co. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2011 | CO-INS | $25,300 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | hazardous waste violation | 2020 | CO-DPHE | $31,238 |
| Intertape Polymer Group | Clearlake Capital | private equity (including portfolio companies) | hazardous waste violation | 2018 | CO-DPHE | $14,600 |
| Univar Solutions USA Inc | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2016 | CO-DPHE | $8,190 |
| Intertape Polymer Corp. | Clearlake Capital | private equity (including portfolio companies) | air pollution violation | 2013 | CO-DPHE | $5,250 |
| Pioneer Metal Finishing | Aterian Investment Partners | private equity (including portfolio companies) | hazardous waste violation | 2011 | CO-DPHE | $6,000 |
| Rockies Express Pipeline LLC | Blackstone | private equity (including portfolio companies) | air pollution violation | 2009 | CO-DPHE | $5,600 |
| Intertape Polymer Corp. | Clearlake Capital | private equity (including portfolio companies) | air pollution violation | 2009 | CO-DPHE | $8,400 |
| KIK Denver LLC | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2007 | CO-DPHE | $17,000 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | hazardous waste violation | 2001 | CO-DPHE | $12,000 |
| GOLDEN LIVING CENTER-BLOOMINGTON | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $5,100 |
| PALESTINE HEALTHCARE CENTER | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $5,850 |
| KINDRED HOSPITAL - LOUISVILLE | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $6,175 |
| KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOOD | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $6,500 |
| GOLDEN LIVING CENTER-BRANDYWINE | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $7,150 |
| KINDRED NURSING AND HEALTHCARE - BAYBERRY | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $7,800 |
| KINDRED NURSING AND TRANSITIONAL CARE-PACIFIC COAS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $8,125 |
| GOLDEN LIVING CENTER-INDIANAPOLIS | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $8,125 |
| KINDRED NURSING & REHABILITATION-HARBORLIGHTS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $8,190 |
| GOLDEN LIVINGCENTER - NAPA | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $9,296 |
| KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $9,360 |
| KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $13,252 |
| GOLDEN LIVING CENTER-BROOKVIEW | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $15,080 |
| KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOOD | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $16,058 |
| KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $16,585 |
| KINDRED NURSING AND REHABILITATION - MEDICAL HILL | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $17,843 |
| GOLDEN LIVINGCENTER - NAPA | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $18,720 |
| GOLDEN LIVINGCENTER - NAPA | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $19,568 |
| KINDRED NURSING AND REHABILITATION - MEDICAL HILL | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $25,620 |
| GOLDEN LIVINGCENTER SANTA ROSA | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $26,130 |
| KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOOD | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $33,215 |
| GOLDEN LIVING CENTER-WOODBRIDGE | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $36,099 |
| GOLDEN LIVING CENTER-VALPARAISO | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $39,293 |
| GOLDEN LIVING CENTER-VALPARAISO | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $41,725 |
| KINDRED TRANSITIONAL CARE & REHABILITATION-AVERY | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $45,500 |
| GOLDEN LIVINGCENTER SANTA ROSA | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $45,576 |
| GOLDEN LIVING CENTER-BRENTWOOD | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $62,140 |
| GOLDEN LIVINGCENTER - BAKERSFIELD | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $72,800 |
| KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOOD | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $117,534 |
| KINDRED TRANSITIONAL CARE & REHABILITATION-AVERY | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $118,333 |
| Palestine Healthcare Center | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2022 | CMS | $64,420 |
| Palestine Healthcare Center | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2023 | CMS | $15,592 |
| Kindred Transitional Care And Rehabilitation-Mansf | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2018 | CMS | $147,847 |
| Golden Living Center-Woodbridge | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2019 | CMS | $61,181 |
| Golden Living Center-Valparaiso | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2019 | CMS | $12,500 |
| Kindred Hospital - Louisville | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2022 | CMS | $10,940 |
| Kindred Transitional Care And Rehabilitation-Mansf | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2018 | CMS | $10,004 |
| Kindred Transitional Care And Rehabilitation-Ridgm | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2018 | CMS | $6,500 |
| PALESTINE HEALTHCARE CENTER | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2023 | CMS | $41,115 |
| Transworld Systems, Inc. | Platinum Equity | private equity (including portfolio companies) | consumer protection violation | 2017 | CFPB | $2,500,000 |
| PETCO Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2004 | CA-SFCA | $50,000 |
| Motel 6 | Blackstone | private equity (including portfolio companies) | consumer protection violation | 2016 | CA-SCDA | $750,000 |
| TruGreen LandCare | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2001 | CA-SCCDA | $138,099 |
| Sterigenics US, LLC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2021 | CA-SCAQMD | $16,500 |
| Trojan Battery Company, LLC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | CA-SCAQMD | $755,000 |
| Nci Group Inc., dba Metal Coaters Of Ca | Clayton Dubilier & Rice | private equity (including portfolio companies) | air pollution violation | 2019 | CA-SCAQMD | $5,500 |
| Polynt Composites USA Inc | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2018 | CA-SCAQMD | $12,500 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2018 | CA-SCAQMD | $16,750 |
| Kindred Hospital Baldwin Park | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2017 | CA-SCAQMD | $8,173 |
| West Marine | L Catterton | private equity (including portfolio companies) | air pollution violation | 2017 | CA-SCAQMD | $180,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | air pollution violation | 2013 | CA-SCAQMD | $7,500 |
| Damac Products | Littlejohn & Co. | private equity (including portfolio companies) | air pollution violation | 2013 | CA-SCAQMD | $6,900 |
| 99 Cents Only Stores | Ares Management | private equity (including portfolio companies) | air pollution violation | 2012 | CA-SCAQMD | $36,661 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2011 | CA-SCAQMD | $8,000 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2011 | CA-SCAQMD | $6,000 |
| Lifoam Industries, LLC | One Rock Capital Partners | private equity (including portfolio companies) | air pollution violation | 2010 | CA-SCAQMD | $157,500 |
| Kindred Hospital Westminster | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2010 | CA-SCAQMD | $5,000 |
| Reichhold Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2008 | CA-SCAQMD | $25,000 |
| Kindred Hospital Ontario | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2006 | CA-SCAQMD | $7,950 |
| Reichhold Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2005 | CA-SCAQMD | $13,500 |
| Reichhold Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2004 | CA-SCAQMD | $11,300 |
| Reichhold Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2002 | CA-SCAQMD | $5,000 |
