Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| South Bay Mental Health Center, Inc. | H.I.G. Capital | private equity (including portfolio companies) | False Claims Act and related | 2018 | MA-AG | $4,000,000 |
| Frontier Airlines | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2018 | FAA | $474,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2018 | FAA | $474,000 |
| PrimeFlight Aviation Services, Inc. | Carlyle Group | private equity (including portfolio companies) | labor relations violation | 2018 | NLRB | $9,060 |
| Sedgwick Claims Management Services, Inc. | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2018 | IN-INS | $200,000 |
| Accordia Life and Annuity Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | MD-INS | $48,600 |
| Accordia Life and Annuity Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | MT-FIN | $25,000 |
| Athene Life Insurance Company of New York | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2018 | NY-DFS | $15,000,000 |
| First Allmerica Financial Life Insurance Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | NY-DFS | $40,000,000 |
| Amtrust Insurance Company of Kansas, Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2018 | TX-INS | $25,000 |
| Athene Annuity And Life Company | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2018 | WA-INS | $10,000 |
| Accordia Life And Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | WA-INS | $130,000 |
| RES CARE INC | KKR & Co. | private equity (including portfolio companies) | wage and hour violation | 2018 | KY-DWS | $13,730 |
| ADT, LLC | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2018 | private lawsuit-federal | $16,000,000 |
| COVANTA METALS MKT LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2018 | PA-ENV | $5,250 |
| C&D TECH INC | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2018 | PA-ENV | $6,000 |
| COVANTA PLYMOUTH RENEWABLE ENERGY LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2018 | PA-ENV | $17,514 |
| COVANTA PLYMOUTH RENEWABLE ENERGY LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2018 | PA-ENV | $27,883 |
| COVANTA PLYMOUTH RENEWABLE ENERGY LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2018 | PA-ENV | $10,607 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2018 | PA-ENV | $24,694 |
| Intertape Polymer Group | Clearlake Capital | private equity (including portfolio companies) | hazardous waste violation | 2018 | CO-DPHE | $14,600 |
| Blue Bird Body Company | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2018 | GA-ENV | $10,552 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | GA-ENV | $7,150 |
| Arconic Inc | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2018 | IA-ENV | $5,000 |
| COVANTA ENVIRONMENTAL SOLUTIONS LLC | EQT AB | private equity (including portfolio companies) | hazardous waste violation | 2018 | IN-ENV | $14,000 |
| DOLCO PKG CORP A TEXI-PLEX BUSINESS | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2018 | IN-ENV | $22,500 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | IN-ENV | $49,000 |
| International-Matex Tank Terminals, LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2018 | LA-ENV | $25,673 |
| Polar Tank Trailer Opole | American Industrial Partners | private equity (including portfolio companies) | hazardous waste violation | 2018 | MN-ENV | $49,325 |
| Federal-Mogul Powertrain LLC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2018 | MN-ENV | $7,200 |
| Pharmerica Institutional Pharmacy Services, LLC | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2018 | NH-ENV | $24,900 |
| POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | water pollution violation | 2018 | NJ-ENV | $31,875 |
| FXI INC-EAST RUTHERFORD | One Rock Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2018 | NJ-ENV | $6,500 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2018 | OR-ENV | $60,948 |
| Crothall Laundry Services, Inc. | H.I.G. Capital | private equity (including portfolio companies) | air pollution violation | 2018 | TN-ENV | $8,049 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2018 | TX-ENV | $39,857 |
| Nouryon Functional Chemicals | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2018 | TX-ENV | $29,792 |
| Lcy Elastomers LP | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2018 | TX-ENV | $78,750 |
| Blackbeard Operating, LLC | NGP Energy Capital | private equity (including portfolio companies) | environmental violation | 2018 | TX-RRC | $9,688 |
| PORT TOWNSEND PAPER | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2018 | WA-ENV | $5,000 |
| Polynt Composites USA Inc | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2018 | CA-SCAQMD | $12,500 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2018 | CA-SCAQMD | $16,750 |
| Hexion Inc. | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2018 | KY-LMAPCD | $258,750 |
| Acosta Sales And Marketing Inc. | Carlyle Group | private equity (including portfolio companies) | wage and hour violation | 2018 | CA-LCO | $13,679 |
| Calsonic Kansei Corporation | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $11,121,840 |
| GEO Specialty Chemicals Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $10,796,800 |
| Hitachi Metals Ltd. | Bain Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $360,000 |
| Hitachi Metals Ltd. | Bain Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $1,140,000 |
| Tenneco Inc. | Apollo Global Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $17,480,000 |
| Yahoo Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2018 | private lawsuit-federal | $300,000 |
| Kindred Transitional Care And Rehabilitation-Mansf | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2018 | CMS | $147,847 |
| Kindred Transitional Care And Rehabilitation-Mansf | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2018 | CMS | $10,004 |
| Kindred Transitional Care And Rehabilitation-Ridgm | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2018 | CMS | $6,500 |
| Lifetime Fitness | Leonard Green & Partners | private equity (including portfolio companies) | wage and hour violation | 2018 | MI-LEO | $14,400 |
| Jostens Inc | Platinum Equity | private equity (including portfolio companies) | wage and hour violation | 2018 | MI-LEO | $7,619 |
| Geo Specialty Chemicals, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $5,000 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $6,240 |
| USALCO | H.I.G. Capital | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $5,000 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $10,000 |
| STRATEGIC MATERIALS, INC | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $31,412 |
| JOANN FABRICS AND CRAFTS STORE # 1572 | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $5,480 |
| STAPLES THE OFFICE SUPERSTORE, LLC | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $10,163 |
| GARDAWORLD | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $17,785 |
| PETSMART, INC. | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $12,462 |
| MOTEL 6 OPERATING LP | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $25,300 |
| ESSENDANT CO. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $7,853 |
| ARCONIC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $18,000 |
| LIFOAM INDUSTRIES, LLC | One Rock Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $18,480 |
| LIFE TIME FITNESS | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $7,391 |
| ARCONIC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $22,875 |
| PETCO ANIMAL SUPPLIES | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $10,000 |
| JETRO RESTAURANT DEPOT, LLC | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $6,652 |
| INTERNATIONAL CONVERTER, LLC | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $6,800 |
| LSC COMMUNICATIONS US, LLC | Atlas Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $10,347 |
| PJ TRAILERS MANUFACTURING, INC. | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $7,423 |
| REFRESCO US INC | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $13,978 |
| GREDE II LLC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $5,250 |
| SUSQUEHANNA NUCLEAR, LLC | Riverstone Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $6,596 |
| PLY GEM PACIFIC WINDOWS CORPORATION | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $11,900 |
| LSC COMMUNICATIONS | Atlas Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $6,681 |
| GREDE II LLC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $31,260 |
| PHOENIX SERVICES LLC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $6,300 |
| MOTEL 6 OPERATING LP | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $5,670 |
| KAUFFMAN ENGINEERING INC | Monomoy Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $8,100 |
| INSITUFORM TECHNOLOGIES USA, LLC | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $12,500 |
| HAIN PURE PROTEIN CORPORATION | Aterian Investment Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $13,052 |
| HOT TOPIC, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $38,803 |
| HAIN PURE PROTEIN CORP. | Aterian Investment Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $29,100 |
| GREDE II LLC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $14,000 |
| TROJAN BATTERY COMPANY, LLC | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $32,150 |
| DOLCO PACKAGING, LLC | Genstar Capital | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $19,956 |
| FEDERAL MOGUL | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $29,288 |
| PIKE ELECTRIC, LLC | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $77,602 |
| PACKERS SANITATION SERVICES, INC. | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $18,477 |
| MW INDUSTRIES, INC. DBA MOHAWK SPRING CORPORATION | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $15,150 |
| TROJAN BATTERY COMPANY | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $7,235 |
| PIKE ELECTRIC, LLC | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $7,975 |
| HAIN PURE PROTEIN CORPORATION | Aterian Investment Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $9,700 |
| 99 CENTS ONLY STORE LLC | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $37,375 |
| AKZO NOBEL SURFACE CHEMISTRY LLC | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $25,000 |
| C&D TECHNOLOGIES, INC. | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $5,000 |
