Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Forethought Life Insurance Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | DE-INS | $98,000 |
| AmTrust Insurance Company of Kansas, Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2019 | MN-FIN | $7,000 |
| Athene Annuity and Life Co. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2019 | MO-INS | $5,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2019 | NH-BSR | $190,000 |
| Sedgwick Claims Management Services Inc | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2019 | NY-DFS | $75,000 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | SD-INS | $120,000 |
| American Medical Response Ambulance Service, Inc. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | TX-INS | $7,500 |
| American Medical Response Ambulance Service, Inc. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | TX-INS | $7,500 |
| Sonic Corp. | Roark Capital | private equity (including portfolio companies) | privacy violation | 2019 | private lawsuit-federal | $4,325,000 |
| FORT DEARBORN COMPANY | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2019 | IL-DOL | $5,531 |
| UNIVAR SOLUTIONS USA INC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2019 | PA-ENV | $24,000 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2019 | PA-ENV | $1,000,000 |
| Strategic Materials Inc. | Littlejohn & Co. | private equity (including portfolio companies) | environmental violation | 2019 | CA-DTSC | $1,200,000 |
| Gulf Oil, LP | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2019 | CT-ENV | $64,500 |
| Gulf Oil, LP | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2019 | CT-ENV | $15,188 |
| ASCEND PERFORMANCE MATERIALS | SK Capital Partners | private equity (including portfolio companies) | drinking water violation | 2019 | FL-DEP | $10,000 |
| LiFoam Industries, Inc. | One Rock Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | GA-ENV | $6,000 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $34,403 |
| ALCOA INC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $28,750 |
| LSC COMMUNICATIONS INC | Atlas Holdings | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $9,000 |
| THE PULLMAN CO | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $10,200 |
| Nexeo Solutions, LLC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2019 | LA-ENV | $40,000 |
| LIFOAM INDUSTRIES | One Rock Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | MD-ENV | $30,000 |
| Chesapeake Urology | Audax Group | private equity (including portfolio companies) | environmental violation | 2019 | MD-ENV | $10,000 |
| COVANTA UNION | EQT AB | private equity (including portfolio companies) | air pollution violation | 2019 | NJ-ENV | $13,200 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | air pollution violation | 2019 | NJ-ENV | $23,400 |
| POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | water pollution violation | 2019 | NJ-ENV | $6,000 |
| Hexion Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2019 | OR-ENV | $15,485 |
| Carestream Health, Inc. | Onex | private equity (including portfolio companies) | air pollution violation | 2019 | OR-ENV | $19,512 |
| Covanta Environmental Solutions, LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2019 | PA-ENV | $400,000 |
| Talen Energy | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2019 | PA-ENV | $1,000,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | SC-ENV | $15,000 |
| Fort Dearborn Company | Clayton Dubilier & Rice | private equity (including portfolio companies) | hazardous waste violation | 2019 | SC-ENV | $7,200 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2019 | TX-ENV | $11,040 |
| Alumax Mill Products, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2019 | TX-ENV | $5,520 |
| TransMontaigne Operating Company L.P. | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2019 | VA-ENV | $20,119 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2019 | WA-ENV | $6,000 |
| PORT TOWNSEND PAPER | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2019 | WA-ENV | $5,250 |
| North Pacific Paper Co LLC | One Rock Capital Partners | private equity (including portfolio companies) | environmental violation | 2019 | WA-ENV | $8,200 |
| Univar Solutions Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $8,000 |
| Cyanco | Cerberus Capital Management | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $8,000 |
| Trojan Battery Company, LLC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | CA-SCAQMD | $755,000 |
| Nci Group Inc., dba Metal Coaters Of Ca | Clayton Dubilier & Rice | private equity (including portfolio companies) | air pollution violation | 2019 | CA-SCAQMD | $5,500 |
| Hexion Inc. | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2019 | KY-LMAPCD | $102,750 |
| 99 Cents Only Stores LLC | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2019 | CA-LCO | $9,454 |
| Acosta Sales And Marketing Inc. | Carlyle Group | private equity (including portfolio companies) | wage and hour violation | 2019 | CA-LCO | $6,746 |
| Apollo Global Management | Apollo Global Management | private equity (including portfolio companies) | WARN Act violation | 2019 | private lawsuit-federal | $2,500,000 |
| American Securities LLC | American Securities LLC | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $13,000,000 |
| American Securities LLC | American Securities LLC | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $2,200,000 |
| Calsonic Kansei Corporation | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $1,627,534 |
| Calsonic Kansei Corporation | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $120,115 |
| Calsonic Kansei Corporation | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $1,764,509 |
| Calsonic Kansei Corporation | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $1,980,000 |
| Calsonic Kansei Corporation | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $7,920,000 |
| Tenneco Inc. | Apollo Global Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $5,520,000 |
| USALCO LLC | H.I.G. Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $6,100,000 |
| USALCO LLC | H.I.G. Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $5,000,000 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2019 | private lawsuit-federal | $16,000,000 |
| Golden Living Center-Woodbridge | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2019 | CMS | $61,181 |
| Golden Living Center-Valparaiso | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2019 | CMS | $12,500 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $5,000 |
| TransMontaigne Product Services, Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $7,500 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $10,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $5,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $7,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $8,400 |
| UNIVAR SOLUTIONS USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $8,750 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $5,000 |
| TransMontaigne Product Services, Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $6,000 |
| TransMontaigne Product Services, Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $5,600 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2019 | FRA | $5,000 |
| BRODER BROS CO | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,700 |
| BIOLAB, INC. | Centerbridge Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $11,222 |
| SCHULTZ INDUSTRIAL SERVICES, INC | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $18,000 |
| LSC COMMUNICATIONS | Atlas Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,000 |
| SILVER LINE BUILDING PRODUCTS, LLC | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $13,260 |
| SHILOH INDUSTRIES, INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,968 |
| FOSTER POULTRY FARMS | Atlas Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $8,400 |
| BRINDERSON CONSTRUCTORS, INC | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $16,870 |
| SCHULTZ INDUSTRIAL SERVICES, INC. | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $16,870 |
| PETERSON AMERICAN CORPORATION DBA PETERSON SPRINGS | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $12,350 |
| TOWER INTERNATIONAL | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $10,500 |
| PRIMEFLIGHT AVIATION SERVICES INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,630 |
| PRIMEFLIGHT AVIATION SERVICES | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $19,892 |
| PIKE ELECTRIC, LLC | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $10,627 |
| CHROMA COLOR CORPORATION | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $11,270 |
| SCHULTZ INDUSTRIAL SERVICES, INC | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,735 |
| CHROMAFLO TECHNOLOGIES CORP | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,630 |
| FOSTER POULTRY FARMS | Atlas Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $12,560 |
| KIK CUSTOM PRODUCTS INC. | Centerbridge Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $7,104 |
| JOSTENS, INC | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $11,000 |
| CHROMA COLOR CORPORATION | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $16,708 |
| GARDA CL CENTRAL INC | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $20,000 |
| PLY GEM, INC. | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,251 |
| JOSEPH T. RYERSON & SON, INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $35,000 |
| TOWER INTERNATIONAL | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,797 |
| STAPLES, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $10,000 |
| BLUE BIRD CORPORATION | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $46,989 |
| GARDA CL WEST, INC. | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $8,525 |
| MATERIAL HANDLING SYSTEMS, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $7,956 |
| DAVIS-STANDARD, LLC | Onex | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $43,087 |
