Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| PARADIGM PRECISION HOLDINGS | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $5,000 |
| CARRY-ON TRAILER, INC. | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $13,494 |
| TENNECO INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $13,653 |
| CARLEX GLASS AMERICA LLC | Atlas Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $30,000 |
| KELLERMEYER BERGENSONS SERVICES, LLC | Cerberus Capital Management | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $13,653 |
| RCHP-FLORENCE, LLC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $6,827 |
| ARCONIC LANCASTER CORP. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $9,011 |
| PETCO ANIMAL SUPPLIES INC. | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $18,238 |
| KINDRED HOSPITAL LOS ANGELES | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $22,625 |
| Chroma Color Corporation | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2020 | EPA | $53,900 |
| FOSTER POULTRY FARMS, A CALIFORNIA CORPORATION | Atlas Holdings | private equity (including portfolio companies) | air pollution violation | 2020 | EPA | $104,502 |
| FERRO CORPORATION | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2020 | EPA | $16,555 |
| GOPHER RESOURCES | Energy Capital Partners | private equity (including portfolio companies) | air pollution violation | 2020 | EPA | $110,000 |
| Tenneco Automotive Operating Company, Inc. | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2020 | EPA | $8,000 |
| Hexion Inc. | American Securities LLC | private equity (including portfolio companies) | hazardous waste violation | 2020 | EPA | $22,662 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | air pollution violation | 2020 | EPA | $37,886 |
| Gulf Oil Limited Partnership | ArcLight Capital Partners | private equity (including portfolio companies) | air pollution violation | 2020 | EPA | $2,400,000 |
| Barnes And Noble, Inc. | Elliott Management | private equity (including portfolio companies) | wage and hour violation | 2021 | private lawsuit-federal | $910,000 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $1,450,000 |
| Athene Annuity and Life Company | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $400,000 |
| Apria Healthcare Group, Inc. and Apria Healthcare LLC | Blackstone | private equity (including portfolio companies) | False Claims Act and related | 2021 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $40,000,000 |
| Covanta Plymouth Renewable Energy, LLC | EQT AB | private equity (including portfolio companies) | air pollution violation | 2021 | PA-ENV | $218,393 |
| Petco Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2021 | private lawsuit-federal | $1,300,000 |
| SEDGWICK CLAIMS MANAGEMENT SERVICES, INC. | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2021 | CA-INS | $19,147 |
| CROTHALL LAUNDRY SERVICE | H.I.G. Capital | private equity (including portfolio companies) | environmental violation | 2021 | FL-DEP | $9,500 |
| GARDA CL SOUTHEAST, INC | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | FL-OFR | $200,000 |
| Deltech LLC | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2021 | LA-ENV | $15,000 |
| IMTT - BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2021 | NJ-ENV | $10,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | VA-SEC | $25,000 |
| Port Townsend Paper Corp. | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2021 | WA-ENV | $6,000 |
| Univar Solutions USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | EPA | $165,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2021 | USAO | $650,000 |
| MoneyGram Payment Systems, Inc | Madison Dearborn Partners | private equity (including portfolio companies) | economic sanction violation | 2021 | OFAC | $34,328 |
| Chewy Inc. | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | CA-MULTI | $600,000 |
| Petco Animal Supplies | CVC Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | CA-MULTI | $375,000 |
| PetSmart LLC | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | CA-MULTI | $500,000 |
| Hussey Copper | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | EPA | $861,500 |
| Univar Solutions USA Inc | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | FL-DEP | $9,210 |
| Moneygram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | FL-OFR | $9,625 |
| Dolco Packaging | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2021 | IN-ENV | $13,410 |
| Athene Annuity and Life Co. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2021 | MD-INS | $8,880 |
| Transworld Systems, Inc. | Platinum Equity | private equity (including portfolio companies) | consumer protection violation | 2021 | MA-AG | $2,250,000 |
| Grede, LLC | Gamut Capital | private equity (including portfolio companies) | air pollution violation | 2021 | MI-ENV | $130,000 |
| BOASSO GLOBAL | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2021 | NJ-ENV | $8,000 |
| Selmet Inc. | Warburg Pincus | private equity (including portfolio companies) | environmental violation | 2021 | OR-ENV | $5,614 |
| KMS Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $200,000 |
| KMS Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $200,000 |
| Securities America Advisors, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $1,750,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | SC-ENV | $5,600 |
| Amtrust Insurance Company of Kansas Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $19,000 |
| Amtrust Insurance Company of Kansas Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $17,500 |
| Global Medical Response dba American Medical Response | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $7,500 |
| Swanson Plating Corporation, Inc. | AEA Investors | private equity (including portfolio companies) | environmental violation | 2021 | WV-ENV | $5,880 |
| Shutterfly Inc. | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2021 | private lawsuit-state | $6,750,000 |
| Neiman Marcus Group, LLC | Ares Management | private equity (including portfolio companies) | privacy violation | 2021 | private lawsuit-federal | $1,600,000 |
| Forethought Life Insurance Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | DE-INS | $5,500 |
| Ascend Performance Materials Operations LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | FL-DEP | $8,500 |
| Univar Solutions USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | FL-DEP | $12,330 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | MD-INS | $131,350 |
| H.I.G. Growth Partners, LLC and H.I.G. Capital, LLC | H.I.G. Capital | private equity (including portfolio companies) | False Claims Act and related | 2021 | MA-AG | $19,950,000 |
| ATHENE ANNUITY AND LIFE COMPANY | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2021 | MN-FIN | $95,000 |
| MOTEL 6 | Blackstone | private equity (including portfolio companies) | environmental violation | 2021 | NJ-ENV | $7,000 |
| UNIVAR SOLUTIONS USA | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | NJ-ENV | $11,400 |
| Schlumberger Rod Lift, Inc. | KPS Capital Partners | private equity (including portfolio companies) | economic sanction violation | 2021 | OFAC | $160,000 |
| Sterigenics US, LLC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2021 | CA-SCAQMD | $16,500 |
| Port Townsend Paper Company | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2021 | WA-ENV | $7,500 |
| Grede II | Gamut Capital | private equity (including portfolio companies) | environmental violation | 2021 | AL-ENV | $50,000 |
| 99 Cents Only Stores, LLC | Ares Management | private equity (including portfolio companies) | pesticide violation | 2021 | CA-DPR | $122,211 |
| EDSAL MANUFACTURING COMPANY | Monomoy Capital Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2021 | EBSA | $10,001 |
| International-Matex Tank Terminals LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2021 | LA-ENV | $5,125 |
| AmTrust Insurance Company of Kansas | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | MO-INS | $26,850 |
| Sedgwick Claims Management Services Inc. | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2021 | NY-DFS | $10,500 |
| Athene Annuity & Life Assurance Company of New York | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2021 | NY-DFS | $49,950 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | OR-ENV | $19,700 |
| Univar Solutions USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | SC-ENV | $12,000 |
| Ascend Performance Materials Texas Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | TX-ENV | $300,000 |
| Sequa Corporation | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2021 | TX-ENV | $29,693 |
| Cytozyme Laboratories, Inc. | AEA Investors | private equity (including portfolio companies) | environmental violation | 2021 | UT-SLCDA | $2,000,000 |
| Barnes & Noble Booksellers, Inc. | Elliott Management | private equity (including portfolio companies) | wage and hour violation | 2021 | CA-LCO | $6,072 |
| Flow Polymers Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2021 | FRA | $6,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2021 | FRA | $5,180 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | railroad safety violation | 2021 | FRA | $5,000 |
| SI GROUP, INC. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | TX-ENV | $14,940 |
| ASCEND PERFORMANCE MATERIALS TEXAS INC. * | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | TX-ENV | $52,853 |
| Ascend Performance Materials Llc | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2021 | FRA | $5,000 |
| IMTT Bayonne | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2021 | FRA | $5,000 |
| IMTT Bayonne | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2021 | FRA | $5,000 |
| Calpine Corporation | Energy Capital Partners | private equity (including portfolio companies) | utility service violation | 2021 | TX-PUC | $50,000 |
| Detrex Corporation | Bain Capital | private equity (including portfolio companies) | labor relations violation | 2021 | NLRB | $25,044 |
| Capstone Logistics | H.I.G. Capital | private equity (including portfolio companies) | labor relations violation | 2021 | NLRB | $23,299 |
| MASSAGE ENVY | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2021 | IL-DOL | $5,000 |
| Nouryon Surface Chemistry LLC | Carlyle Group | private equity (including portfolio companies) | wage and hour violation | 2021 | IL-DOL | $26,378 |
| capstone logistics llc | H.I.G. Capital | private equity (including portfolio companies) | wage and hour violation | 2021 | IL-DOL | $5,000 |
| Qdoba Mexican Grill | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2021 | WA-DLI | $7,100 |
| Qdoba Mexican Grill | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2021 | WA-DLI | $7,100 |
| Baskin Robbins Ice Cream #1313 | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2021 | WA-DLI | $9,100 |
| Baskin Robbins Ice Cream #1313 | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2021 | WA-DLI | $9,100 |
| Baskin Robbins Ice Cream #1313 | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2021 | WA-DLI | $9,100 |
| AHLSTROM-MUNKSJO | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $7,659 |
| STRATEGIC MATERIALS, INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $7,751 |
| STRATEGIC MATERIALS, INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $8,192 |
